Market Abuse Surveillance Business Analyst

Full Job Description

Company Description

ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening.

Role Description

This is a full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis, implementing technology changes, designing and executing testing, and creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls.

Qualifications

• A bachelor's degree in business, finance, economics, computer science, or a related field.
• At least 4 years of experience in regulatory compliance, or technology in the financial services industry.
• MUST HAVE - Knowledge of regulatory requirements related to surveillance and monitoring for Market Abuse as well as Record keeping rules for financial institutions.
• Proven analytical skills with experience conducting impact assessments and gap analysis.
• Strong business analysis and problem solving skills and experience working in cross-functional teams.
• Excellent written and oral communication skills, capable of communicating complex technical ideas clearly and concisely.
• Experience with SQL, data analytics, and reporting is highly desirable.