What Financial Regulations Jobs are in London?

Showing 484 Financial Regulations jobs in London

Senior BD & Marketing Lead – Financial Regulation

Posted 1 day ago

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A leading international law firm is seeking a Senior Business Development and Marketing Manager in London. This role involves developing BD plans and elevating the firm’s external profile. The ideal candidate will have experience in business development, specifically in a finance-oriented environment. Strong communication and mentoring skills are essential. This permanent position offers the opportunity to lead a pivotal group within the firm.
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Adaptive Financial Regulation Lawyer – London

Posted 6 days ago

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Simmons & Simmons Adaptive is seeking an interim Financial Regulation Lawyer in London to support a key client on financial regulatory matters. You will work with a sponsor Partner and client team, delivering high-quality advice in a fast-moving environment.

You should be a qualified lawyer with 3-6 years PQE, cross-border experience, and a collaborative, independent approach. The role requires strong organisation and the ability to meet tight deadlines; visa sponsorship is not available.

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Senior Sybase & APEX DBA for Banking Compliance

London HCLTech

Posted 1 day ago

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A leading technology solutions provider is seeking an experienced APEX Developer with strong Sybase DBA expertise to support a UK-based banking environment. This hands-on role focuses on onboarding Sybase databases into a compliance tool, developing dbDoot rules, and building ETL integrations from Sybase to Oracle, while ensuring alignment with banking-grade database configuration standards and GRC controls. Applicants should have 10-12 years of relevant DB experience and strong Sybase knowledge.
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Investigations & Financial Regulation Associate (2-5 PQE)

Posted 8 days ago

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A leading law firm in Greater London is seeking to hire an Associate to join its Litigations & Investigations team. The role focuses on advising financial institutions on regulatory investigations and conducting internal inquiries. Candidates must be qualified lawyers with knowledge of contentious regulations and a detail-oriented, self-motivated approach. The position requires strong organizational and interpersonal skills, with an emphasis on business development. This role offers a competitive salary along with a range of comprehensive benefits and a hybrid working arrangement.
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Senior UX Lead for Enterprise Banking & Compliance

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A global financial services leader is looking for a Lead UX Designer in London. You will be integral to a compliance transformation programme, designing applications for a global audience. The ideal candidate has over 10 years of experience in UX design, especially in banking, and is proficient in Figma. Strong communication skills and the ability to influence stakeholders are essential. This role presents an exciting opportunity for experienced designers.
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Financial Regulation Lawyer (5-9 PQE)

Posted 19 days ago

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Financial Regulation Managing Associate (5-9PQE) | London

We are working with a leading London law firm on a senior associate-level position within their financial regulation practice.

The team is well-regarded in the market and advises a broad client base across the retail financial services sector. The work spans consumer credit, payment services, mortgage regulation, FCA authorisations and emerging areas such as open banking and FinTech. The firm has a strong culture of giving senior associates genuine ownership of matters and meaningful involvement in business development and client relationships.

This role would suit candidates with:

  • 5-9 years of post-qualified experience in financial regulation or a related regulatory practice
  • Experience advising on consumer credit, payment services regulation or mortgage conduct of business, with the ability to lead on matters with limited supervision
  • Familiarity with the FCA regulatory framework, including the CCA, CONC, PSRs or MCOB
  • Confidence engaging directly with clients and contributing to business development activity
  • An interest in emerging areas such as open banking, FinTech, AI or digital financial services

If you are at a stage where you are open to a conversation, whether actively looking or simply curious about what is in the market, we would welcome a confidential discussion. Please apply or contact Ebony directly at

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Chief Accounting Officer — Insurance Finance & Compliance

Posted today

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The SiriusPoint London office seeks a Chief Accounting Officer to lead all accounting, statutory reporting and financial governance across the insurance enterprise. You will oversee GAAP/STAT reporting, NAIC filings, controls, and close processes, reporting to the Deputy CFO and partnering with HR, Actuarial, Underwriting, Claims, Tax, Treasury, and FP&A.

Responsibilities include leading financial reporting, accounting operations, ICFR/SOX, audits, and driving system integrations and finance

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Group Finance Compliance & Governance Specialist

Posted 1 day ago

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A leading recruitment agency is seeking a Group Finance Compliance & Governance Accountant to ensure compliance with financial regulations within the property sector in Greater London. The role involves supporting governance initiatives, reviewing financial standards, and providing technical guidance to finance teams. Candidates must be qualified accountants (ACA/ACCA/CIMA) and possess excellent communication skills. This position offers an opportunity to enhance governance standards within a large organization.
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Investment Compliance Advisory - UCITS

Posted 1 day ago

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Direct message the job poster from Aria Partners

Specialist Compliance, Legal & Risk Search Partner

Reporting to the Head of Compliance this role will be an advisory lead for public markets funds (UCITS).

Key Responsibilities:

  • Business advisory to the investment teams (COLL, MiFID, UCITS, MAR)
  • Provide oversight to the monitoring team
  • Run relationships with ACD
  • Third party reviews
  • Marketing and financial promotions sign off.

If you have advisory experience in the UCITS space and are interested in this opportunity, please get in touch or apply via the ad!

Seniority level
  • Seniority level Mid-Senior level
Employment type
  • Employment type Full-time
Job function
  • Job function Finance
  • Industries Investment Management and Financial Services

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Incentives Operations Analyst - Finance & Compliance

London Visa

Posted 1 day ago

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Visa is seeking a professional to manage the end-to-end lifecycle of Client Incentive agreements in Greater London. The role involves setup, monitoring, and payment execution in line with contractual terms and compliance requirements.

The ideal candidate will have a Bachelor’s degree in Finance or related fields, along with relevant experience in financial operations. This hybrid position offers flexibility in office attendance, to be confirmed by the hiring manager.

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