What Financial Regulations Jobs are in London?
Showing 484 Financial Regulations jobs in London
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Simmons & Simmons Adaptive is seeking an interim Financial Regulation Lawyer in London to support a key client on financial regulatory matters. You will work with a sponsor Partner and client team, delivering high-quality advice in a fast-moving environment.
You should be a qualified lawyer with 3-6 years PQE, cross-border experience, and a collaborative, independent approach. The role requires strong organisation and the ability to meet tight deadlines; visa sponsorship is not available.
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Investigations & Financial Regulation Associate (2-5 PQE)
Posted 8 days ago
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Financial Regulation Managing Associate (5-9PQE) | London
We are working with a leading London law firm on a senior associate-level position within their financial regulation practice.
The team is well-regarded in the market and advises a broad client base across the retail financial services sector. The work spans consumer credit, payment services, mortgage regulation, FCA authorisations and emerging areas such as open banking and FinTech. The firm has a strong culture of giving senior associates genuine ownership of matters and meaningful involvement in business development and client relationships.
This role would suit candidates with:
- 5-9 years of post-qualified experience in financial regulation or a related regulatory practice
- Experience advising on consumer credit, payment services regulation or mortgage conduct of business, with the ability to lead on matters with limited supervision
- Familiarity with the FCA regulatory framework, including the CCA, CONC, PSRs or MCOB
- Confidence engaging directly with clients and contributing to business development activity
- An interest in emerging areas such as open banking, FinTech, AI or digital financial services
If you are at a stage where you are open to a conversation, whether actively looking or simply curious about what is in the market, we would welcome a confidential discussion. Please apply or contact Ebony directly at
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Chief Accounting Officer — Insurance Finance & Compliance
Posted today
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The SiriusPoint London office seeks a Chief Accounting Officer to lead all accounting, statutory reporting and financial governance across the insurance enterprise. You will oversee GAAP/STAT reporting, NAIC filings, controls, and close processes, reporting to the Deputy CFO and partnering with HR, Actuarial, Underwriting, Claims, Tax, Treasury, and FP&A.
Responsibilities include leading financial reporting, accounting operations, ICFR/SOX, audits, and driving system integrations and finance
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Direct message the job poster from Aria Partners
Specialist Compliance, Legal & Risk Search PartnerReporting to the Head of Compliance this role will be an advisory lead for public markets funds (UCITS).
Key Responsibilities:
- Business advisory to the investment teams (COLL, MiFID, UCITS, MAR)
- Provide oversight to the monitoring team
- Run relationships with ACD
- Third party reviews
- Marketing and financial promotions sign off.
If you have advisory experience in the UCITS space and are interested in this opportunity, please get in touch or apply via the ad!
Seniority level- Seniority level Mid-Senior level
- Employment type Full-time
- Job function Finance
- Industries Investment Management and Financial Services
Referrals increase your chances of interviewing at Aria Partners by 2x
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Visa is seeking a professional to manage the end-to-end lifecycle of Client Incentive agreements in Greater London. The role involves setup, monitoring, and payment execution in line with contractual terms and compliance requirements.
The ideal candidate will have a Bachelor’s degree in Finance or related fields, along with relevant experience in financial operations. This hybrid position offers flexibility in office attendance, to be confirmed by the hiring manager.
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