174 Financial Regulations jobs in the United Kingdom

• Develop, implement, and manage a comprehensive compliance program in line with financial regulations (e.g., AML, KYC, GDPR, FCA).
• Conduct regular risk assessments to identify potential compliance vulnerabilities and implement mitigation strategies.
• Oversee the creation and delivery of compliance training programs for all employees.
• Monitor regulatory changes and ensure timely updates to policies and procedures.
• Manage regulatory examinations and audits, serving as the primary point of contact with regulatory bodies.
• Investigate potential compliance breaches and implement corrective actions.
• Develop and maintain strong relationships with external legal counsel and regulatory authorities.
• Prepare and submit required regulatory reports accurately and on time.
• Lead and mentor the compliance team, fostering a culture of ethical conduct and regulatory awareness.

• Law degree or a related field, with specialized knowledge in financial regulations.
• Minimum of 8 years of experience in compliance, risk management, or legal roles within the financial services or fintech industry.
• In-depth knowledge of relevant regulations such as AML, KYC, MiFID II, GDPR, and others applicable to financial services.
• Proven experience in developing and implementing compliance programs.
• Strong analytical, problem-solving, and investigative skills.
• Excellent communication, interpersonal, and presentation skills.
• Demonstrated leadership experience with the ability to manage and motivate a team.
• Ability to work independently and manage multiple priorities in a remote setting.
• Relevant professional certifications (e.g., CAMS, CRCM) are a strong asset.

Job Title: Regulatory Affairs Consultant

Location: Maidenhead

Contract: 12 months / hybrid 3 days onsite

Hours: 37.5 per week

Rates: £50-60p/h

Job Description

SRG are looking for a regulatory affairs consultant to join a leading pharmaceutical company based in maidenhead. As part of this role, you will be Supporting lifecycle management of applicable products or submissions, management of paediatric investigation plans and clinical trial activities with the Medicines and Healthcare Products Regulatory Agency (MHRA).

Duties and Responsibilities

Overall responsibilities

With supervision and guidance from Line Manager;

• Acts as the primary Regulatory contact for identified portfolio.
• Develops robust regulatory strategies and timelines for those products throughout their lifecycle and provides regulatory information updates to cross functional team.
• Develops and maintains relationships with cross functional partners, as well as the Area Regulatory team to advocate the UK strategy objectives and timelines through the Area Regulatory Project Team.
• Serves as Health Authority liaison and interface for Health Authority meetings to obtain optimal outcomes for patients and company portfolio.
• Supports the business in planning for and execution of product launches, acquisitions and divestitures, as required.
• Regulatory intelligence and external landscape monitoring – provides regulatory impact assessment and establishes best practice

Main Accountabilities

• Supports Area and Brand teams as required to ensure local strategy is considered and that the key regulatory messaging is understood.

• Ensures submission and content of MHRA new and product lifecycle applications are made in accordance with appropriate timings and requirements

• Ensures appropriate and timely communication of regulatory and safety information as required by local regulation, company policies and procedures

• Keeps up to date with all appropriate Regulatory issues and operate as a ‘problem-solver’, to provide effective resolution of regulatory issues occurring within the UK, with an appreciation of business needs and priorities and will escalate to the Director, Regulatory Affairs as necessary.

• Builds business relationships with key internal stakeholders, including Europe region Regulatory Affairs, Medical Affairs, Market Access, Commercial and QA, as required to enable good cross-functional working.

• Stays abreast of all Regulatory intelligence updates and is proactive regarding implementation of necessary legislation/regulation changes.

Experience and Qualifications

• Life Sciences Degree or equivalent experience
• Varied experience within UK or EU Regulatory Affairs, including clinical trials, paediatric investigation plans, license lifecycle management
• Excellent communication skills, both verbal and written
• Effective influencing, tactical and presentation skills
• Effective project management experience
• Consultative and collaborative interpersonal style
• Excellent English language skills
• The ability to thrive in a changing environment and to re-prioritise workload to meet business needs.

Regulatory Affairs manager – Medical Devices

A new role in Regulatory Affairs has become available at an exciting medical devices organisation who have products undergoing clinical trials. The role focuses on FDA and UK/EU submissions

As an experienced Regulatory Affairs professional, you’ll manage and prepare regulatory submissions (e.g., variations, renewals, new market applications) and ensure compliance with U.S. (FDA) and European (EMA) regulations. Key responsibilities include strategic planning, cross-functional coordination with manufacturing, quality assurance, regulatory writing and document review, and liaising with health authorities.

The company has exciting medical device products currently undergoing clinical trials. Head office is based in Oxfordshire.

Key Responsibilities

• Submission Strategy:

Developing strategic plans for regulatory submissions, including variations, renewals, and new market applications.

• Document Preparation:

Writing, reviewing, and ensuring the accuracy and compliance of submission documents, such as Chemistry, Manufacturing, and Controls (CMC) data, study reports, and other regulatory materials.

• Regulatory Compliance:

Ensuring all submissions and regulatory activities meet the requirements of the FDA (U.S.) and European Medicines Agency (EMA).

• Cross-Functional Coordination:

Collaborating with internal teams (manufacturing, quality assurance, quality control, etc.) and external partners to gather necessary information for submissions.

• Authority Interaction:

Communicating with health authorities (e.g., FDA, EMA) regarding submissions, queries, and regulatory matters.

• Post-Approval Maintenance:

Managing ongoing regulatory activities such as post-approval variations, annual reports, and changes to product manufacturing.

Required Skills & Qualifications

• Regulatory Knowledge: In-depth understanding of FDA and EU regulatory requirements for pharmaceutical products or medical devices.

• Technical Skills: Proficiency in regulatory document management systems and MS Office applications.

• Communication: Strong written and verbal communication skills in English.

• Project Management: Ability to manage multiple projects, meet deadlines, and prioritize tasks effectively.

• Collaboration: A collaborative team player with cultural awareness and adaptability.

This is an exciting opportunity at a growing medical devices organisation. The facility is based in Oxfordshire and offers hybrid working opportunities.

We look forward to receiving your application.

CY Partners is acting as an Employment Business / Agency in relation to this vacancy.

Walker Cole are recruiting for a Regulatory Affairs Manager position for an early stage ATMP pharmaceutical business. This is an exciting opportunity for a junior professional to grow and develop within the ATMP space from a range of skills and experience within the team.

A Regulatory Manager will bring:

• Regulatory CMC experience at early-stage development in ATMP and/or biological products
• A drive and willingness to learn and grow within this space.
• Ability to work well within a team, cross functionally and independently

As a Regulatory Manager you will:

• Work within an expert team on Regulatory CMC
• Support in CMC gap analysis, write guidance document and IMAPs
• IMPD, IND submissions and pre-clinical activities.

Early-Stage // Development // Pre-clinical // Regulatory CMC // Regulatory Affairs // Biologics // ATMP // Advanced Therapy //

Walker Cole are recruiting for a Regulatory Affairs Manager position for an early stage ATMP pharmaceutical business. This is an exciting opportunity for a junior professional to grow and develop within the ATMP space from a range of skills and experience within the team.

A Regulatory Manager will bring:

• Regulatory CMC experience at early-stage development in ATMP and/or biological products
• A drive and willingness to learn and grow within this space.
• Ability to work well within a team, cross functionally and independently

As a Regulatory Manager you will:

• Work within an expert team on Regulatory CMC
• Support in CMC gap analysis, write guidance document and IMAPs
• IMPD, IND submissions and pre-clinical activities.

Early-Stage // Development // Pre-clinical // Regulatory CMC // Regulatory Affairs // Biologics // ATMP // Advanced Therapy //