147 Investment Sales jobs in the United Kingdom
Director - Options Sales
Posted 9 days ago
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Job Description
London, United Kingdom
**Hours:**
35
**Line of Business:**
TD Securities
**Pay Details:**
We're committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.
**Job Description:**
TD Securities provides a wide range of capital market products and services to corporate, government, and institutional clients who choose us for our knowledge, innovation, and experience in the following key areas of finance: Investment and Corporate Banking, Capital Markets, Interest Rate, Currency and Derivative Products. TD Securities works with clients around the world, and our services include the underwriting and distribution of new debt and equity issues, providing advice on strategic acquisitions and divestitures, and executing daily trading and investment needs.
The Equity Options Sales team based in is part of Global Equity Derivatives (GED) within the TD Securities Global Markets Sales and Trading business. The team covers Canadian, US and international clients spanning pension funds, asset managers, ETF providers, hedge funds and retail investment advisors. The team is in Toronto and currently consists of 2 FTE.
The team specializes in Canadian and US OTC and listed options on single stocks, ETFs and indices. Maturities range from short-dated up to 5 years in term.
The new Director will be responsible to help maintain and develop our Equity Options sales franchise with clients based in Canada and worldwide with the aim of growing commission revenues, market share and our overall market presence. Daily responsibilities include evaluation of markets, development of trading strategies, client facilitation, content creation, and analysis. All these will be done within the GED-specific risk limits and policies, in the context of the wider TD Top of the House Risk Appetite and the prevailing Regulatory Framework.
**Job Requirements**
Responsibilities of this role include, but are not limited to, the following:
+ Developing the Options Sales strategic objectives and growth strategies.
+ Provides expert knowledge of market data, economic information and key industry developments as well as regulatory standards at all times to assist in client service. Position develops and maintains contacts with market participants
+ Help produce relevant options market commentary, content and trade ideas
+ Build interest in the Canadian and US options market domestically and internationally
+ Educate our potential client base including asset and portfolio managers about the benefits of options trading
+ Work closely with trading on marketing strategy, opportunistic sales to enhance trading revenue
+ Maintain relationships with portfolio managers as well as option execution teams
+ Optimize existing client relationships as well as pursue new clients
+ Collaborate across the dealer in identifying and pursuing potential clients, that includes working with the Cash Equities, GED Structured Products, ETF and Delta One teams, among others.
+ Observes strict adherence personally and at a desk level to the firm's procedures
+ Understands and will comply with TD Securities Policies, regulatory and compliance requirements
+ Demonstrate governance, control and risk management behaviours in alignment with TD policies and practices
**Education & Experience**
+ Undergraduate degree in Business (Accounting or Finance) or Mathematics/Economics
+ Extensive related applicable industry experience
+ Must be detail oriented and possess problem-solving skills
+ Must be able to work independently with minimal supervision and establish priorities
+ Proficient in interpersonal communication (both oral and written), and have the ability to communicate effectively with all levels of staff and management
+ Successful candidate will have to complete as needed various regulatory registration courses such as CSC, CPH, Trader Training Course, Derivative Fundamentals, Options Licensing Course.
#LI-Onsite
**Who We Are**
TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.
TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you've got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we're here to support you towards your goals. As an organization, we keep growing - and so will you.
**Our Total Rewards Package**
Our Total Rewards package reflects the investment we make in our colleagues to help them, and their families achieve their well-being goals. Total Rewards at TD includes a base salary and several other key plans such as health and well-being benefits, including medical coverage, paid time off, career development, and reward and recognition programs.
**Additional Information:**
We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home.
**Colleague Development**
If you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD - and we're committed to helping you identify opportunities that support your goals.
**Training & Onboarding**
We will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role.
**Interview Process**
We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.
**Accommodation**
If you require an accommodation for the recruitment / interview process (including alternate formats of materials, or accessible meeting rooms or other accommodation), please let us know and we will work with you to meet your needs.
Federal law prohibits job discrimination based on race, color, sex, sexual orientation, gender identity, national origin, religion, age, equal pay, disability and genetic information.
Senior Investment Trust Sales Specialist
Posted 9 days ago
Job Viewed
Job Description
A career at Janus Henderson is more than a job, it's about investing in a brighter future together.
Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class service. We will do this by protecting and growing our core business, amplifying our strengths and diversifying where we have the right.
Our Values are key to driving our success, and are at the heart of everything we do:
Clients Come First - Always | Execution Supersedes Intention | Together We Win | Diversity Improves Results | Truth Builds Trust
If our mission, values, and purpose align with your own, we would love to hear from you!
Your opportunity
+ Working with the Head of Investment Trust Sales to devise and execute a sales strategy for set investment trust(s) suited to professional investors.
+ To combine a keen interest of markets with in-depth product knowledge to achieve excellent professional investor relationships across the UK.
+ To represent the viewpoints of the fund manager(s) in a timely manner to investors, via a variety of mediums, recognizing individual stock stories and or opportunities for the asset class.
+ To organize key client meetings or events for fund managers.
+ To work with service providers and other stakeholders to promote the trust(s).
+ Build relationships with the boards of respective trust(s) reporting on all activity formally and informally, providing feedback and context.
+ To lead on ad-hoc client projects as required.
+ Working with a dedicated marketing team, PR manager and content manager to input into a consistent sales message.
+ Actively work with other members of the Investment Trust team to deal with information requests, incoming calls and emails.
+ Lead investor relations activity with professional investors for communication of corporate actions and other company events
+ Carry out duties as assigned
What to expect when you join our firm
+ Hybrid working and reasonable accommodations
+ Generous Holiday policies
+ Excellent Health and Wellbeing benefits including corporate membership to ClassPass
+ Paid volunteer time to step away from your desk and into the community
+ Support to grow through professional development courses, tuition/qualification reimbursement and more
+ Maternal/paternal leave benefits and family services
+ Complimentary subscription to Headspace - the mindfulness app
+ All employee events including networking opportunities and social activities
+ Lunch allowance for use within our subsidized onsite canteen
Must have skills
+ Strong knowledge of the investment trust sector, the technical features of trusts including the advantages and disadvantages of the structure.
+ Knowledge of markets to at least IMC standard.
+ Existing client relationships combined with evidence of growing or retaining assets under management in a consolidating and competitive market.
+ A natural forward planner with evidence of leading a campaign and critical assessment of it's success.
+ Strong presentation skills and ability to adapt messaging to suit a different investor type.
+ Business and Interpersonal Skills: An excellent communicator demonstrating resourcefulness and ability to grow a network.
+ Computer skills: Adept in use of MS Office 2000 or later, particularly Excel, PowerPoint and Word, Internet. Email and ideally have knowledge of database management.
+ Literacy and Numeracy: Ability to demonstrate a high level of literacy. Able to understand pricing calculations and basic business finance
Nice to have skills
+ Some knowledge of using a CRM system (Salesforce ideally).
+ Credible and comfortable in dealing with senior company executives.
+ Demonstrable use of social media.
Supervisory responsibilities
+ No
Potential for growth
+ Mentoring
+ Leadership development programs
+ Regular training
+ Career development services
+ Continuing education courses
For those in scope of Knowledge & Competence (MiFID II)
+ Knowledge of financial markets, financial markets function and the impact of economic figures and national/regional/global events on markets
+ Understanding of issues relating to market abuse and anti-money laundering
+ Annual attestation
You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity requirements and JHI policies applicable for your role
At Janus Henderson Investors we're committed to an inclusive and supportive environment. We believe diversity improves results and we welcome applications from candidates from all backgrounds. Don't worry if you don't think you tick every box, we still want to hear from you! We understand everyone has different commitments and while we can't accommodate every flexible working request we're happy to be asked about work flexibility and our hybrid working environment. If you need any reasonable accommodations during our recruitment process, please get in touch and let us know at
Janus Henderson (including its subsidiaries) will not maintain existing or sponsor new industry registrations or licenses where not supported by an employee's job functions (as determined by Janus Henderson at its sole discretion).
All applicants must be willing to comply with the provisions of Janus Henderson Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political contributions and political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position. Janus Henderson is an equal opportunity /Affirmative Action employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status. All applications are subject to background checks.
Financial Services Administrator
Posted today
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Job Description
Financial Services Administrator – Spider is advertising on behalf of a financial services firm who are looking for an experienced Administrator to join their busy team in Ipswich, Suffolk in this full-time, permanent position.
Why them
Known for their transparent, simplified advice, FCA regulation, and track record of satisfied clients, this well-established firm services a broad range of financial services to their clients, who range from Individuals to trustees and small businesses.
Fantastic company package include:
- Salary: Competitive salary ranging from £25,000 - £30,000 per annum based on skills and experience
- Holiday: 20 days plus bank holidays / annual shutdown between Christmas and New Year.
- Working hours 35 per week – Monday to Friday 9am – 5pm
About the role:
As a Financial Services Administrator you will be an enthusiastic individual who is highly organised with good attention to detail and the ability to multi-task in a busy environment. This is a varied role that would suit someone with high level administrative skills working for a customer focused business.
Responsibilities:
- Supporting the adviser administratively. This can involve but is not limited to, research, calculations, collating data, arranging meetings and corresponding with clients.
- Communicate with providers and clients as required.
- Assisting advisers by preparing documentation such as letters of authority, illustrations, application forms and annual reports.
- Processing client requests such as withdrawals, regular contributions or adhoc investment management requirements.
- Confident IT skills including use of online and internal client management systems, training will be given to support this.
About You:
Experience of working in financial services/financial advisers would be beneficial but not essential. The role is administrative but with a technical element in relation to the involvement of investment and financial terms and procedures. Efficiency and an accurate approach to your work are essential.
If you have the relevant skills and experience for this Financial Services Administrator role and would like to be considered, please apply by forwarding an up-to-date CV as soon as possible. We look forward to hearing from you.
If you require any reasonable adjustments such as access or information in an alternative format, please inform us soon as you are able so that we can make the appropriate adjustments.
Please check your email inbox and spam / junk mail folder for any email correspondence for this role.
Additional keywords: Administrator, Financial Services, Admin, Finance Support, Financial Admin Officer, Coordinator, FCA, Financial Administration
This vacancy is being advertised and handled through Spider, the region’s Online Job Advertiser. We take your privacy seriously. When you apply, your details are processed and available for us to directly review for this vacancy. As you might expect you may be contacted by email, text, or telephone. For full Privacy Policy details please see email correspondences on receipt of your application.
Financial Services Administrator
Posted today
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Job Description
Our client is a well-established independent financial advisory firm that's genuinely committed to delivering exceptional client outcomes. They pride themselves on their high standards, collaborative team culture, and strong focus on professional development. Located in the beautiful setting of Ottery St Mary, they offer a supportive environment where being nice, helping colleagues, and focusing on client service are at the heart of everything they do.
About The RoleThis is a fantastic opportunity to join a busy financial planning team as a Financial Services Administrator. You'll be playing a crucial role in delivering the firm's client service proposition to the highest standards while working within FCA regulatory requirements. It's a varied role where you'll be supporting both new and existing clients, working alongside advisers and the planning team to ensure everything runs smoothly from start to finish.
Financial Services Administrator Responsibilities:- Handle general administration duties including answering phones, client liaison, and managing post li>Process new business by entering details onto systems and provider portals, following through to completion
- Complete application forms, process letters of authority, and chase providers for information
- Provide admin support including typing correspondence, letters, and reports
- Maintain accurate and up-to-date customer files in accordance with procedures
- Ensure all FCA compliance procedures are followed on a daily basis
- Support office facilities maintenance and contribute to smooth day-to-day operations
- Participate in firm projects and initiatives as business needs evolve
- Undertake continuous professional development and learning activities
- Commitment to achieving CII R01 and LP2 qualifications (minimum requirement)
- Exceptional ability to use various software systems including MS Office Suite and financial planning software
- Outstanding written and verbal communication skills with exceptional attention to detail
- Strong organisational skills and ability to prioritise workload without supervision
- Understanding of the financial planning process and regulatory framework
- Experience maintaining good working relationships in financial services or similar environment
- Ability to work independently and as part of a collaborative team
- Professional telephone manner and client service focus
- Flexibility to adapt as the business and role evolve
- Competitive salary of £30k - £32k DOE
- Comprehensive learning and development program
- Pension and Healthcare
- Plus so much more!
You're someone who thrives in a client-focused environment and understands the importance of accuracy and attention to detail in financial services. You've got experience in financial planning administration or a similar role and genuinely enjoy helping people achieve their financial goals. You're naturally organised, can juggle multiple priorities, and take pride in delivering exceptional service. Most importantly, you're committed to professional development and ready to contribute to a team that values collaboration and high standards.
This is an excellent opportunity to join a respected independent advisory firm that invests in its people and maintains the highest standards of client service. If you're an experienced administrator looking for a role where you can make a real difference in a supportive, professional environment, we'd love to hear from you.
Get in touch with Mrs H at Avocet Commercial Careers today on (phone number removed) or email (url removed) to discover more about this exciting opportunity.
Financial Services Administrator
Posted today
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Job Description
Ipswich Outskirts (A12 Corridor)
28,000+ Bonus
Monday-Friday 9-5pm
Pure are delighted to be recruiting a financial services administrator for an established wealth management business. The ideal candidate would have previous experience in a similar environment.
This role would be suitable for candidates who are looking to path out a career within financial services.
Please get in touch if you would like to discuss this further and find out more about the organisation.
Key Responsibilities:
- Pension, Investment and Protection research
- Preparing Discussion Documents for Financial Advisor Meetings
- Pre-Submission Process
- Producing Suitability Reports
- Arranging Advisor Diaries
- Arranging Annual Reviews
- Running Advisor back-office system
- Meeting & greeting clients for advisors
- Point of contact for clients for self-employed advisor
Key Skills
- Ability to work under pressure
- Fast learner
- Meticulous attention to detail
- Problem solver
- Excellent Time Management
- Very comfortable with numbers
- Good telephone manner
- Desire to learn, develop and progress in Financial Services
Qualifications
- GCSE A or B in Maths (essential)
- Strong A Levels or recent graduate ideally in maths or sciences- Desirable
- CII Financial Adviser Exam- Desirable
- Must be a car driver
Financial Services Administrator
Posted today
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Job Description
Take the Next Step in Your Career - Join a Dynamic Financial Services Team in Taunton
Are you an organised and proactive administrator looking to build your future in financial services? Do you thrive in a collaborative environment where your skills are recognised and your development is supported? If so, we'd love to hear from you.
Role: Financial Services Administrator
Location: Taunton, Somerset (Office-based)
Hours: Monday to Friday, 8:45 AM - 5:15 PM
Salary: 24,000 - 26,500 (depending on industry experience)
What's in It for You?
- Pension Contributions - Helping you plan for tomorrow.
- Extra Time Off - Celebrate your birthday and enjoy a well-earned break over Christmas.
- Professional Growth - Support for qualifications and study time.
- Warm Welcome - A structured induction to help you settle in smoothly.
- Recognition & Rewards - Annual reviews and a performance-based bonus scheme.
- Wellbeing Matters - Access to an Employee Assistance Programme.
- Modern Facilities - Work in a bright, open-plan office with a gym, showers, and a stylish staff lounge.
- Supportive Culture - Join a values-led team that genuinely cares.
About the Role
Due to team expansion this firm is looking to add to their mortgages team. As a Financial Services Administrator, you'll be a key part of the Client Relations team, ensuring clients receive a seamless and professional experience. You'll provide essential administrative support to consultants and clients, helping to manage financial applications and maintain accurate records.
Your Responsibilities Will Include:
- Handling client enquiries with professionalism and empathy.
- Processing financial applications and tracking progress.
- Liaising with providers and third parties to ensure timely updates.
- Maintaining accurate records using internal systems.
- Supporting consultants with documentation and case management.
- Assisting with meeting coordination, post, and general office duties.
What We're Looking For
You'll bring strong administrative experience, ideally from a financial or professional services background. You're someone who enjoys helping others, is detail-oriented, and thrives in a busy, team-focused environment.
Key Skills & Attributes:
- Proven admin experience in a professional setting.
- Excellent attention to detail and organisational skills.
- Friendly and confident communicator.
- Tech-savvy and comfortable with databases and systems.
- Reliable, adaptable, and well-presented.
Interested?
Send your CV to (url removed) or apply online today.
For a friendly, informal chat about the role, contact Catherine or Georgie on (phone number removed) .
Office Angels is an employment agency and business. We are an equal-opportunities employer who puts expertise, energy and enthusiasm into improving everyone's chance of being part of the workplace. We respect and appreciate people of all ethnicities, generations, religious beliefs, sexual orientations, gender identities, abilities and more. By showcasing talents, skills and unique experiences in an inclusive environment, we help individuals thrive. If you require reasonable adjustments at any stage, please let us know and we will be happy to support you.
Office Angels acts as an employment agency for permanent recruitment and an employment business for the supply of temporary workers. Office Angels UK is an Equal Opportunities Employer.
By applying for this role your details will be submitted to Office Angels. Our Candidate Privacy Information Statement explaining how we will use your information is available on our website.
Financial Services Administrator
Posted today
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A well-established and client-focused financial services firm is seeking a Senior Administrator to lead its Administration Team on a 6-month fixed-term contract , with the potential for a permanent position based on performance and business needs. This key role will act as the primary point of contact for all administrative matters, ensuring the team delivers consistently high standards in line with Service Level Agreements (SLAs), while maintaining a professional and client-centric approach in all interactions.
The ideal candidate will be a motivated, detail-oriented individual who understands the value of strong relationships-both with clients and colleagues. They will demonstrate exceptional organisational skills, a methodical work ethic, and the ability to lead by example.
Key Responsibilities:
Act as the lead representative of the Administration Team, managing workflow and service delivery.
Ensure all administrative support provided to advisers is accurate, timely, and in line with regulatory requirements.
Maintain high-quality client communications and documentation standards.
Mentor and support team members, including delivering training and fostering professional development.
Drive efficiency and continuous improvement across systems and administrative processes.
Required Experience & Skills:
Minimum of three years' experience in financial services administration.
Sound understanding of UK financial products, industry regulations, and provider processes.
Proven ability to process and manage pension applications and associated transactions.
Experience delivering technical training and identifying operational improvements within admin functions.
Proficiency in working with major platforms and providers (e.g., Aviva, Fidelity, Legal & General, Aegon, Standard Life, Prudential).
Desirable Qualifications:
Chartered Insurance Institute (CII) Diploma or Advanced Diploma in Financial Planning (or equivalent professional qualifications).
Personal Attributes:
Impeccable written communication skills.
Excellent attention to detail.
Strong multitasking abilities and capability to prioritise under pressure.
A proactive, supportive approach with a commitment to team and client success.
Huntress Search Ltd acts as a Recruitment Agency in relation to all Permanent roles and as a Recruitment Business in relation to all Temporary roles.
We practice a diverse and inclusive recruitment process that ensures equal opportunity for all we work with, irrespective of race, sexual orientation, mental or physical disability, age or gender. As an organisation, we encourage applications from all backgrounds and will ensure measures are met when required, to allow a fair process throughout.
PLEASE NOTE: We can only consider applications from candidates who have the right to work in the UK.
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Financial Services Administrator
Posted today
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Join Our Team as a Financial Services Administrator!
Are you an experienced Financial Services Administrator with a passion for pensions and Independent Financial Adviser (IFA) support? If you thrive in a professional yet relaxed atmosphere and are eager to provide high-quality administrative support, we have the perfect opportunity for you in Horsham!
About the Role:
As a Financial Services Administrator, you will be an integral part of our dynamic team, supporting our IFAs in all aspects of pensions and investment administration. Your expertise in pension products and processes will ensure our clients receive exceptional service.
Key Responsibilities:
- Provide comprehensive administrative support for Financial Advisers.
- Manage and maintain client records within our CRM system (XPLAN/360) Produce client documentation on behalf of Advisers.
- Process new business applications and ongoing client transactions, including fund switches, income and withdrawals.
- Liaise with product providers to monitor and progress new business.
- Keep clients updated throughout the process.
- Processing and chasing Letters of Authority.
What We're Looking For:
- Previous experience within the Financial Services industry is essential.
- Strong organisational skills with a methodical and accurate approach.
- Ability to work under pressure and manage multiple tasks efficiently.
- Excellent communication skills across all levels.
Why Join Us?
- Competitive Salary: 30k - 33k, depending on experience.
- Work-Life Balance: Full-time hours, 9am to 5pm.
- Convenient Location: Just a 12-minute walk from Horsham train station.
How to Apply:
If you have the pension expertise and IFA background we're looking for, we'd love to hear from you! Please send your CV and a cover letter outlining your relevant experience and why you'd be a great fit for our team.
Join us in making a difference in the financial services industry-apply today! Your next exciting career adventure awaits!
Adecco is a disability-confident employer. It is important to us that we run an inclusive and accessible recruitment process to support candidates of all backgrounds and all abilities to apply. Adecco is committed to building a supportive environment for you to explore the next steps in your career. If you require reasonable adjustments at any stage, please let us know and we will be happy to support you.
Adecco acts as an employment agency for permanent recruitment and an employment business for the supply of temporary workers. The Adecco Group UK & Ireland is an Equal Opportunities Employer.
By applying for this role your details will be submitted to Adecco. Our Candidate Privacy Information Statement explaining how we will use your information is available on our website.
Financial Services Lawyer
Posted today
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An international law firm based in Central London is seeking a financial services lawyer at Mid Associate/Manager level to join their well-established Banking & Finance division. This is an excellent opportunity for a financial services lawyer to become part of a highly respected team advising major financial institutions, fintechs, and global corporates. The firm is known for its collaborative culture, international reach, and complex cross-border mandates.
The successful financial services lawyer will play a key role in advising clients on UK and EU regulatory frameworks, working across a mix of advisory, transactional, and strategic matters. This position is suited to a financial services lawyer with at least 3 years' post-qualification experience, looking to step into a more senior and client-facing role with clear progression opportunities.
The financial services lawyer's role
The financial services lawyer will support a wide-ranging client base including banks, asset managers, insurers, and fintech firms. The work will cover financial services regulation, licensing issues, payments law, ESG regulation, and regulatory aspects of M&A and financing transactions.
This role offers the chance to contribute to high-profile projects and gain exposure to international workstreams. The financial services lawyer will also be expected to support business development initiatives and contribute to internal knowledge-sharing and client training sessions.
The financial services lawyer
To be considered for this financial services lawyer position, candidates must have:
- UK qualification (or equivalent rights to practise in England & Wales)
- A strong academic background
- A minimum of 3 years' PQE in financial regulation or banking and finance law
- Experience gained at a recognised law firm or within an in-house legal team in financial services
- Strong knowledge of FSMA, FCA/PRA regulations, and relevant EU directives (e.g. PSD2)
- Commercial awareness and sound legal judgement
- Excellent communication skills and the ability to manage client relationships effectively
In Return?
This is a standout opportunity for a financial services lawyer to join a forward-thinking, international law firm offering:
- Long-term career development and progression
- A competitive salary of 90,000-115,000
- Private healthcare
- Pension scheme
- Generous holiday allowance
- Exposure to high-profile, cross-border financial services matters
Keywords: Financial Services Lawyer | Regulatory Lawyer | Banking & Finance | Mid Associate | London Law Jobs | FCA Compliance
Financial Services Administrator
Posted today
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Financial Services Administrator
Harrogate | Office Based, Monday to Friday 9am – 5pm
£30,000 – £32,000 | Full time preferred – Part time considered
Free on-site parking | 27 days holiday plus bank holidays | Group pension scheme | 2x death in service
We are recruiting an experienced Financial Services Administrator on behalf of a well-established and highly regarded Independent Financial Adviser firm based in central Harrogate. This is a fantastic opportunity to join a supportive team in a varied and fast-paced administrative role.
The successful candidate will have a minimum of 2 years’ experience in financial services , ideally within an IFA or financial planning environment , and will be confident handling client documentation, liaising with providers, and supporting advisers with investment and pension administration.
Key Responsibilities:
- p>Supporting Financial Advisers and Planners with day-to-day administrative tasks
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Liaising with policy providers regarding pensions, investments, and insurance products
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Processing new business applications, fund switches, income and withdrawal requests
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Managing live dealing (online investment instructions)
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Handling desk-based claims
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Ensuring client records are accurately maintained
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Managing workload independently while contributing to a close-knit team
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Communicating professionally with clients and providers
Requirements:
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Minimum 2 years experience in a financial services admin role (IFA experience preferred)
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Strong knowledge of investment products, pensions, SIPPs, and SSASs
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Experience with financial software and Microsoft Office
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Excellent communication and organisational skills
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High attention to detail and ability to prioritise tasks
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A proactive, team-focused attitude with the confidence to work independently
If you're an experienced Financial Services Administrator looking for a long-term role within a friendly and professional environment, we’d love to hear from you.
Apply now or contact Unity Resourcing for more details.