73 Aviation Law jobs in the United Kingdom
Regulatory Compliance Officer
Posted 14 days ago
Job Viewed
Job Description
Job Title: Regulatory Compliance Officer
Location: Hybrid - Castle Donington or Bristol (initially more office-based for training, then minimum 2 days/week - Monday is team anchor day)
Contract Length: 6 months initially (potential for extension)
Rate: 25.50 per hour PAYE
About the Role
A newly formed regulatory compliance team is seeking a proactive and detail-oriented Regulatory Compliance Officer to support the handling of escalated customer complaints. This role involves independently reviewing complex cases, preparing formal responses, and compiling case files for external regulatory bodies.
The successful candidate will play a key role in ensuring the organisation meets its regulatory obligations while maintaining high standards of customer service and accountability.
Key Responsibilities
- Manage complaints escalated to Stage 3 and Stage 4 of the formal complaints procedure.
- Gather and assess information from internal systems and colleagues to build a comprehensive timeline of events.
- Independently determine whether the organisation's position should be upheld or overruled and propose remedies where appropriate.
- Draft and issue Stage 3 letters to customers, either offering a resolution or placing the case in "deadlock".
- Prepare structured case files for submission to external regulators, including timelines, evidence, and the organisation's final position.
- Maintain accurate records of escalated complaints, including outcomes and regulatory findings.
- Support the wider Regulatory Compliance Team with related duties as required.
Skills & Experience
- Strong written communication skills, with the ability to produce clear, concise, and professional correspondence.
- Proven ability to interrogate qualitative information, assess complex scenarios, and make sound decisions.
- Experience in complaint handling, regulatory compliance, or customer resolution roles.
- Highly organised, with excellent attention to detail and the ability to manage multiple cases simultaneously.
- Comfortable working independently and taking ownership of outcomes.
- Background in a regulated industry (e.g., utilities, telecoms, financial services).
- Familiarity with regulatory frameworks such as the Electricity Act, licence conditions, or regulator guidance.
Please note: Due to the high volume of applications, only shortlisted candidates will be contacted. If you do not hear from us within 48 hours, your application has not been successful on this occasion. However, we may retain your details for future suitable opportunities.
Pontoon is an employment consultancy. We put expertise, energy, and enthusiasm into improving everyone's chance of being part of the workplace. We respect and appreciate people of all ethnicities, generations, religious beliefs, sexual orientations, gender identities, and more. We do this by showcasing their talents, skills, and unique experience in an inclusive environment that helps them thrive. If you require reasonable adjustments at any stage, please let us know and we will be happy to support you.
Regulatory Compliance Officer
Posted 14 days ago
Job Viewed
Job Description
Job Title: Regulatory Compliance Officer
Location: Hybrid - Castle Donington or Bristol (initially more office-based for training, then minimum 2 days/week - Monday is team anchor day)
Contract Length: 6 months initially (potential for extension)
Rate: 25.50 per hour PAYE
About the Role
A newly formed regulatory compliance team is seeking a proactive and detail-oriented Regulatory Compliance Officer to support the handling of escalated customer complaints. This role involves independently reviewing complex cases, preparing formal responses, and compiling case files for external regulatory bodies.
The successful candidate will play a key role in ensuring the organisation meets its regulatory obligations while maintaining high standards of customer service and accountability.
Key Responsibilities
- Manage complaints escalated to Stage 3 and Stage 4 of the formal complaints procedure.
- Gather and assess information from internal systems and colleagues to build a comprehensive timeline of events.
- Independently determine whether the organisation's position should be upheld or overruled and propose remedies where appropriate.
- Draft and issue Stage 3 letters to customers, either offering a resolution or placing the case in "deadlock".
- Prepare structured case files for submission to external regulators, including timelines, evidence, and the organisation's final position.
- Maintain accurate records of escalated complaints, including outcomes and regulatory findings.
- Support the wider Regulatory Compliance Team with related duties as required.
Skills & Experience
- Strong written communication skills, with the ability to produce clear, concise, and professional correspondence.
- Proven ability to interrogate qualitative information, assess complex scenarios, and make sound decisions.
- Experience in complaint handling, regulatory compliance, or customer resolution roles.
- Highly organised, with excellent attention to detail and the ability to manage multiple cases simultaneously.
- Comfortable working independently and taking ownership of outcomes.
- Background in a regulated industry (e.g., utilities, telecoms, financial services).
- Familiarity with regulatory frameworks such as the Electricity Act, licence conditions, or regulator guidance.
Please note: Due to the high volume of applications, only shortlisted candidates will be contacted. If you do not hear from us within 48 hours, your application has not been successful on this occasion. However, we may retain your details for future suitable opportunities.
Pontoon is an employment consultancy. We put expertise, energy, and enthusiasm into improving everyone's chance of being part of the workplace. We respect and appreciate people of all ethnicities, generations, religious beliefs, sexual orientations, gender identities, and more. We do this by showcasing their talents, skills, and unique experience in an inclusive environment that helps them thrive. If you require reasonable adjustments at any stage, please let us know and we will be happy to support you.
Manager - Regulatory Compliance
Posted 14 days ago
Job Viewed
Job Description
Sponsorship will not be available for this position, therefore 3+ years on visa eligibility to work in UK is essential.
Our client, a highly respected Bank, is seeking a Manager – Regulatory Compliance to join their team on a permanent basis.
This position forms an integral part of 2nd Line of Defence and the successful candidate will also be performing regular and comprehensive compliance risk assessments according to the approved compliance plan, report on a regular basis on compliance identified breaches and corrective actions taken, as applicable.
Under direction, draft the Scope of Regulatory Compliance oversight as part of the annual plan and adhere to the plan by performing reviews and following up on outstanding actions.
Responsibilities (but not limited to):
• Determine the processes and sub-processes, including input, processing and output.
• Perform an end-to-end review of each process and determine relevant risks and controls.
• Undertake root-cause analysis to address and mitigate the identified risks and recommend adequate remedial action.
• Facilitate controls gap analysis, remediation planning and testing for all business units.
• Ensure that the controls are efficient and effective, thus maintaining risks at an acceptable level.
• Ensure that the processes are in compliance with regulatory requirements and best practices, at governance, oversight and operational levels.
• Provide counsel and advice to the various functions in view of enhancing the control structure.
• Review the branch’s policies, procedures and systems, before implementation, in order to assess the inherent risks, determine sufficiency of controls, and convey approval.
• Undertake a continuous Control Self-Assessment exercise.
• Maintain an updated Compliance Risk Register detailing the determined Compliance risks.
Qualifications and Skills:
• University graduate preferably with a Major in Marketing, Banking, Finance, Accounting, Economics, Business Administration or Information Technology (related field of study).
• CeMAP qualified.
• At least 6 years of relevant experience, preferably in banking within a highly rated international bank. Also experience with regulated mortgages, savings accounts and fixed term deposits.
• Excellent oral and written communication skills (including report writing) in English.
• Awareness of customer relationship practices and regulations.
For more information on this role please contact Sonia Smith by sending your CV quoting ref 16905SS.
Regulatory Compliance Officer
Posted 14 days ago
Job Viewed
Job Description
A prestigious international Bank is seeking a dynamic individual to join its Compliance area. Your role will involve supporting the Head of Compliance to ensure full adherence to UK regulations and the expectations of local regulators.
Responsibilities will include:
- Providing guidance and training to staff regarding compliance and UK Data Protection Regulations, PRA/FCA Outsourcing, third-party risk management and Senior Managers & Certification Regime li>Conducting compliance monitoring programmes and reporting findings
- Reviewing/maintaining the London office policy & procedure and framework on compliance with UK GDPR/data protection
- Reviewing the London office framework on compliance with PRA/FCA and Senior Managers & Certification Regime
- Assisting business areas with implementation plans for any policy/procedural changes < i>Assisting with monitoring activities regarding Conduct Risk, Operational Resilience etc
- Preparing various compliance reports
Your experience must include:
- li>Strong proven experience in regulatory compliance gained within banking – including compliance regarding Data Protection, PRA/FCA Outsourcing and third-party risk management < i>Excellent presentation skills – both oral and written < i>Good understanding of PRA/FCA, Senior Managers & Certification Regime, regulatory reporting and risk management framework
Please note this role will be working 5 days a week in the office for the first month, transitioning to hybrid thereafter (3 days in the office and 2 days remote).
Regulatory Compliance Officer
Posted 2 days ago
Job Viewed
Job Description
Job Title: Regulatory Compliance Officer
Location: Hybrid - Castle Donington or Bristol (initially more office-based for training, then minimum 2 days/week - Monday is team anchor day)
Contract Length: 6 months initially (potential for extension)
Rate: 25.50 per hour PAYE
About the Role
A newly formed regulatory compliance team is seeking a proactive and detail-oriented Regulatory Compliance Officer to support the handling of escalated customer complaints. This role involves independently reviewing complex cases, preparing formal responses, and compiling case files for external regulatory bodies.
The successful candidate will play a key role in ensuring the organisation meets its regulatory obligations while maintaining high standards of customer service and accountability.
Key Responsibilities
- Manage complaints escalated to Stage 3 and Stage 4 of the formal complaints procedure.
- Gather and assess information from internal systems and colleagues to build a comprehensive timeline of events.
- Independently determine whether the organisation's position should be upheld or overruled and propose remedies where appropriate.
- Draft and issue Stage 3 letters to customers, either offering a resolution or placing the case in "deadlock".
- Prepare structured case files for submission to external regulators, including timelines, evidence, and the organisation's final position.
- Maintain accurate records of escalated complaints, including outcomes and regulatory findings.
- Support the wider Regulatory Compliance Team with related duties as required.
Skills & Experience
- Strong written communication skills, with the ability to produce clear, concise, and professional correspondence.
- Proven ability to interrogate qualitative information, assess complex scenarios, and make sound decisions.
- Experience in complaint handling, regulatory compliance, or customer resolution roles.
- Highly organised, with excellent attention to detail and the ability to manage multiple cases simultaneously.
- Comfortable working independently and taking ownership of outcomes.
- Background in a regulated industry (e.g., utilities, telecoms, financial services).
- Familiarity with regulatory frameworks such as the Electricity Act, licence conditions, or regulator guidance.
Please note: Due to the high volume of applications, only shortlisted candidates will be contacted. If you do not hear from us within 48 hours, your application has not been successful on this occasion. However, we may retain your details for future suitable opportunities.
Pontoon is an employment consultancy. We put expertise, energy, and enthusiasm into improving everyone's chance of being part of the workplace. We respect and appreciate people of all ethnicities, generations, religious beliefs, sexual orientations, gender identities, and more. We do this by showcasing their talents, skills, and unique experience in an inclusive environment that helps them thrive. If you require reasonable adjustments at any stage, please let us know and we will be happy to support you.
Regulatory Compliance Officer
Posted 2 days ago
Job Viewed
Job Description
Job Title: Regulatory Compliance Officer
Location: Hybrid - Castle Donington or Bristol (initially more office-based for training, then minimum 2 days/week - Monday is team anchor day)
Contract Length: 6 months initially (potential for extension)
Rate: 25.50 per hour PAYE
About the Role
A newly formed regulatory compliance team is seeking a proactive and detail-oriented Regulatory Compliance Officer to support the handling of escalated customer complaints. This role involves independently reviewing complex cases, preparing formal responses, and compiling case files for external regulatory bodies.
The successful candidate will play a key role in ensuring the organisation meets its regulatory obligations while maintaining high standards of customer service and accountability.
Key Responsibilities
- Manage complaints escalated to Stage 3 and Stage 4 of the formal complaints procedure.
- Gather and assess information from internal systems and colleagues to build a comprehensive timeline of events.
- Independently determine whether the organisation's position should be upheld or overruled and propose remedies where appropriate.
- Draft and issue Stage 3 letters to customers, either offering a resolution or placing the case in "deadlock".
- Prepare structured case files for submission to external regulators, including timelines, evidence, and the organisation's final position.
- Maintain accurate records of escalated complaints, including outcomes and regulatory findings.
- Support the wider Regulatory Compliance Team with related duties as required.
Skills & Experience
- Strong written communication skills, with the ability to produce clear, concise, and professional correspondence.
- Proven ability to interrogate qualitative information, assess complex scenarios, and make sound decisions.
- Experience in complaint handling, regulatory compliance, or customer resolution roles.
- Highly organised, with excellent attention to detail and the ability to manage multiple cases simultaneously.
- Comfortable working independently and taking ownership of outcomes.
- Background in a regulated industry (e.g., utilities, telecoms, financial services).
- Familiarity with regulatory frameworks such as the Electricity Act, licence conditions, or regulator guidance.
Please note: Due to the high volume of applications, only shortlisted candidates will be contacted. If you do not hear from us within 48 hours, your application has not been successful on this occasion. However, we may retain your details for future suitable opportunities.
Pontoon is an employment consultancy. We put expertise, energy, and enthusiasm into improving everyone's chance of being part of the workplace. We respect and appreciate people of all ethnicities, generations, religious beliefs, sexual orientations, gender identities, and more. We do this by showcasing their talents, skills, and unique experience in an inclusive environment that helps them thrive. If you require reasonable adjustments at any stage, please let us know and we will be happy to support you.
Regulatory Compliance Officer
Posted 10 days ago
Job Viewed
Job Description
A prestigious international Bank is seeking a dynamic individual to join its Compliance area. Your role will involve supporting the Head of Compliance to ensure full adherence to UK regulations and the expectations of local regulators.
Responsibilities will include:
- Providing guidance and training to staff regarding compliance and UK Data Protection Regulations, PRA/FCA Outsourcing, third-party risk management and Senior Managers & Certification Regime li>Conducting compliance monitoring programmes and reporting findings
- Reviewing/maintaining the London office policy & procedure and framework on compliance with UK GDPR/data protection
- Reviewing the London office framework on compliance with PRA/FCA and Senior Managers & Certification Regime
- Assisting business areas with implementation plans for any policy/procedural changes < i>Assisting with monitoring activities regarding Conduct Risk, Operational Resilience etc
- Preparing various compliance reports
Your experience must include:
- li>Strong proven experience in regulatory compliance gained within banking – including compliance regarding Data Protection, PRA/FCA Outsourcing and third-party risk management < i>Excellent presentation skills – both oral and written < i>Good understanding of PRA/FCA, Senior Managers & Certification Regime, regulatory reporting and risk management framework
Please note this role will be working 5 days a week in the office for the first month, transitioning to hybrid thereafter (3 days in the office and 2 days remote).
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Manager - Regulatory Compliance
Posted 10 days ago
Job Viewed
Job Description
Sponsorship will not be available for this position, therefore 3+ years on visa eligibility to work in UK is essential.
Our client, a highly respected Bank, is seeking a Manager – Regulatory Compliance to join their team on a permanent basis.
This position forms an integral part of 2nd Line of Defence and the successful candidate will also be performing regular and comprehensive compliance risk assessments according to the approved compliance plan, report on a regular basis on compliance identified breaches and corrective actions taken, as applicable.
Under direction, draft the Scope of Regulatory Compliance oversight as part of the annual plan and adhere to the plan by performing reviews and following up on outstanding actions.
Responsibilities (but not limited to):
• Determine the processes and sub-processes, including input, processing and output.
• Perform an end-to-end review of each process and determine relevant risks and controls.
• Undertake root-cause analysis to address and mitigate the identified risks and recommend adequate remedial action.
• Facilitate controls gap analysis, remediation planning and testing for all business units.
• Ensure that the controls are efficient and effective, thus maintaining risks at an acceptable level.
• Ensure that the processes are in compliance with regulatory requirements and best practices, at governance, oversight and operational levels.
• Provide counsel and advice to the various functions in view of enhancing the control structure.
• Review the branch’s policies, procedures and systems, before implementation, in order to assess the inherent risks, determine sufficiency of controls, and convey approval.
• Undertake a continuous Control Self-Assessment exercise.
• Maintain an updated Compliance Risk Register detailing the determined Compliance risks.
Qualifications and Skills:
• University graduate preferably with a Major in Marketing, Banking, Finance, Accounting, Economics, Business Administration or Information Technology (related field of study).
• CeMAP qualified.
• At least 6 years of relevant experience, preferably in banking within a highly rated international bank. Also experience with regulated mortgages, savings accounts and fixed term deposits.
• Excellent oral and written communication skills (including report writing) in English.
• Awareness of customer relationship practices and regulations.
For more information on this role please contact Sonia Smith by sending your CV quoting ref 16905SS.
Regulatory Compliance Analyst
Posted today
Job Viewed
Job Description
We are looking for a motivated and detail-oriented Regulatory Compliance Analyst to join a growing Financial Crime team. This is an excellent opportunity for a graduate or early-career professional to build a career in regulatory compliance within financial services, with a focus on payment services, electronic money regulations, and FCA/PRA obligations.
The successful candidate will provide essential support in regulatory reporting, data submissions, and compliance documentation, while gaining hands-on experience and training in the sector.
Key ResponsibilitiesMonitor regulatory developments related to payment services, electronic money, PSD2, FCA/PRA rules, and other applicable regulations.
Prepare and submit regulatory reports, returns, and notifications (e.g., EMR/PSR obligations, transaction reporting).
Maintain and update compliance policies, procedures, and documentation in line with regulatory changes.
Support regulatory projects, including product launch compliance requirements.
Conduct research on regulatory obligations and compile data for compliance purposes.
Ensure documentation is audit-ready and supports regulatory inspections.
Provide administrative and analytical support to senior compliance team members.
RequirementsGraduate-level education in finance, business, law, economics, or a related field.
1–2 years’ experience in financial services (compliance, risk, operations, or related areas preferred).
Strong attention to detail, organisation, and accuracy.
Analytical mindset and ability to work with regulatory data.
Proactive, eager to learn, and able to take ownership of tasks.
Excellent written and verbal communication skills.
Genuine interest in regulatory compliance, payment services, and financial regulations.
BenefitsHands-on training and mentoring in regulatory compliance and reporting.
Exposure to regulatory frameworks, senior stakeholders, and operational compliance processes.
Support for professional certifications (e.g., ICA or equivalent).
Competitive salary and benefits package.
Hybrid working: 3 days in our London office, 2 days remote.
Regulatory Compliance Officer
Posted 2 days ago
Job Viewed
Job Description
The TP ICAP Group is a world leading provider of market infrastructure.
Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions.
Through our people and technology, we connect clients to superior liquidity and data solutions.
The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world’s leading provider of OTC data, and an award winning all-to-all trading platform.
The Group operates from more than 60 offices in 27 countries. We are 5,300 people strong. We work as one to achieve our vision of being the world’s most trusted, innovative, liquidity and data solutions specialist.
Role Overview
The Regulatory Compliance Officer will be responsible for identifying, interpreting and advising on regulatory requirements of TP ICAP’s EMEA businesses to ensure that TP ICAP pursues its strategic objectives in accordance with all applicable regulatory requirements. The successful candidate will directly advise senior stakeholders within corporate and broking divisions, and will support the EMEA Compliance function in its regular interactions with stakeholders on regulatory matters.
As a member of the EMEA Compliance Advisory team, you will report into the Senior Compliance Advisory Manager. As such, the role-holder will be a part of the EMEA Compliance function, based in TP ICAP’s London offices. The Regulatory Compliance Officer will work to create a compliance culture within the TP ICAP Group, with particular responsibility for the UK broking divisions.
Role Responsibilities
- Horizon-scanning to detect and track emerging regulatory requirements.
- Interpreting emerging regulatory requirements and advising stakeholders on their potential impact and associated control requirements.
- Developing and maintaining relationships with stakeholders across TP ICAP, including the EMEA COO, the EMEA Head of Venues and Market Infrastructure, and Legal.
- Interacting with trade associations, exchanges and regulators as required, including representing TP ICAP at industry or regulatory meetings.
- Representing EMEA Compliance in internal governance meetings, such as the Regulatory Change Oversight Meeting, and in subsequent regulatory implementation projects.
- Creating and delivering training materials on regulatory requirements.
- Reviewing and drafting policies and procedures to comply with relevant regulatory requirements.
- Performing ad-hoc reviews and investigations in to TP ICAP’s adherence to its regulatory requirements.
- Supporting applications for new/amended regulatory permissions as required.
- Review output from the Compliance Monitoring Programme and implement remedial actions.
- Project work as required from time to time.
- Fulfil additional / ad hoc duties as required to meet the needs of the business and the EMEA Compliance function.
Experience / Competences
- Good working knowledge of the applicable requirements of the UK and EU financial services regime, including the FCA Handbook and key regulations e.g. MiFID II and SMCR etc.
- Previous experience analysing wholesale market regulations and assessing their impact.
- Excellent communication skills, both verbal and written.
- Able to build relationships and communicate effectively and efficiently to internal and external stakeholders.
- Able to work well with diverse groups and personalities.
- A bachelor’s degree or a period of work experience demonstrating equivalent ability.
- Prior experience at a regulator or government agency in drafting or reviewing financial services policy.
- Prior experience in a compliance role at another Financial Services firm.
- Knowledge of specific execution methodologies e.g. Name Give Up, Matched Principal, Exchange Give Up.
Concerned that you may not meet the criteria precisely? At TP ICAP, we wholeheartedly believe in fostering inclusivity and cultivating a work environment where everyone can flourish, regardless of your personal or professional background. If you are enthusiastic about this role but find that your experience doesn't align perfectly with every aspect of the job description, we strongly encourage you to apply. You may be the ideal candidate for this position or another opportunity within our organisation. Our dedicated Talent Acquisition team is here to assist you in recognising how your unique skills and abilities can be a valuable contribution. Don't hesitate to take the leap and explore the possibilities. Your potential is what truly matters to us.
Company Statement
We know that the best innovation happens when diverse people with different perspectives and skills work together in an inclusive atmosphere. That's why we're building a culture where everyone plays a part in making people feel welcome, ready and willing to contribute. TP ICAP Accord - our Employee Network - is a central to this. As well as representing specific groups, TP ICAP Accord helps increase awareness, collaboration, shares best practice, and holds our firm to account for driving continuous cultural improvement.
Location
UK - 135 Bishopsgate - London