288 Banking Compliance jobs in the United Kingdom

Meraki Talent are working with a leading global bank to help identify a Senior Manager – Investment Banking, Compliance Oversight.

In this role, you will provide day-to-day compliance advisory support to the Investment Banking Division, with particular focus on Equity Capital Markets, Equity Derivatives, UK Investment Banking & Corporate Broking.

You will play a key role in ensuring compliance with regulatory standards, advising senior stakeholders, reviewing new products and transactions, and helping to shape the implementation of compliance policies and frameworks.

Key responsibilities:

• Provide compliance advisory support to Investment Banking teams (Equity Capital Markets, Equity Derivatives, Syndicate, M&A, and Corporate Broking).
• Interpret and apply UK/EU regulatory requirements, including Market Abuse Regulation (MAR), MiFID, and the FCA Handbook.
• Develop, enhance, and monitor compliance policies, procedures, and control frameworks.
• Conduct compliance reviews, monitoring, and testing activities to ensure robust adherence to regulatory standards.
• Review and assess new products, transactions, and initiatives for regulatory implications.
• Build strong relationships with senior stakeholders and act as a trusted advisor on compliance risks.

We are looking for:

• Extensive Compliance experience within an Investment Bank or relevant senior-level experience in a law firm (Equity Capital Markets / M&A focus) or in the Legal/Compliance function of an investment bank.
• Deep knowledge of UK/EU regulations, including MAR, MiFID, and the FCA Handbook.
• Familiarity with the UK Takeover Code, UK Listing Rules, Transparency Rules, and Disclosure Guidance.
• Ability to influence and build relationships with very senior stakeholders.
• Strong problem-solving, analytical, and advisory skills with excellent communication and stakeholder management.

Meraki Talent are working with a leading global bank to help identify a Senior Manager – Investment Banking, Compliance Oversight.

In this role, you will provide day-to-day compliance advisory support to the Investment Banking Division, with particular focus on Equity Capital Markets, Equity Derivatives, UK Investment Banking & Corporate Broking.

You will play a key role in ensuring compliance with regulatory standards, advising senior stakeholders, reviewing new products and transactions, and helping to shape the implementation of compliance policies and frameworks.

Key responsibilities:

• Provide compliance advisory support to Investment Banking teams (Equity Capital Markets, Equity Derivatives, Syndicate, M&A, and Corporate Broking).
• Interpret and apply UK/EU regulatory requirements, including Market Abuse Regulation (MAR), MiFID, and the FCA Handbook.
• Develop, enhance, and monitor compliance policies, procedures, and control frameworks.
• Conduct compliance reviews, monitoring, and testing activities to ensure robust adherence to regulatory standards.
• Review and assess new products, transactions, and initiatives for regulatory implications.
• Build strong relationships with senior stakeholders and act as a trusted advisor on compliance risks.

We are looking for:

• Extensive Compliance experience within an Investment Bank or relevant senior-level experience in a law firm (Equity Capital Markets / M&A focus) or in the Legal/Compliance function of an investment bank.
• Deep knowledge of UK/EU regulations, including MAR, MiFID, and the FCA Handbook.
• Familiarity with the UK Takeover Code, UK Listing Rules, Transparency Rules, and Disclosure Guidance.
• Ability to influence and build relationships with very senior stakeholders.
• Strong problem-solving, analytical, and advisory skills with excellent communication and stakeholder management.

London branch of this highly stable and distinctively cultured foreign bank seeks a Compliance Assurance Officer to support its Head of Compliance. This role spans compliance advisory, monitoring and risk frameworks, with a particular focus upon UK data protection, outsourcing/third party risk management and SM&CR. As such, duties encompass delivery of training to staff and the review of policy & procedures relating to these areas of focus. Candidates are sought with at least five years' regulatory compliance experience gained in a wholesale financial services setting, a significant portion of which should be within a small to medium sized commercial/corporate bank. Working regulatory knowledge of one or more of data protection, outsourcing/third party risk or SM&CR would prove advantageous.

Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk

London branch of this highly stable and distinctively cultured foreign bank seeks a Compliance Assurance Officer to support its Head of Compliance. This role spans compliance advisory, monitoring and risk frameworks, with a particular focus upon UK data protection, outsourcing/third party risk management and SM&CR. As such, duties encompass delivery of training to staff and the review of policy & procedures relating to these areas of focus. Candidates are sought with at least five years' regulatory compliance experience gained in a wholesale financial services setting, a significant portion of which should be within a small to medium sized commercial/corporate bank. Working regulatory knowledge of one or more of data protection, outsourcing/third party risk or SM&CR would prove advantageous.

Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk

Compliance Officer

• Part time hours
• Immediate start
• Term Time Only
• Excellent salaries
• Roman Catholic Sixth Form College

A Compliance Officer is needed in a Roman Catholic Sixth Form College in South West London.

This Compliance Officer position will be part time (21 hours a week) and permanent.

As a Compliance Officer, you will be responsible for Health & Safety, UK GDPR Compliance, sustainability and policy oversight at the college.

If appointed as a Compliance Officer, you will manage and implement policies to maintain a safe learning environment, safeguard data privacy and ensure data protection regulations are adhered to at all times.

The team is looking for a Compliance Officer with strong administrative skills, proficiency in the use of data with keen attention to detail, excellent communication skills to effectively interact with staff and students and the ability to manage confidential information with due diligence.

Experience in a similar role within post-16 education is advantageous but is not essential when being considered for this Compliance Officer post.

The salary for this Compliance Officer role will be between 41162 and 43299, depending on the experiences and qualifications of each applicant.

The Sixth Form College

A Roman Catholic Sixth Form College for pupils aged 16 to 19 years old, located in the London Borough of Wandsworth.

The college was established in 1985.

They offer A Level, Diploma, IB and Adult Education courses.

There is an excellent pastoral care system in place at the school with each student having a Personal Tutor to assist them, along with their subject teachers.

The site also has a Chapel and Prayer room for those of a religious background.

Staff are extremely satisfied when it comes to working at the college too.

Requirements

You're encouraged to apply if you're an experienced School/College Administrator or experienced Compliance Officer.

Applications are also welcome if you're a British trained Compliance Officer or overseas trained Compliance Officer.

All Compliance Officer applicants must have the following in order to be shortlisted:

• Right to work in the UK
• Clear and up to date Enhanced DBS
• UK Bachelor's Degree or overseas equivalent
• Experience as an Administrator or Compliance Officer in UK schools/sixth forms/colleges

If you would like to be considered for this opportunity in education and training as a Compliance Officer, then please apply via the link below and send your CV to Rahul at REESON Education as soon as possible.

Reeson Education:

Reeson Education is England's Premier Recruitment Agency. Established in 2006 by experienced teachers, education professionals and recruitment specialists, we have built our business and reputation on the cores values of honesty, integrity and excellence.

We care about education and the provision of education and have established an excellent reputation with schools and teachers alike.

Reeson Education is an Equal Opportunities employer and is committed to the highest standards of safeguarding and the promotion of the welfare of children, young people and adults.

At Reeson Education we work closely with a large network of Nurseries, Primary Schools, Secondary Schools and Colleges across the UK. Our client base provides us with an abundance of available daily supply, long term and permanent opportunities across all age groups in all areas of England.

Compliance Officer
 
Working within the U&D Division of PIB Group, We are now looking to recruit a seasoned Compliance Officer, reporting into the Head of 1st Line of Defence you will work within the business to deliver accurate and effective compliance advice and support helping to ensure that the retail and wholesale businesses meet their regulatory obligations and processes and procedures are adhered to.
 
You will have experience working within a financial service compliance role and are able to be hands on and able to collaborate with different stakeholders. You will be confident in producing process documentation, reports and MI in a way that engages with key stakeholders.
 
Responsibilities:

· Work with the business to drive delivery of activity that supports the business objectives, whilst ensuring adherence to group policies.
· Work with 2LoD to ensure advice and guidance is interpreted and implemented in line with group risk appetite
· Highlight the priority compliance actions for the business by collating and analysing conduct and regulatory MI and undertaking trend and root cause analysis
· Ensure the business controls are effective and take action to improve/close gaps where necessary
· Support the business with the creation of compliant documentation, undertake regular reviews of approved material and ensure regulatory changes are implemented.
· Support and where appropriate own the management of breaches, E&O’s and complaints and resolution focussing on root cause and control effectiveness
 
Why Join Us?

• Competitive salary and benefits package
li>Flexible working and holiday options
• Pension, enhanced parental leave, and life insurance
• Discounts on technology, travel, and leisure
• Learning and development opportunities
• Volunteering and charity support days

 
Join a company that values innovation, growth, and its people. Apply now to take the next step in your career.
 
We are an equal opportunities employer, committed to hiring a diverse and inclusive workforce. We do not discriminate on the basis of race, colour, gender, religion, disability, age, sexual orientation or any other characteristic protected by law.
 
REF-(Apply online only)