229 Banking Compliance jobs in the United Kingdom

Meraki Talent are working with a leading global bank to help identify a Senior Manager – Investment Banking, Compliance Oversight.

In this role, you will provide day-to-day compliance advisory support to the Investment Banking Division, with particular focus on Equity Capital Markets, Equity Derivatives, UK Investment Banking & Corporate Broking.

You will play a key role in ensuring compliance with regulatory standards, advising senior stakeholders, reviewing new products and transactions, and helping to shape the implementation of compliance policies and frameworks.

Key responsibilities:

• Provide compliance advisory support to Investment Banking teams (Equity Capital Markets, Equity Derivatives, Syndicate, M&A, and Corporate Broking).
• Interpret and apply UK/EU regulatory requirements, including Market Abuse Regulation (MAR), MiFID, and the FCA Handbook.
• Develop, enhance, and monitor compliance policies, procedures, and control frameworks.
• Conduct compliance reviews, monitoring, and testing activities to ensure robust adherence to regulatory standards.
• Review and assess new products, transactions, and initiatives for regulatory implications.
• Build strong relationships with senior stakeholders and act as a trusted advisor on compliance risks.

We are looking for:

• Extensive Compliance experience within an Investment Bank or relevant senior-level experience in a law firm (Equity Capital Markets / M&A focus) or in the Legal/Compliance function of an investment bank.
• Deep knowledge of UK/EU regulations, including MAR, MiFID, and the FCA Handbook.
• Familiarity with the UK Takeover Code, UK Listing Rules, Transparency Rules, and Disclosure Guidance.
• Ability to influence and build relationships with very senior stakeholders.
• Strong problem-solving, analytical, and advisory skills with excellent communication and stakeholder management.

Meraki Talent are working with a leading global bank to help identify a Senior Manager – Investment Banking, Compliance Oversight.

In this role, you will provide day-to-day compliance advisory support to the Investment Banking Division, with particular focus on Equity Capital Markets, Equity Derivatives, UK Investment Banking & Corporate Broking.

You will play a key role in ensuring compliance with regulatory standards, advising senior stakeholders, reviewing new products and transactions, and helping to shape the implementation of compliance policies and frameworks.

Key responsibilities:

• Provide compliance advisory support to Investment Banking teams (Equity Capital Markets, Equity Derivatives, Syndicate, M&A, and Corporate Broking).
• Interpret and apply UK/EU regulatory requirements, including Market Abuse Regulation (MAR), MiFID, and the FCA Handbook.
• Develop, enhance, and monitor compliance policies, procedures, and control frameworks.
• Conduct compliance reviews, monitoring, and testing activities to ensure robust adherence to regulatory standards.
• Review and assess new products, transactions, and initiatives for regulatory implications.
• Build strong relationships with senior stakeholders and act as a trusted advisor on compliance risks.

We are looking for:

• Extensive Compliance experience within an Investment Bank or relevant senior-level experience in a law firm (Equity Capital Markets / M&A focus) or in the Legal/Compliance function of an investment bank.
• Deep knowledge of UK/EU regulations, including MAR, MiFID, and the FCA Handbook.
• Familiarity with the UK Takeover Code, UK Listing Rules, Transparency Rules, and Disclosure Guidance.
• Ability to influence and build relationships with very senior stakeholders.
• Strong problem-solving, analytical, and advisory skills with excellent communication and stakeholder management.

Meraki Talent are working with a leading global bank to help identify a Senior Manager – Investment Banking, Compliance Oversight.

In this role, you will provide day-to-day compliance advisory support to the Investment Banking Division, with particular focus on Equity Capital Markets, Equity Derivatives, UK Investment Banking & Corporate Broking.

You will play a key role in ensuring compliance with regulatory standards, advising senior stakeholders, reviewing new products and transactions, and helping to shape the implementation of compliance policies and frameworks.

Key responsibilities:

• Provide compliance advisory support to Investment Banking teams (Equity Capital Markets, Equity Derivatives, Syndicate, M&A, and Corporate Broking).
• Interpret and apply UK/EU regulatory requirements, including Market Abuse Regulation (MAR), MiFID, and the FCA Handbook.
• Develop, enhance, and monitor compliance policies, procedures, and control frameworks.
• Conduct compliance reviews, monitoring, and testing activities to ensure robust adherence to regulatory standards.
• Review and assess new products, transactions, and initiatives for regulatory implications.
• Build strong relationships with senior stakeholders and act as a trusted advisor on compliance risks.

We are looking for:

• Extensive Compliance experience within an Investment Bank or relevant senior-level experience in a law firm (Equity Capital Markets / M&A focus) or in the Legal/Compliance function of an investment bank.
• Deep knowledge of UK/EU regulations, including MAR, MiFID, and the FCA Handbook.
• Familiarity with the UK Takeover Code, UK Listing Rules, Transparency Rules, and Disclosure Guidance.
• Ability to influence and build relationships with very senior stakeholders.
• Strong problem-solving, analytical, and advisory skills with excellent communication and stakeholder management.

Meraki Talent are working with a leading global bank to help identify a Senior Manager – Investment Banking, Compliance Oversight.

In this role, you will provide day-to-day compliance advisory support to the Investment Banking Division, with particular focus on Equity Capital Markets, Equity Derivatives, UK Investment Banking & Corporate Broking.

You will play a key role in ensuring compliance with regulatory standards, advising senior stakeholders, reviewing new products and transactions, and helping to shape the implementation of compliance policies and frameworks.

Key responsibilities:

• Provide compliance advisory support to Investment Banking teams (Equity Capital Markets, Equity Derivatives, Syndicate, M&A, and Corporate Broking).
• Interpret and apply UK/EU regulatory requirements, including Market Abuse Regulation (MAR), MiFID, and the FCA Handbook.
• Develop, enhance, and monitor compliance policies, procedures, and control frameworks.
• Conduct compliance reviews, monitoring, and testing activities to ensure robust adherence to regulatory standards.
• Review and assess new products, transactions, and initiatives for regulatory implications.
• Build strong relationships with senior stakeholders and act as a trusted advisor on compliance risks.

We are looking for:

• Extensive Compliance experience within an Investment Bank or relevant senior-level experience in a law firm (Equity Capital Markets / M&A focus) or in the Legal/Compliance function of an investment bank.
• Deep knowledge of UK/EU regulations, including MAR, MiFID, and the FCA Handbook.
• Familiarity with the UK Takeover Code, UK Listing Rules, Transparency Rules, and Disclosure Guidance.
• Ability to influence and build relationships with very senior stakeholders.
• Strong problem-solving, analytical, and advisory skills with excellent communication and stakeholder management.

Compliance Officer – Commercial Banking (Chester)

Are you passionate about driving strong risk culture in a growing financial institution with bold ambitions?

We’re partnering with a forward-thinking commercial bank that’s combining innovation, technology, and customer focus to deliver smarter, more sustainable financial solutions. With growth accelerating and a strong leadership team in place, they’re now looking for a Compliance Officer to play a key role in strengthening the 2nd Line of Defence (2LoD) and embedding best practice across the business.

The Role

As Compliance Officer, you’ll be part of a collaborative Risk & Compliance function that works closely with all areas of the business. You’ll take ownership of compliance monitoring, regulatory oversight, and framework enhancement — helping to maintain a robust control environment as the bank continues to scale.

What you’ll be doing:

• Lead day-to-day management of the compliance plan and QA framework, completing reviews and follow-up actions.
• Support delivery of the Risk & Compliance Oversight Plan approved by the Board Risk Committee.
• Manage regulatory breaches, the compliance inbox, and provide support on FCA-regulated complaints.
• Deliver compliance training for new joiners and refresher sessions across the business.
• Support incident management, breaches, and risk event investigations.
• Manage data protection requests (DSARs, deletion requests) and assist the DPO where required.
• Analyse key regulatory developments and identify business impacts.
• Prepare MI and content for Board and executive committees.
• Contribute to innovation by supporting the adoption of AI tools and digital solutions across compliance processes.

About You

• 2+ years’ experience working within the Compliance team of a bank or lender is essential.
• Strong knowledge of FCA regulations, particularly SYSC , SMCR , and Consumer Duty .
• Understanding of RCSA , control testing, and incident management processes.
• Excellent analytical, organisational, and communication skills.
• Confident working across teams and engaging with senior stakeholders.
• Progress toward ICA , IRM , or equivalent compliance qualifications is a plus.

What’s on Offer

Competitive salary and benefits package

Compliance Officer – Commercial Banking (Chester)

Are you passionate about driving strong risk culture in a growing financial institution with bold ambitions?

We’re partnering with a forward-thinking commercial bank that’s combining innovation, technology, and customer focus to deliver smarter, more sustainable financial solutions. With growth accelerating and a strong leadership team in place, they’re now looking for a Compliance Officer to play a key role in strengthening the 2nd Line of Defence (2LoD) and embedding best practice across the business.

The Role

As Compliance Officer, you’ll be part of a collaborative Risk & Compliance function that works closely with all areas of the business. You’ll take ownership of compliance monitoring, regulatory oversight, and framework enhancement — helping to maintain a robust control environment as the bank continues to scale.

What you’ll be doing:

• Lead day-to-day management of the compliance plan and QA framework, completing reviews and follow-up actions.
• Support delivery of the Risk & Compliance Oversight Plan approved by the Board Risk Committee.
• Manage regulatory breaches, the compliance inbox, and provide support on FCA-regulated complaints.
• Deliver compliance training for new joiners and refresher sessions across the business.
• Support incident management, breaches, and risk event investigations.
• Manage data protection requests (DSARs, deletion requests) and assist the DPO where required.
• Analyse key regulatory developments and identify business impacts.
• Prepare MI and content for Board and executive committees.
• Contribute to innovation by supporting the adoption of AI tools and digital solutions across compliance processes.

About You

• 2+ years’ experience working within the Compliance team of a bank or lender is essential.
• Strong knowledge of FCA regulations, particularly SYSC , SMCR , and Consumer Duty .
• Understanding of RCSA , control testing, and incident management processes.
• Excellent analytical, organisational, and communication skills.
• Confident working across teams and engaging with senior stakeholders.
• Progress toward ICA , IRM , or equivalent compliance qualifications is a plus.

• What’s on Offer

  
  

  Competitive salary and benefits package

Compliance Officer

International Law Firm

Permanent – London

Salary Up To £60,000pa + Benefits

My client, an international law firm, is actively recruiting for an experienced Risk & Compliance professional to join them on a permanent basis in their London office – working as their new Compliance Officer.

This role will be situated in their Business Acceptance team which operates on a global scale – working closely with their Singapore and Hong Kong teams. You’ll provide support in the completion of Business Acceptance tasks, mainly focusing on conflict searches and new business intake.

As the successful Compliance Officer, you’ll be responsible for:

• Analysing conflict search results to identify potential conflicts
• Researching new clients for CDD purposes
• Managing incoming requests for new client/matter openings
• Assisting with testing software upgrades linked to the Business Acceptance team
• Conducting sanctions screening

+ much more.

To be considered for this Compliance Officer opportunity, you’ll need to have/be the following:

• Have a minimum of 2 years’ experience in a Legal Compliance related role at a law firm
• Have a detailed and strong understanding of Anti-Money Laundering (AML) and Conflicts
• Have experience using Intapp Open
• Be able to work under pressure and prioritise effectively
• Be able to commute to the London office

For more information on this position and to see an in-depth job description, get in touch as soon as possible.

This firm is looking to review CVs immediately.

Compliance Officer

International Law Firm

Permanent – London

Salary Up To £60,000pa + Benefits

My client, an international law firm, is actively recruiting for an experienced Risk & Compliance professional to join them on a permanent basis in their London office – working as their new Compliance Officer.

This role will be situated in their Business Acceptance team which operates on a global scale – working closely with their Singapore and Hong Kong teams. You’ll provide support in the completion of Business Acceptance tasks, mainly focusing on conflict searches and new business intake.

As the successful Compliance Officer, you’ll be responsible for:

• Analysing conflict search results to identify potential conflicts
• Researching new clients for CDD purposes
• Managing incoming requests for new client/matter openings
• Assisting with testing software upgrades linked to the Business Acceptance team
• Conducting sanctions screening

+ much more.

To be considered for this Compliance Officer opportunity, you’ll need to have/be the following:

• Have a minimum of 2 years’ experience in a Legal Compliance related role at a law firm
• Have a detailed and strong understanding of Anti-Money Laundering (AML) and Conflicts
• Have experience using Intapp Open
• Be able to work under pressure and prioritise effectively
• Be able to commute to the London office

For more information on this position and to see an in-depth job description, get in touch as soon as possible.

This firm is looking to review CVs immediately.

Compliance Monitoring Officer

London – 2-3 days per week in the office

Salary: £60,000 - £70,000 + Bonus & Benefits

Lutine Bell are working with a leading Insurance organisation who are looking to appoint a Compliance Monitoring Officer into their expanding Compliance function.

Reporting to the Head of Compliance, the role provides compliance oversight through planning and leading projects to independently test and evaluate the effectiveness of regulatory controls, risk management process and governance practices across the organisation.

Core Responsibilities:

• Apply critical thinking to analyse information from multiple sources, drawing conclusions and making informed and timely, decisions.
• Simultaneously managing multiple assessment projects across all lifecycle stages (planning, testing, reporting, follow-up) using project and time management methods, ensuring timely delivery and quality with minimal supervision.
• Independently identifying and assessing risk, Identifying key controls within a process, designing internal controls and repeatable test plans.
• Conducting independent testing and validation of key controls to ensure they are well-designed and working effectively to reduce risks and provide good customer outcomes.
• Maintaining consistent, transparent communication and documenting weekly progress updates with second-line Business Partners and key first-line stakeholders throughout the project delivery lifecycle. Effectively presenting findings and recommendations to senior stakeholders and providing a thorough assessment of the internal control environment via both verbal presentations and formal written reports

Skills & Experiences:

• Financial Services experience within Compliance Monitoring or Audit
• Experience testing design and effectiveness of controls using a structured methodology framework. I.e. Internal/ External Audit
• Ability to provide insights using a range of tools and technology to analyse and visually represent data.
• Documenting findings, control gaps or areas of non-compliance and recommending improvements to reduce risk or improve operational efficiency