615 Compliance Consultant jobs in the United Kingdom

Compliance Consultant | Compliance Consultancy | London/Hybrid | £65 - 75,000 (doe)

Our Client is a multi-award-winning organisation operating in the financial services industry. They focus on expert compliance advice and support to clients spanning across Investments, Payment Services, Financial Crime, Credit, Mortgages, Insurance, and Change & Transformation.

They are seeking a Compliance Consultant, who will be providing compliance support to FCA-regulated firms, with a specific emphasis on insurance. You will have the opportunity to lead and deliver compliance solutions to clients, manage projects from inception to completion, and contribute to business development efforts.

Responsibilities

• Apply FCA and PRA rules and guidance to firms in the insurance market
• Deliver high-quality compliance solutions to clients, including authorisation applications and advisory services
• Manage projects effectively to ensure timely delivery within budget
• Cultivate strong client relationships and act as a trusted compliance advisor
• Contribute to sales and marketing initiatives, identifying new business opportunities
• Provide training and mentorship to junior staff, fostering a culture of excellence and teamwork

Essential Skills & Experience

• In-depth knowledge of FCA Handbook, specifically operating in the insurance market (can be from a broking or MGA background)
• Familiarity with ICOBS, SYSC, and other relevant regulations
• Experience in advising on supervision, enforcement matters, and regulatory due diligence
• Strong client relationship management skills and ability to deliver high-quality outputs
• Proficiency in project management, time management, and team leadership
• Excellent written and verbal communication skills

Please note that you will be required to work in their London office twice a week with regular visits to their client sites within London.

If you have the right experience, please apply now or for further information, please contact Raj on / r.basra @ panoramicassociates.co.uk

We are currently partnered with a global hedge fund that are looking for a Senior Compliance Officer to join its global compliance team on a 12 month contract. The ideal candidate will bring both regulatory expertise and technical fluency, particularly in SQL and Python, to enhance monitoring, reporting, and oversight frameworks across the business.

Key Responsibilities

• Act as a senior compliance generalist, supporting global compliance monitoring and advisory functions.
• Develop and automate compliance workflows, dashboards, and reporting tools using SQL and Python.
• Partner with investment, trading, legal, and operations teams to ensure compliance with regulatory requirements across key jurisdictions.
• Maintain and enhance surveillance programs, trade monitoring systems, and reporting processes.
• Support regulatory filings and respond to regulatory requests in coordination with legal and compliance leadership.

Required Skills & Experience

• 6+ years of experience in compliance within hedge funds, asset management, or investment banking.
• Proficiency in SQL for data extraction, monitoring, and reporting.

We are currently partnered with a global hedge fund that are looking for a Senior Compliance Officer to join its global compliance team on a 12 month contract. The ideal candidate will bring both regulatory expertise and technical fluency, particularly in SQL and Python, to enhance monitoring, reporting, and oversight frameworks across the business.

Key Responsibilities

• Act as a senior compliance generalist, supporting global compliance monitoring and advisory functions.
• Develop and automate compliance workflows, dashboards, and reporting tools using SQL and Python.
• Partner with investment, trading, legal, and operations teams to ensure compliance with regulatory requirements across key jurisdictions.
• Maintain and enhance surveillance programs, trade monitoring systems, and reporting processes.
• Support regulatory filings and respond to regulatory requests in coordination with legal and compliance leadership.

Required Skills & Experience

• 6+ years of experience in compliance within hedge funds, asset management, or investment banking.
• Proficiency in SQL for data extraction, monitoring, and reporting.

Senior Compliance Consultant

A
leading Financial Services Consultancy
are now looking to build upon several years of exciting growth by hiring a
Senior Compliance Consultant
for their
Belfast
offices.

This
new, full-time permanent job opportunity
will see the successful individual play a key role in delivering audit and assurance support to the firm's European clients.

This new role would suit those from a compliance background in financial services, with exposure to or knowledge of European regulatory requirements - this is a very client-facing role and having this experience is essential.

Role Responsibilities (including, but not limited to):

• Delivering audit & assurance support, guidance and insight to the firm's European clients
• Engage in a wide range of projects with cutting-edge clients across the payments, e-money, asset management sectors & more
• Providing highest quality compliance work products to European clients
• Playing a key role in delivering on multiple projects - including but not limited to Information Security, Consumer Duty, Financial Crime, Safeguarding & more
• Carrying out compliance audits for clients - advising of relevant recommendations to achieve regulatory compliance
• Working closely with existing clients to help learn their business and design supporting regulatory strategy accordingly

Criteria:

• Junior to Mid-level professionals within assurance, audit or compliance testing - within financial services, banking, fintech or similar
• Payments or Asset Management industry knowledge is desirable, but not essential
• Demonstrable audit experience - any relevant kind of audit
• Client-facing experience or exposure is desirable
• Excellent communication skills

To speak in absolute confidence about this opportunity please send an up-to-date CV via the link provided or
contact Josh Craig
at MCS Group on

Even if this position is not right for you, we may have others that are. Please visit MCS Group to view a wide selection of our current jobs

MCS Group is committed to Equality, Diversity, and Inclusion for all, being the first recruitment agency in NI to achieve Bronze Diversity Mark accreditation, if you have a disability which means you require a reasonable adjustment to be considered at any stage of the recruitment process, please contact us and we will endeavour to facilitate the request.

Not all agencies are the same…MCS Group are passionate about providing a first-class service to all our customers and have an independent review rating of 4.9 stars on Google.

We are currently partnered with a global hedge fund that are looking for a Senior Compliance Officer to join its global compliance team on a 12 month contract. The ideal candidate will bring both regulatory expertise and technical fluency, particularly in SQL and Python, to enhance monitoring, reporting, and oversight frameworks across the business.

Key Responsibilities

• Act as a senior compliance generalist, supporting global compliance monitoring and advisory functions.
• Develop and automate compliance workflows, dashboards, and reporting tools using SQL and Python.
• Partner with investment, trading, legal, and operations teams to ensure compliance with regulatory requirements across key jurisdictions.
• Maintain and enhance surveillance programs, trade monitoring systems, and reporting processes.
• Support regulatory filings and respond to regulatory requests in coordination with legal and compliance leadership.

Required Skills & Experience

• 6+ years of experience in compliance within hedge funds, asset management, or investment banking.
• Proficiency in SQL for data extraction, monitoring, and reporting.

We are currently partnered with a global hedge fund that are looking for a Senior Compliance Officer to join its global compliance team on a 12 month contract. The ideal candidate will bring both regulatory expertise and technical fluency, particularly in SQL and Python, to enhance monitoring, reporting, and oversight frameworks across the business.

Key Responsibilities

• Act as a senior compliance generalist, supporting global compliance monitoring and advisory functions.
• Develop and automate compliance workflows, dashboards, and reporting tools using SQL and Python.
• Partner with investment, trading, legal, and operations teams to ensure compliance with regulatory requirements across key jurisdictions.
• Maintain and enhance surveillance programs, trade monitoring systems, and reporting processes.
• Support regulatory filings and respond to regulatory requests in coordination with legal and compliance leadership.

Required Skills & Experience

• 6+ years of experience in compliance within hedge funds, asset management, or investment banking.
• Proficiency in SQL for data extraction, monitoring, and reporting.

Senior Consultant – Investments Compliance

Hybrid | London (2+ days per week)

A multi-award-winning consultancy is hiring a Senior Consultant to join its Investments Compliance team. The role supports clients across the investments and asset/wealth management financial services sectors – from start-ups to global players – and is recognised for delivering expert compliance solutions.

Why consider this role?

• Career Growth: Build expertise across MiFID and AIFMD while working with senior compliance leaders.
• Variety: From FCA applications and client audits to M&A due diligence and regulatory projects.
• Impact: Take ownership of projects and help innovative firms stay compliant in a fast-changing market.
• Support & Perks: Collaborative team, competitive package, 25–30 days holiday, PMI, pension, gym contribution, and socials.

What you’ll bring:

• Solid financial services compliance experience, ideally in investments/asset/wealth management.
• Consulting experience is desirable but not essential.
• Knowledge of FCA regulations (like MiFID, AIFMD, financial promotions).
• Regulation based professional qualification (e.g. CISI UK Regulations and Professional Indemnity or similar qualifications) not essential but would be an advantage.
• NB this is not a financial crime role.

If you’re looking for a role where your expertise makes a direct impact while accelerating your career in investments regulation, this is a great next step. So, please apply here.

Senior Consultant – Investments Compliance

Hybrid | London (2+ days per week)

A multi-award-winning consultancy is hiring a Senior Consultant to join its Investments Compliance team. The role supports clients across the investments and asset/wealth management financial services sectors – from start-ups to global players – and is recognised for delivering expert compliance solutions.

Why consider this role?

• Career Growth: Build expertise across MiFID and AIFMD while working with senior compliance leaders.
• Variety: From FCA applications and client audits to M&A due diligence and regulatory projects.
• Impact: Take ownership of projects and help innovative firms stay compliant in a fast-changing market.
• Support & Perks: Collaborative team, competitive package, 25–30 days holiday, PMI, pension, gym contribution, and socials.

What you’ll bring:

• Solid financial services compliance experience, ideally in investments/asset/wealth management.
• Consulting experience is desirable but not essential.
• Knowledge of FCA regulations (like MiFID, AIFMD, financial promotions).
• Regulation based professional qualification (e.g. CISI UK Regulations and Professional Indemnity or similar qualifications) not essential but would be an advantage.
• NB this is not a financial crime role.

If you’re looking for a role where your expertise makes a direct impact while accelerating your career in investments regulation, this is a great next step. So, please apply here.

Senior Consultant – Investments Compliance

Hybrid | London (2+ days per week)

A multi-award-winning consultancy is hiring a Senior Consultant to join its Investments Compliance team. The role supports clients across the investments and asset/wealth management financial services sectors – from start-ups to global players – and is recognised for delivering expert compliance solutions.

Why consider this role?

• Career Growth: Build expertise across MiFID and AIFMD while working with senior compliance leaders.
• Variety: From FCA applications and client audits to M&A due diligence and regulatory projects.
• Impact: Take ownership of projects and help innovative firms stay compliant in a fast-changing market.
• Support & Perks: Collaborative team, competitive package, 25–30 days holiday, PMI, pension, gym contribution, and socials.

What you’ll bring:

• Solid financial services compliance experience, ideally in investments/asset/wealth management.
• Consulting experience is desirable but not essential.
• Knowledge of FCA regulations (like MiFID, AIFMD, financial promotions).
• Regulation based professional qualification (e.g. CISI UK Regulations and Professional Indemnity or similar qualifications) not essential but would be an advantage.
• NB this is not a financial crime role.

If you’re looking for a role where your expertise makes a direct impact while accelerating your career in investments regulation, this is a great next step. So, please apply here.