230 Compliance Officer jobs in the United Kingdom
Legal Compliance Officer
Posted 1 day ago
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Job Description
Are you a seasoned legal professional with a passion for ensuring regulatory excellence? Step into a pivotal role with a firm that is revolutionising the landscape of consumer protection litigation.
This is your chance to make a meaningful impact while advancing your career in a dynamic and collaborative environment in the heart of Liverpool.
About the Firm
Our client is an ambitious, forward-thinking law firm that leverages cutting-edge technology to deliver ethical and efficient services to each and every client.
Specialising in civil litigation including housing disrepair and tenancy deposit claims, they are is rapidly expanding into new service areas and growing their reputation further across Merseyside.
You will be a proactive and experienced Compliance Officer for Legal Practice (COLP) to lead their compliance function.
This critical role ensures adherence to all regulatory requirements, promoting a culture of compliance, and support the firm’s strategic objectives by embedding best practices into operational processes.
Key Responsibilities
- Serve as a trusted advisor, fostering an open environment for discussing compliance-related concerns.
- Collaborate with department heads to design policies and procedures that meet SRA Standards and Regulations.
- Develop comprehensive systems for documenting compliance activities
- Assess and improve compliance controls, preparing detailed reports for senior leadership and regulatory bodies.
- Identify and mitigate compliance risks, oversee client complaints management, and ensure proper resolution and documentation.
- Design and deliver internal training programmes, develop communication strategies, and facilitate regular compliance workshops.
- Act as the primary contact with the SRA and other regulatory bodies, encouraging feedback to refine compliance processes.
Key Skills and Experience
- Qualified UK solicitor or legal executive with significant experience in a regulated legal environment.
- In-depth knowledge of SRA regulations, AML, GDPR, and data protection requirements.
- Strong understanding of risk management principles and compliance monitoring frameworks.
- Proven track record in managing complaints, reporting breaches, and resolving compliance issues.
- Excellent analytical, organisational, and communication skills.
- Experience in facilitating audits, regulatory reporting, and investigations.
What’s on Offer
- 26 days holiday
- Competitive salary and bonus scheme
- Hybrid and flexible working
- Pension contribution
- Death in service
- Opportunities for professional growth and development.
- A dynamic and collaborative work environment.
Contact Izzie Vaughan at Harkaye Core Talent to be considered for this Legal Compliance Officer role in Liverpool today.
Regulatory Compliance Officer
Posted 1 day ago
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Job Description
WSR are recruiting for a Regulatory Compliance Officer for our reputable client based in London.
Job Title: Regulatory Compliance Officer
Role Type: Permanent Part Time – Around 18 hours per week.
Salary: £43k – £5k pro rata for part time hours + ,(Apply online only) location allowance + excellent benefits
Location: Central London base with flexible hybrid working
Are you someone who thrives on solving complex problems, guiding others through tricky regulations, and making sure sensitive data is handled the right way? If that sounds like you, this role could be the perfect next step in your career.
We're looking for a Regulatory Compliance Officer to join a team that deals with some of the most interesting – and sometimes challenging – data protection and information rights issues out there. You’ll play a key role in helping colleagues and stakeholders navigate legislation like FOI, GDPR , and the Data Protection Act , all in an environment where security and precision really matter.
Regulatory Compliance Officer Role Overview:
You’ll be the go-to expert for all things compliance and information rights. That means offering practical advice on things like how to respond to FOI requests, handle ICO complaints, or interpret new guidance or case law. No two days will be the same, and every situation will need a careful, thoughtful approach – but that’s what makes this work so rewarding.
You’ll use your knowledge and judgment to make sure colleagues get clear, accurate advice tailored to the situation at hand. And because this is a space that changes quickly, you’ll help keep the wider team up to speed on legal updates and emerging issues.
Regulatory Compliance Officer Experience, Qualifications and Attributes:
- Strong experience with information rights legislation – and ideally, a practitioner-level certificate in data protection or information governance.
- People skills - You’ll need to explain complex rules in a way that makes sense, and know how to build trust with stakeholders from all kinds of backgrounds
- An interest in central government or public sector work would be beneficial but most of all, we’re after someone who’s confident, adaptable, and cares about getting things right.
Regulatory Compliance Officer Benefits:
- You’ll be part of a supportive, down-to-earth team that shares knowledge, celebrates wins, and helps each other grow.
- London location allowance
- Civil Service Pension
- Generous annual leave
- Access to training and development
- Hybrid working options for better work/life balance
- You'll be part of a workplace that genuinely values diversity, inclusion , and wellbeing – because when you’re supported, you can do your best work!
A quick note on security
Because of the nature of the work, everyone in this role needs to go through Developed Vetting (DV) . If you don’t already hold that level of clearance, our client will guide you through the process once your application is successful.
Please click ‘APPLY NOW’, or call the WSR Team at for more info. We appreciate the time and effort invested in your application.
While we strive to respond to all applicants promptly, we kindly ask for your understanding in case of delays. If you do not hear from us within 10 days of submitting your application, please assume that, unfortunately, you have not been successful this time.
We will however keep your CV on file and review your suitability against any other vacancies we may have available.
Regulatory Compliance Officer
Posted 5 days ago
Job Viewed
Job Description
WSR are recruiting for a Regulatory Compliance Officer for our reputable client based in London.
Job Title: Regulatory Compliance Officer
Role Type: Permanent Part Time – Around 18 hours per week.
Salary: £43k – £5k pro rata for part time hours + ,(Apply online only) location allowance + excellent benefits
Location: Central London base with flexible hybrid working
Are you someone who thrives on solving complex problems, guiding others through tricky regulations, and making sure sensitive data is handled the right way? If that sounds like you, this role could be the perfect next step in your career.
We're looking for a Regulatory Compliance Officer to join a team that deals with some of the most interesting – and sometimes challenging – data protection and information rights issues out there. You’ll play a key role in helping colleagues and stakeholders navigate legislation like FOI, GDPR , and the Data Protection Act , all in an environment where security and precision really matter.
Regulatory Compliance Officer Role Overview:
You’ll be the go-to expert for all things compliance and information rights. That means offering practical advice on things like how to respond to FOI requests, handle ICO complaints, or interpret new guidance or case law. No two days will be the same, and every situation will need a careful, thoughtful approach – but that’s what makes this work so rewarding.
You’ll use your knowledge and judgment to make sure colleagues get clear, accurate advice tailored to the situation at hand. And because this is a space that changes quickly, you’ll help keep the wider team up to speed on legal updates and emerging issues.
Regulatory Compliance Officer Experience, Qualifications and Attributes:
- Strong experience with information rights legislation – and ideally, a practitioner-level certificate in data protection or information governance.
- People skills - You’ll need to explain complex rules in a way that makes sense, and know how to build trust with stakeholders from all kinds of backgrounds
- An interest in central government or public sector work would be beneficial but most of all, we’re after someone who’s confident, adaptable, and cares about getting things right.
Regulatory Compliance Officer Benefits:
- You’ll be part of a supportive, down-to-earth team that shares knowledge, celebrates wins, and helps each other grow.
- London location allowance
- Civil Service Pension
- Generous annual leave
- Access to training and development
- Hybrid working options for better work/life balance
- You'll be part of a workplace that genuinely values diversity, inclusion , and wellbeing – because when you’re supported, you can do your best work!
A quick note on security
Because of the nature of the work, everyone in this role needs to go through Developed Vetting (DV) . If you don’t already hold that level of clearance, our client will guide you through the process once your application is successful.
Please click ‘APPLY NOW’, or call the WSR Team at for more info. We appreciate the time and effort invested in your application.
While we strive to respond to all applicants promptly, we kindly ask for your understanding in case of delays. If you do not hear from us within 10 days of submitting your application, please assume that, unfortunately, you have not been successful this time.
We will however keep your CV on file and review your suitability against any other vacancies we may have available.
Regulatory Compliance Officer
Posted 3 days ago
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Job Description
The TP ICAP Group is a world leading provider of market infrastructure.
Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions.
Through our people and technology, we connect clients to superior liquidity and data solutions.
The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world’s leading provider of OTC data, and an award winning all-to-all trading platform.
The Group operates from more than 60 offices in 27 countries. We are 5,300 people strong. We work as one to achieve our vision of being the world’s most trusted, innovative, liquidity and data solutions specialist.
Role Overview
The Regulatory Compliance Officer will be responsible for identifying, interpreting and advising on regulatory requirements of TP ICAP’s EMEA businesses to ensure that TP ICAP pursues its strategic objectives in accordance with all applicable regulatory requirements. The successful candidate will directly advise senior stakeholders within corporate and broking divisions, and will support the EMEA Compliance function in its regular interactions with stakeholders on regulatory matters.
As a member of the EMEA Compliance Advisory team, you will report into the Senior Compliance Advisory Manager. As such, the role-holder will be a part of the EMEA Compliance function, based in TP ICAP’s London offices. The Regulatory Compliance Officer will work to create a compliance culture within the TP ICAP Group, with particular responsibility for the UK broking divisions.
Role Responsibilities
- Horizon-scanning to detect and track emerging regulatory requirements.
- Interpreting emerging regulatory requirements and advising stakeholders on their potential impact and associated control requirements.
- Developing and maintaining relationships with stakeholders across TP ICAP, including the EMEA COO, the EMEA Head of Venues and Market Infrastructure, and Legal.
- Interacting with trade associations, exchanges and regulators as required, including representing TP ICAP at industry or regulatory meetings.
- Representing EMEA Compliance in internal governance meetings, such as the Regulatory Change Oversight Meeting, and in subsequent regulatory implementation projects.
- Creating and delivering training materials on regulatory requirements.
- Reviewing and drafting policies and procedures to comply with relevant regulatory requirements.
- Performing ad-hoc reviews and investigations in to TP ICAP’s adherence to its regulatory requirements.
- Supporting applications for new/amended regulatory permissions as required.
- Review output from the Compliance Monitoring Programme and implement remedial actions.
- Project work as required from time to time.
- Fulfil additional / ad hoc duties as required to meet the needs of the business and the EMEA Compliance function.
Experience / Competences
- Good working knowledge of the applicable requirements of the UK and EU financial services regime, including the FCA Handbook and key regulations e.g. MiFID II and SMCR etc.
- Previous experience analysing wholesale market regulations and assessing their impact.
- Excellent communication skills, both verbal and written.
- Able to build relationships and communicate effectively and efficiently to internal and external stakeholders.
- Able to work well with diverse groups and personalities.
- A bachelor’s degree or a period of work experience demonstrating equivalent ability.
- Prior experience at a regulator or government agency in drafting or reviewing financial services policy.
- Prior experience in a compliance role at another Financial Services firm.
- Knowledge of specific execution methodologies e.g. Name Give Up, Matched Principal, Exchange Give Up.
Concerned that you may not meet the criteria precisely? At TP ICAP, we wholeheartedly believe in fostering inclusivity and cultivating a work environment where everyone can flourish, regardless of your personal or professional background. If you are enthusiastic about this role but find that your experience doesn't align perfectly with every aspect of the job description, we strongly encourage you to apply. You may be the ideal candidate for this position or another opportunity within our organisation. Our dedicated Talent Acquisition team is here to assist you in recognising how your unique skills and abilities can be a valuable contribution. Don't hesitate to take the leap and explore the possibilities. Your potential is what truly matters to us.
Company Statement
We know that the best innovation happens when diverse people with different perspectives and skills work together in an inclusive atmosphere. That's why we're building a culture where everyone plays a part in making people feel welcome, ready and willing to contribute. TP ICAP Accord - our Employee Network - is a central to this. As well as representing specific groups, TP ICAP Accord helps increase awareness, collaboration, shares best practice, and holds our firm to account for driving continuous cultural improvement.
Location
UK - 135 Bishopsgate - London
Compliance Officer
Posted 1 day ago
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Job Description
Compliance Officer
Fixed Term Contract, 12 months
31,000
Medway, Kent
Hamilton Woods Associates are currently recruiting for a Compliance Officer to join an organisation based in Medway, Kent.
Duties & Responsibilities of the Compliance Officer:
- Deliver administrative support across key compliance areas such as fire safety, gas checks, asbestos control, and water safety.
- Oversee and monitor reactive maintenance tasks, ensuring correct order processing, system updates, and escalation of recurring issues to contract leads.
- Communicate with contractors to follow up on outstanding documentation and payments.
- Coordinate safety checks and inspections by arranging appointments directly with residents.
- Take ownership of no-access situations, working closely with housing teams and preparing any necessary legal documentation.
- Keep systems and records up to date, including financial tracking and invoice management.
- Compile and share data to help monitor contractor and consultant performance.
- Provide day-to-day assistance to the Contract Manager, including meeting coordination and documentation.
- Inspect completed work to ensure it meets expected standards and contract requirements.
Essential Requirements of the Compliance Officer:
- Previous experience working as a Compliance Officer
To be considered for this exciting role, please contact Lucie Houston - Managing Consultant at Hamilton Woods or apply online with a covering note of your experience and suitability referencing the job ID number. Due to the exceptionally high level of applications if you have not heard back from HWA within 7 - 10 days, it is regrettable that we cannot respond to all applicants, and please assume your application has been unsuccessful.
Compliance Officer
Posted 1 day ago
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Job Description
Compliance Officer
Plymouth
Permanent
£25,500
An exciting and new opportunity has arisen for a Compliance Officer to work with a very reputable Facilities Maintenance company based in Plymouth. The role will be based in their Plymouth office and requires a candidate who can work with an organised and diligent approach. This role will requires attention to detail, great communication skills and you need to have a background in either Facilities Maintenance, Construction or Engineering.
The role:-
To be responsible for overseeing directly employed engineers and specialist sub-contractor Planned Preventative Maintenance (PPM) and PPM remedial works documentation to ensure that mechanical and electrical statutory compliance is maintained in line with the requirements of a specific Contract,
Duties:-
- Assist the Contract Manager in the monitoring of directly employed engineer performance.
- Assists the Contract Manager in the monitoring of sub- contractor performance
- Oversee and escalate any operational contract risk to the Contract Manager
- Provide management information and positively participate in and contribute to internal and Client Scheduled PPM performance review meetings
- Works closely with the contract Help Desk team
Requirements:-
You will require a technical trade qualification and/or comprehensive understanding of statutory compliance and PPM in commercial property. Have fantastic admin/IT skills and be commercially astute
Please get in touch in the strictest of confidence for more information - (url removed) or call (phone number removed)
Build Recruitment Limited acts as an Employment Business for the supply of temporary workers and an Employment Agency in relation to permanent vacancies. Build Recruitment is an equal opportunities employer.
Compliance Officer
Posted 1 day ago
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Job Description
We are looking for an experienced Compliance Officer to join our Compliance team within Right Now Groups' fast-paced Recruitment organisation.
Joining a very successful team, you would be responsible and dedicated to compliance for a variety of clients supporting the day-to-day operation; whilst being supported and encouraged to develop personally and professionally in your own career
Hours: 09.00 - 17.30 Monday to Friday
Holidays: 25 days + birthday day off
Culture: work hard, play hard, learn every day and make sure you have lots of fun along the way!
Responsibilities of a Compliance Officer will include, but are not limited to:
- Facilitating the end-to-end progression of candidates through our Recruitment flow
- Working with external clients to clear compliance pack to regulated standards
- Work towards Civil Aviation Authority (CAA) regulations and being aware of any changes
- Working with successful candidates to complete their applications and troubleshooting any issues that arise for these candidates
- Processing documents, references and requested DBS applications
- Utilising the Recruitment inbox to respond to related queries from candidates
- Maintaining our CRM, keeping all application notes and files up to date and ensuring the integrity and accuracy of our database
- Provide ongoing training for internal staff with compliance changes
- Be organised and have good attention to detail
- Ability to cross train and support the business with resourcing as and when required
Essential:
- Exceptional communication skills, both written and verbal
- Can do attitude, willingness to go above and beyond
- MS Office skills (including outlook)
- Driven and ambitious outlook
Desirable:
- Previous exposure to a busy environment
- Previous experience in a customer/people facing role
- Experience in a telephone-based role, managing and developing relationships
Right Now Group is growing fast and offers bespoke recruitment and vetting services to our Clients nationwide. Based in the heart of Heathrow, we specialise in placing temporary, contract, permanent and outsourced recruitment solutions.
If you are looking to build a career as a Compliance Officer, apply online now!
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Compliance Officer
Posted 1 day ago
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Job Description
Salary: 28 per hour (Umbrella)
Contract Type: Temporary
About the Role
We are working with a medium-sized housing association based in London to recruit a Compliance Officer specialising in fire safety. This is an excellent opportunity for a detail-oriented professional with strong data management and contract administration skills to support the organisation's fire safety compliance efforts.
Key Responsibilities
- Assist in managing compliance with fire safety regulations, including Active Fire Safety, AOV systems, Alarm Systems, Emergency Lighting, and Evacuation Systems.
- Oversee the administration and coordination of fire safety contracts, ensuring all contractor obligations are met.
- Maintain and update compliance databases, ensuring accuracy and completeness of information.
- Upload fire safety certificates and other essential documents into the database.
- Book orders and schedule appointments with contractors and residents.
- Communicate with contractors and residents to resolve access issues and ensure timely completion of fire safety work.
- Support the Compliance Team in monitoring contractor performance and compliance with service level agreements.
- Support ongoing compliance projects and contribute to improving fire safety procedures.
- Use Microsoft Dynamic 365 for data management and administrative tasks.
What We Are Looking For
The ideal candidate will demonstrate:
- Experience in compliance or contract administration, preferably within a social housing environment.
- Strong data management skills and attention to detail.
- Experience working with fire safety compliance processes (desirable but not essential to be technically qualified).
- Excellent organisational and communication skills to coordinate with contractors and residents.
- Ability to work independently and as part of a team in a fast-paced environment.
- Familiarity with Microsoft Dynamic 365 is a plus.
Compliance Officer
Posted 1 day ago
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Job Description
Veritas Education have been recredited the Gold Standard by REC since establishing, and this is something with strive to achieve each year. Your role will be to ensure that these exacting standards do not slip.
Working in the education sector, safeguarding is paramount and each candidate must be rigorously vetted and processed prior to sending them into our schools for work. You will be in charge of completing all checks, a sample of some of the checks are detailed below:
- DBS (processing DBS', completing DBS check, obtaining DBS copies and updating DBS')
- Teacher checks
- Proof of address checks
- References (minimum 2 years no gaps)
- Right to work
- Childcare disqualification checks
As a Compliance Administrator, you will be liaising with the consultants on a daily basis to discuss candidate compliancy. You will also be contacting schools and former employees to obtain references, it is essential you have high communication and telephone skills.
This role will entail being able to effectively use a variety of systems and being incredibly well organised.
APPLICATION REQUIREMENTS FOR VERITAS EDUCATION
- All applications are subject to an Enhanced DBS Disclosure, professional reference checks, Overseas Police Clearances (if applicable) in line with our stringent safeguarding policy
- Your CV must cover the last 10 years of employment history where possible and all employment breaks must be explained
- You must have legal right to work in the UK
- You must be willing to attend a registration interview
Veritas Education work with a variety of schools covering a wide geographical area. We deal with teaching placements at Primary, Secondary and college level as well as support staff positions also within these.
Disclaimer
'Nothing within the above advert was in any way designed or intended to discriminate on the grounds of age, gender, race, colour, religion, disability or sexual orientation. Veritas Education is an Equal opportunities employer and is proud in the knowledge that all placements are made on merit and suitability. We accept applications from all sections of the community.'
Compliance Officer
Posted 1 day ago
Job Viewed
Job Description
Responsibilities of the Compliance officer role:
- Reviewing and checking certificates
- Liaising with external suppliers
- Completing fire risk assessments
- Supporting the technical compliance team
Key skills needed for a Compliance Officer:
- Strong background within compliance
- Previous private property experience
- Experience within fire safety or within fire risk assessments
Benefits of the Compliance Officer role:
- 37k - 40k salary
- Hybrid working
- 25 days annual leave and bank holidays
- Work place pension
- Cycle to Work scheme, helping you save up to 40% on a new bike and accessories
- Electric car scheme, enabling you to rent a brand-new electric car at low-cost payments
- Charity fundraising support, with match-funding up to 1,000 for good causes
We are keen to see CVs from Compliance officer, compliance consultant and compliance surveyor.
If this role appeals to you then please apply now or contact Lexie on (phone number removed) or email on (url removed)