594 Compliance Officers jobs in the United Kingdom

Manager, HR Services Audit & Compliance

Huthwaite, East Midlands Fresenius Medical Care North America

Posted 2 days ago

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Job Description

Manager, HR Services Audit & Compliance, will assist in the execution of FME's compliance program through designing, aligning and rolling-out our HR Services Audit & Compliance program. The role will lead a team who will undertake activities to prevent, detect and respond to emerging risk. The role with partner with global and local teams to define and implement controls, drive third-party management, audits and follow up on remediation measures.
**Your Tasks:**
+ Lead team of Senior Business Analysts including but not limited to establishing goals, assigning tasks and maintaining schedules
+ Design, develop and execute HR Services Audit and Compliance strategy
+ Accountable for developing HR Services Audit and Compliance framework
+ Create and rollout programs to achieve strategic vision
+ Partner with senior stakeholders to determine framework and execution of Global Internal Audit (GIA) intake and coordination for HR Services (HR Managers, HR Operations, Payroll Operations)
+ Ultimately accountable for global internal controls design and implementation for HR Services
+ Provide guidance on local HRS internal controls in alignment to global design and determine if need to remain as local controls
+ Lead discussions with HR and Payroll Global Process Owners on wider global HR and payroll process designs discussions and HR Service model transition efforts
+ Oversee team's administration of periodic audit of Workday, Payroll and Time & Attendance security roles,
+ Collaborate with teams to solution audit findings - determine preventive and corrective actions on both local, regional and global levels
+ Partner with stakeholders to validate new legislative changes and company policies on processes as well as HR, Payroll, Time & Attendance systems to meet compliance
+ Collaborate with Internal Controls, Information Security, Compliance and Data Privacy to ensure thid party contracts and business resiliency management plans are complete and align with Fresenius' standards
+ Act as an escalation for all HR Service teams to resolve compliance related incidents such as but not limited to data breaches, incorrect regulation interpretation affecting pay calculation etc.
+ Oversee, coordinate and report corporate HR risk management semi-annually
+ Accountable for the design and coordination of pre-audit readiness assessment procedures; executed quarterly
+ Drive business management and communication plans and standards for data security incidents (i.e., data breach, data loss)
+ Conceptualize and lead HR Service audit and compliance related training
+ Coordinate and liase with external third parties on audit activities
+ Develop and maintain job aids, checklists and other tools to facilitate execution
+ Communicate updates, system and business changes to stakeholders as needed
+ Collaborate with Quality Assurance and Knowledge Management on wider HR governance quality framework
+ Validate internal and SOX standards and controls are met
+ Take lead consultant role in projects where data handling process flows are being adjusted
+ Oversee team's project work where database migrations or security protocols are impacted
+ Support vendor relationship management including escalation management within respective field
+ Other tasks as assigned by the manager
**Your Profile:**
+ Bachelor's degree or equivalent business experience preferred
+ 6+ years' professional experience either within an HR environment or Audit/Compliance role
+ Multi-country experience with designing or executing internal or external audit and compliance tasks
+ Experience with validating policy or legal changes on processes
+ Experience in implementation of HR or payroll audit/compliance framework
+ Nice to have: experience in HR Service model adoptions or M&A activity
+ Nice to have: experience in creation of business resiliency management plans
+ Nice to have: experience with working with multiple external auditors
+ strong analytical skills to critically evaluate information
+ team player but also able to work independently.
+ Ability to build and maintain strong relationships across functions to drive teams towards success-based results
+ focused, goal driven, accountable, and exhibit significant attention to detail
+ HR and/ or Payroll process knowledge
+ Understanding of SOX, GDPR, data protection, compliance frameworks, audit flows
+ Microsoft tools
+ HCM systems, preferably Workday
+ Preferably ticketing systems, such as ServiceNow
+ Fluent English
+ Preferred additional European language
+ Flexibility in working hours to cover global timezones
+ Willingness to travel for on-site workshops
This advertiser has chosen not to accept applicants from your region.

Senior Financial Accountant - Audit & Compliance

WV1 2AA Wolverhampton, West Midlands £55000 Annually WhatJobs

Posted 3 days ago

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Job Description

full-time
Our client is a reputable organisation seeking a highly experienced Senior Financial Accountant to join their finance team. This position is fully remote, offering the convenience and flexibility to work from home across the UK. You will be responsible for managing key aspects of the accounting function, with a strong emphasis on audit preparation, compliance, and financial reporting. This role demands a thorough understanding of accounting principles, regulatory requirements, and internal controls.

Key responsibilities include preparing accurate and timely financial statements in accordance with relevant accounting standards (e.g., IFRS, UK GAAP). You will lead the preparation for external audits, liaising with auditors, providing necessary documentation, and ensuring smooth audit processes. Your duties will also involve managing month-end and year-end close procedures, performing balance sheet reconciliations, and investigating and resolving accounting discrepancies. Ensuring compliance with tax regulations and other financial legislation is paramount. The ideal candidate will possess strong analytical and problem-solving skills, with the ability to interpret complex financial data and provide clear insights. Experience with accounting software (e.g., SAP, Oracle, QuickBooks) and advanced Excel skills are required. This is a fully remote role, requiring a self-motivated and organised individual who can manage their workload effectively and communicate clearly with team members and stakeholders virtually. You will play a vital role in maintaining the integrity of the company's financial records and ensuring adherence to all compliance requirements. This is an excellent opportunity for a seasoned accounting professional to contribute their expertise in a flexible, remote working environment, making a significant impact on the financial health and compliance of the organisation. The autonomy of this remote role allows for focused work and efficient execution of critical accounting tasks, supporting the company's financial governance.

Key Responsibilities:
  • Prepare financial statements and management reports.
  • Lead the preparation and coordination of external audits.
  • Ensure compliance with UK GAAP/IFRS and relevant financial regulations.
  • Manage month-end and year-end closing processes.
  • Perform balance sheet reconciliations and variance analysis.
  • Oversee internal control systems and recommend improvements.
  • Handle tax computations and filings.
  • Provide financial insights and support to senior management.
Required Qualifications:
  • Qualified Accountant (ACA, ACCA, CIMA or equivalent).
  • Significant experience in financial accounting, audit, and compliance.
  • In-depth knowledge of UK GAAP and/or IFRS.
  • Proficiency in accounting software and advanced Excel skills.
  • Experience with tax regulations and reporting.
  • Strong analytical, problem-solving, and communication skills.
  • Ability to work independently and manage deadlines in a remote setting.
This advertiser has chosen not to accept applicants from your region.

Legal Compliance Specialist

Norwich, Eastern BWF Legal

Posted today

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Job Description

I am working with a reputable LEXCEL accredited firm who have impressive growth over the last 5 years. As part of further growth plans, they seek a compliance specialist to join a growing business support team. This role will see you working closely with the COLP and Practice Manager where you will have responsibility on the day to day and annual compliance matters. To be considered you will ideally have experience in both compliance and understanding of the legal profession. The firm have multiple offices and you will develop a presence at all offices to support the firm and staff in understanding how they can work in a risk free and compliant manner. You will be a strong and effective communicator who has compliance experience in the following areas: SRA, Lexcel, GDPR, Health & Safety, Anti-Money Laundering Review and drafting policy Auditing and reporting and regulatory risk assessments Updating the library and maintaining registers Reporting on risk and recommendations Training Claims and complaints handling This firm offer highly competitive and superb benefits and you will also have the opportunity for some hybrid working. This newly created role can be considered on both full time or part time hours and all applications will be treated in the strictest of confidence. Applications to: Kingsley / / /
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Legal Compliance Manager

Audit & Risk Recruitment

Posted 4 days ago

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Job Description

Legal Compliance Manager - Media sector

£70,000 - £80,000 dependent upon experience

London, 2 days a week in the office


Audit & Risk Recruitment are delighted to be partnering with a very well known group in the media sector. Our client is a large, highly complex organisation with a challenging Risk profile. This role reports to the Head of Risk Management and will be responsible for managing risks associated with Compliance across the whole business, as well as preparing quality, timely reports for a selection of governance committees.


Key tasks include:

  • Taking accountability for compliance risk deliverables and outputs, including the preparation of compliance reports
  • Work with stakeholders to identify compliance risk areas and vulnerability. Monitor compliance and assurance activity, and create remediation plans as necessary.
  • Draft Executive-level summaries for senior stakeholders detailing compliance issues, findings and outcomes
  • Provide insight and analysis to Board-level executives
  • Drive a culture of compliance and integrity across the organisation.
  • Become an expert in compliance-related risks and activities for the organisation, including staying on top of developments and trends and adapting to business strategy


You will be a legal compliance expert with plenty of in-house experience, preferably gained from the commercial or industrial sectors. You must have a detailed understanding of compliance risk management programmes and what 'good' looks like. You will need excellent written and oral communication skills.

This advertiser has chosen not to accept applicants from your region.

Legal Compliance Manager

London, London Audit & Risk Recruitment

Posted 4 days ago

Job Viewed

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Job Description

Legal Compliance Manager - Media sector

£70,000 - £80,000 dependent upon experience

London, 2 days a week in the office


Audit & Risk Recruitment are delighted to be partnering with a very well known group in the media sector. Our client is a large, highly complex organisation with a challenging Risk profile. This role reports to the Head of Risk Management and will be responsible for managing risks associated with Compliance across the whole business, as well as preparing quality, timely reports for a selection of governance committees.


Key tasks include:

  • Taking accountability for compliance risk deliverables and outputs, including the preparation of compliance reports
  • Work with stakeholders to identify compliance risk areas and vulnerability. Monitor compliance and assurance activity, and create remediation plans as necessary.
  • Draft Executive-level summaries for senior stakeholders detailing compliance issues, findings and outcomes
  • Provide insight and analysis to Board-level executives
  • Drive a culture of compliance and integrity across the organisation.
  • Become an expert in compliance-related risks and activities for the organisation, including staying on top of developments and trends and adapting to business strategy


You will be a legal compliance expert with plenty of in-house experience, preferably gained from the commercial or industrial sectors. You must have a detailed understanding of compliance risk management programmes and what 'good' looks like. You will need excellent written and oral communication skills.

This advertiser has chosen not to accept applicants from your region.

Legal Compliance Manager

Northamptonshire, East Midlands Venn Group

Posted 4 days ago

Job Viewed

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Job Description

Legal Compliance Manager – Northamptonshire


About the Firm

Venn Group are partnered with a leading legal 500 firm in Northamptonshire with over 100 professionals, serving both private clients and regional businesses across the Midlands. They pride themselves on being modern, progressive, with good employee feedback.


The Role

We are seeking a dedicated and experienced Legal Compliance Manager to join their Northampton office. You’ll play a pivotal role in ensuring the firm meets all regulatory, risk, and compliance obligations. This is a hands-on role with exposure to varied areas of governance, working closely with the COLP, COFA, leadership and staff at all levels. You would be conducting risk assessments, overseeing training, and managing your own workload.


What We’re Looking For

  • Prior experience working in a compliance role, ideally within a legal setting
  • Strong knowledge of legal practice regulation: SRA rules, AML, GDPR/data protection
  • Exceptional attention to detail, methodical working style, ability to meet strict deadlines
  • Excellent interpersonal & communication skills, to train and advise staff at all levels
  • Ability to prioritise, remain calm under pressure, and manage a demanding workload


What We Offer

  • Competitive salary up to £75,000 per annum
  • Flexible hybrid working set up
  • Being a part of a supportive, encouraging team
  • Various discounts and additional benefits


How to Apply

If you meet the criteria and want to advance your career in legal compliance, please send your CV, cover letter, and salary expectations to

This advertiser has chosen not to accept applicants from your region.

Legal Compliance Specialist

Norwich, Eastern BWF Legal (prev. Law Consultants)

Posted 4 days ago

Job Viewed

Tap Again To Close

Job Description

I am working with a reputable LEXCEL accredited firm who have impressive growth over the last 5 years. As part of further growth plans, they seek a compliance specialist to join a growing business support team. This role will see you working closely with the COLP and Practice Manager where you will have responsibility on the day to day and annual compliance matters. To be considered you will ideally have experience in both compliance and understanding of the legal profession. The firm have multiple offices and you will develop a presence at all offices to support the firm and staff in understanding how they can work in a risk free and compliant manner. You will be a strong and effective communicator who has compliance experience in the following areas:


SRA, Lexcel, GDPR, Health & Safety, Anti-Money Laundering

Review and drafting policy

Auditing and reporting and regulatory risk assessments

Updating the library and maintaining registers

Reporting on risk and recommendations

Training

Claims and complaints handling


This firm offer highly competitive and superb benefits and you will also have the opportunity for some hybrid working. This newly created role can be considered on both full time or part time hours and all applications will be treated in the strictest of confidence.


Applications to: Kingsley / / /

This advertiser has chosen not to accept applicants from your region.
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Legal Compliance Manager

Northamptonshire, East Midlands Venn Group

Posted today

Job Viewed

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Job Description

Job Description

Legal Compliance Manager – Northamptonshire


About the Firm

Venn Group are partnered with a leading legal 500 firm in Northamptonshire with over 100 professionals, serving both private clients and regional businesses across the Midlands. They pride themselves on being modern, progressive, with good employee feedback.


The Role

We are seeking a dedicated and experienced Legal Compliance Manager to join their Northampton office. You’ll play a pivotal role in ensuring the firm meets all regulatory, risk, and compliance obligations. This is a hands-on role with exposure to varied areas of governance, working closely with the COLP, COFA, leadership and staff at all levels. You would be conducting risk assessments, overseeing training, and managing your own workload.


What We’re Looking For

  • Prior experience working in a compliance role, ideally within a legal setting
  • Strong knowledge of legal practice regulation: SRA rules, AML, GDPR/data protection
  • Exceptional attention to detail, methodical working style, ability to meet strict deadlines
  • Excellent interpersonal & communication skills, to train and advise staff at all levels
  • Ability to prioritise, remain calm under pressure, and manage a demanding workload


What We Offer

  • Competitive salary up to £75,000 per annum
  • Flexible hybrid working set up
  • Being a part of a supportive, encouraging team
  • Various discounts and additional benefits


How to Apply

If you meet the criteria and want to advance your career in legal compliance, please send your CV, cover letter, and salary expectations to

This advertiser has chosen not to accept applicants from your region.

Legal Compliance Specialist

Norwich, Eastern BWF Legal (prev. Law Consultants)

Posted today

Job Viewed

Tap Again To Close

Job Description

Job Description

I am working with a reputable LEXCEL accredited firm who have impressive growth over the last 5 years. As part of further growth plans, they seek a compliance specialist to join a growing business support team. This role will see you working closely with the COLP and Practice Manager where you will have responsibility on the day to day and annual compliance matters. To be considered you will ideally have experience in both compliance and understanding of the legal profession. The firm have multiple offices and you will develop a presence at all offices to support the firm and staff in understanding how they can work in a risk free and compliant manner. You will be a strong and effective communicator who has compliance experience in the following areas:


SRA, Lexcel, GDPR, Health & Safety, Anti-Money Laundering

Review and drafting policy

Auditing and reporting and regulatory risk assessments

Updating the library and maintaining registers

Reporting on risk and recommendations

Training

Claims and complaints handling


This firm offer highly competitive and superb benefits and you will also have the opportunity for some hybrid working. This newly created role can be considered on both full time or part time hours and all applications will be treated in the strictest of confidence.


Applications to: Kingsley / / /

This advertiser has chosen not to accept applicants from your region.

Legal Compliance Manager

Audit & Risk Recruitment

Posted today

Job Viewed

Tap Again To Close

Job Description

Job Description

Legal Compliance Manager - Media sector

£70,000 - £80,000 dependent upon experience

London, 2 days a week in the office


Audit & Risk Recruitment are delighted to be partnering with a very well known group in the media sector. Our client is a large, highly complex organisation with a challenging Risk profile. This role reports to the Head of Risk Management and will be responsible for managing risks associated with Compliance across the whole business, as well as preparing quality, timely reports for a selection of governance committees.


Key tasks include:

  • Taking accountability for compliance risk deliverables and outputs, including the preparation of compliance reports
  • Work with stakeholders to identify compliance risk areas and vulnerability. Monitor compliance and assurance activity, and create remediation plans as necessary.
  • Draft Executive-level summaries for senior stakeholders detailing compliance issues, findings and outcomes
  • Provide insight and analysis to Board-level executives
  • Drive a culture of compliance and integrity across the organisation.
  • Become an expert in compliance-related risks and activities for the organisation, including staying on top of developments and trends and adapting to business strategy


You will be a legal compliance expert with plenty of in-house experience, preferably gained from the commercial or industrial sectors. You must have a detailed understanding of compliance risk management programmes and what 'good' looks like. You will need excellent written and oral communication skills.

This advertiser has chosen not to accept applicants from your region.
 

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