393 Compliance Programs jobs in the United Kingdom

Legal Compliance Specialist

Norwich, Eastern BWF Legal

Posted today

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Job Description

I am working with a reputable LEXCEL accredited firm who have impressive growth over the last 5 years. As part of further growth plans, they seek a compliance specialist to join a growing business support team. This role will see you working closely with the COLP and Practice Manager where you will have responsibility on the day to day and annual compliance matters. To be considered you will ideally have experience in both compliance and understanding of the legal profession. The firm have multiple offices and you will develop a presence at all offices to support the firm and staff in understanding how they can work in a risk free and compliant manner. You will be a strong and effective communicator who has compliance experience in the following areas: SRA, Lexcel, GDPR, Health & Safety, Anti-Money Laundering Review and drafting policy Auditing and reporting and regulatory risk assessments Updating the library and maintaining registers Reporting on risk and recommendations Training Claims and complaints handling This firm offer highly competitive and superb benefits and you will also have the opportunity for some hybrid working. This newly created role can be considered on both full time or part time hours and all applications will be treated in the strictest of confidence. Applications to: Kingsley / / /
This advertiser has chosen not to accept applicants from your region.

Legal Compliance Manager

Audit & Risk Recruitment

Posted 4 days ago

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Job Description

Legal Compliance Manager - Media sector

£70,000 - £80,000 dependent upon experience

London, 2 days a week in the office


Audit & Risk Recruitment are delighted to be partnering with a very well known group in the media sector. Our client is a large, highly complex organisation with a challenging Risk profile. This role reports to the Head of Risk Management and will be responsible for managing risks associated with Compliance across the whole business, as well as preparing quality, timely reports for a selection of governance committees.


Key tasks include:

  • Taking accountability for compliance risk deliverables and outputs, including the preparation of compliance reports
  • Work with stakeholders to identify compliance risk areas and vulnerability. Monitor compliance and assurance activity, and create remediation plans as necessary.
  • Draft Executive-level summaries for senior stakeholders detailing compliance issues, findings and outcomes
  • Provide insight and analysis to Board-level executives
  • Drive a culture of compliance and integrity across the organisation.
  • Become an expert in compliance-related risks and activities for the organisation, including staying on top of developments and trends and adapting to business strategy


You will be a legal compliance expert with plenty of in-house experience, preferably gained from the commercial or industrial sectors. You must have a detailed understanding of compliance risk management programmes and what 'good' looks like. You will need excellent written and oral communication skills.

This advertiser has chosen not to accept applicants from your region.

Legal Compliance Manager

London, London Audit & Risk Recruitment

Posted 4 days ago

Job Viewed

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Job Description

Legal Compliance Manager - Media sector

£70,000 - £80,000 dependent upon experience

London, 2 days a week in the office


Audit & Risk Recruitment are delighted to be partnering with a very well known group in the media sector. Our client is a large, highly complex organisation with a challenging Risk profile. This role reports to the Head of Risk Management and will be responsible for managing risks associated with Compliance across the whole business, as well as preparing quality, timely reports for a selection of governance committees.


Key tasks include:

  • Taking accountability for compliance risk deliverables and outputs, including the preparation of compliance reports
  • Work with stakeholders to identify compliance risk areas and vulnerability. Monitor compliance and assurance activity, and create remediation plans as necessary.
  • Draft Executive-level summaries for senior stakeholders detailing compliance issues, findings and outcomes
  • Provide insight and analysis to Board-level executives
  • Drive a culture of compliance and integrity across the organisation.
  • Become an expert in compliance-related risks and activities for the organisation, including staying on top of developments and trends and adapting to business strategy


You will be a legal compliance expert with plenty of in-house experience, preferably gained from the commercial or industrial sectors. You must have a detailed understanding of compliance risk management programmes and what 'good' looks like. You will need excellent written and oral communication skills.

This advertiser has chosen not to accept applicants from your region.

Legal Compliance Manager

Northamptonshire, East Midlands Venn Group

Posted 4 days ago

Job Viewed

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Job Description

Legal Compliance Manager – Northamptonshire


About the Firm

Venn Group are partnered with a leading legal 500 firm in Northamptonshire with over 100 professionals, serving both private clients and regional businesses across the Midlands. They pride themselves on being modern, progressive, with good employee feedback.


The Role

We are seeking a dedicated and experienced Legal Compliance Manager to join their Northampton office. You’ll play a pivotal role in ensuring the firm meets all regulatory, risk, and compliance obligations. This is a hands-on role with exposure to varied areas of governance, working closely with the COLP, COFA, leadership and staff at all levels. You would be conducting risk assessments, overseeing training, and managing your own workload.


What We’re Looking For

  • Prior experience working in a compliance role, ideally within a legal setting
  • Strong knowledge of legal practice regulation: SRA rules, AML, GDPR/data protection
  • Exceptional attention to detail, methodical working style, ability to meet strict deadlines
  • Excellent interpersonal & communication skills, to train and advise staff at all levels
  • Ability to prioritise, remain calm under pressure, and manage a demanding workload


What We Offer

  • Competitive salary up to £75,000 per annum
  • Flexible hybrid working set up
  • Being a part of a supportive, encouraging team
  • Various discounts and additional benefits


How to Apply

If you meet the criteria and want to advance your career in legal compliance, please send your CV, cover letter, and salary expectations to

This advertiser has chosen not to accept applicants from your region.

Legal Compliance Specialist

Norwich, Eastern BWF Legal (prev. Law Consultants)

Posted 4 days ago

Job Viewed

Tap Again To Close

Job Description

I am working with a reputable LEXCEL accredited firm who have impressive growth over the last 5 years. As part of further growth plans, they seek a compliance specialist to join a growing business support team. This role will see you working closely with the COLP and Practice Manager where you will have responsibility on the day to day and annual compliance matters. To be considered you will ideally have experience in both compliance and understanding of the legal profession. The firm have multiple offices and you will develop a presence at all offices to support the firm and staff in understanding how they can work in a risk free and compliant manner. You will be a strong and effective communicator who has compliance experience in the following areas:


SRA, Lexcel, GDPR, Health & Safety, Anti-Money Laundering

Review and drafting policy

Auditing and reporting and regulatory risk assessments

Updating the library and maintaining registers

Reporting on risk and recommendations

Training

Claims and complaints handling


This firm offer highly competitive and superb benefits and you will also have the opportunity for some hybrid working. This newly created role can be considered on both full time or part time hours and all applications will be treated in the strictest of confidence.


Applications to: Kingsley / / /

This advertiser has chosen not to accept applicants from your region.

Legal Compliance Manager

Northamptonshire, East Midlands Venn Group

Posted today

Job Viewed

Tap Again To Close

Job Description

Job Description

Legal Compliance Manager – Northamptonshire


About the Firm

Venn Group are partnered with a leading legal 500 firm in Northamptonshire with over 100 professionals, serving both private clients and regional businesses across the Midlands. They pride themselves on being modern, progressive, with good employee feedback.


The Role

We are seeking a dedicated and experienced Legal Compliance Manager to join their Northampton office. You’ll play a pivotal role in ensuring the firm meets all regulatory, risk, and compliance obligations. This is a hands-on role with exposure to varied areas of governance, working closely with the COLP, COFA, leadership and staff at all levels. You would be conducting risk assessments, overseeing training, and managing your own workload.


What We’re Looking For

  • Prior experience working in a compliance role, ideally within a legal setting
  • Strong knowledge of legal practice regulation: SRA rules, AML, GDPR/data protection
  • Exceptional attention to detail, methodical working style, ability to meet strict deadlines
  • Excellent interpersonal & communication skills, to train and advise staff at all levels
  • Ability to prioritise, remain calm under pressure, and manage a demanding workload


What We Offer

  • Competitive salary up to £75,000 per annum
  • Flexible hybrid working set up
  • Being a part of a supportive, encouraging team
  • Various discounts and additional benefits


How to Apply

If you meet the criteria and want to advance your career in legal compliance, please send your CV, cover letter, and salary expectations to

This advertiser has chosen not to accept applicants from your region.

Legal Compliance Specialist

Norwich, Eastern BWF Legal (prev. Law Consultants)

Posted today

Job Viewed

Tap Again To Close

Job Description

Job Description

I am working with a reputable LEXCEL accredited firm who have impressive growth over the last 5 years. As part of further growth plans, they seek a compliance specialist to join a growing business support team. This role will see you working closely with the COLP and Practice Manager where you will have responsibility on the day to day and annual compliance matters. To be considered you will ideally have experience in both compliance and understanding of the legal profession. The firm have multiple offices and you will develop a presence at all offices to support the firm and staff in understanding how they can work in a risk free and compliant manner. You will be a strong and effective communicator who has compliance experience in the following areas:


SRA, Lexcel, GDPR, Health & Safety, Anti-Money Laundering

Review and drafting policy

Auditing and reporting and regulatory risk assessments

Updating the library and maintaining registers

Reporting on risk and recommendations

Training

Claims and complaints handling


This firm offer highly competitive and superb benefits and you will also have the opportunity for some hybrid working. This newly created role can be considered on both full time or part time hours and all applications will be treated in the strictest of confidence.


Applications to: Kingsley / / /

This advertiser has chosen not to accept applicants from your region.
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Legal Compliance Manager

Audit & Risk Recruitment

Posted today

Job Viewed

Tap Again To Close

Job Description

Job Description

Legal Compliance Manager - Media sector

£70,000 - £80,000 dependent upon experience

London, 2 days a week in the office


Audit & Risk Recruitment are delighted to be partnering with a very well known group in the media sector. Our client is a large, highly complex organisation with a challenging Risk profile. This role reports to the Head of Risk Management and will be responsible for managing risks associated with Compliance across the whole business, as well as preparing quality, timely reports for a selection of governance committees.


Key tasks include:

  • Taking accountability for compliance risk deliverables and outputs, including the preparation of compliance reports
  • Work with stakeholders to identify compliance risk areas and vulnerability. Monitor compliance and assurance activity, and create remediation plans as necessary.
  • Draft Executive-level summaries for senior stakeholders detailing compliance issues, findings and outcomes
  • Provide insight and analysis to Board-level executives
  • Drive a culture of compliance and integrity across the organisation.
  • Become an expert in compliance-related risks and activities for the organisation, including staying on top of developments and trends and adapting to business strategy


You will be a legal compliance expert with plenty of in-house experience, preferably gained from the commercial or industrial sectors. You must have a detailed understanding of compliance risk management programmes and what 'good' looks like. You will need excellent written and oral communication skills.

This advertiser has chosen not to accept applicants from your region.

Legal Compliance Manager

London, London Audit & Risk Recruitment

Posted today

Job Viewed

Tap Again To Close

Job Description

Job Description

Legal Compliance Manager - Media sector

£70,000 - £80,000 dependent upon experience

London, 2 days a week in the office


Audit & Risk Recruitment are delighted to be partnering with a very well known group in the media sector. Our client is a large, highly complex organisation with a challenging Risk profile. This role reports to the Head of Risk Management and will be responsible for managing risks associated with Compliance across the whole business, as well as preparing quality, timely reports for a selection of governance committees.


Key tasks include:

  • Taking accountability for compliance risk deliverables and outputs, including the preparation of compliance reports
  • Work with stakeholders to identify compliance risk areas and vulnerability. Monitor compliance and assurance activity, and create remediation plans as necessary.
  • Draft Executive-level summaries for senior stakeholders detailing compliance issues, findings and outcomes
  • Provide insight and analysis to Board-level executives
  • Drive a culture of compliance and integrity across the organisation.
  • Become an expert in compliance-related risks and activities for the organisation, including staying on top of developments and trends and adapting to business strategy


You will be a legal compliance expert with plenty of in-house experience, preferably gained from the commercial or industrial sectors. You must have a detailed understanding of compliance risk management programmes and what 'good' looks like. You will need excellent written and oral communication skills.

This advertiser has chosen not to accept applicants from your region.

Head of Legal Compliance

Harrow, London UK Bank

Posted today

Job Viewed

Tap Again To Close

Job Description

Compliance and Financial Crime: •Responsible for developing and maintaining Compliance culture within the Bank. • Create, review and update Compliance policies and procedures in line with regulatory guidelines. • Programme for Compliance Training and competency development. • Horizon Scanning and mapping of regulations with relevant business and operations. • Create, review and update of policies and procedures pertaining to Financial Crime areas including KYC, AML, Sanctions, ABC and Fraud. • MLRO Report covering Enterprise-Wide Financial Crime Risk Assessment and oversight plan. • Developing a risk-based Compliance Monitoring Plan (CMP). • Implementation and review of CMP across departments and branches. • Follow up on action points emanating from Compliance Oversight Reviews. • Periodic reporting of KRIs and KPIs to Board Risk Committee / Group Compliance. • Liaising with internal and external stakeholders including regulators. • Maintain and update management responsibilities map. • Oversight of frauds, including pursuing legal / criminal action. • Periodical oversight of product features / policies / procedures to ensure adherence to regulatory requirements. • Review marketing initiatives / campaigns to ensure adherence to regulatory requirements. • Accountability and responsibility from all functionaries of Legal & Compliance department and to ensure that appropriate mechanism is put in place for these to be duly accounted for in performance reviews of concerned employee and • Mapping of competencies, identification of gaps in skillsets / knowledge and arranging training to address gaps identified. Legal: • Review of legal agreements. • Legal advice through internal and external sources. • Maintaining external panel of solicitors; and manage litigations
This advertiser has chosen not to accept applicants from your region.
 

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