1,325 Contract Compliance jobs in the United Kingdom
Regulatory Compliance Manager
Posted 9 days ago
Job Viewed
Job Description
Our client is expanding their innovative anode material manufacturing through strategic partnerships and seeks a Regulatory Compliance Manager . This role will embed critical health & safety, product certification, and quality management systems knowledge into the business to ensure compliance and continuous improvement.
The Regulatory Compliance Manager will:
- Lead health & safety compliance in a chemical manufacturing environment li>Monitor and ensure adherence to current battery standards (UN, IEC, CE) and upcoming regulations (e.g. Battery Passport)
- Develop, maintain, and improve ISO 9001 quality management systems across manufacturing stages
- Liaise with certification bodies, regulators, and auditors, preparing necessary documentation
- Train staff on safety, compliance, and quality protocols
- Review and update compliance policies and SOPs regularly
The Regulatory Compliance Manager will have:
- li>Degree or HNC/HND in Chemistry, Chemical Engineering, or related discipline
- 3+ years' proven experience in regulatory, H&S, or QMS roles within chemical or battery manufacturing
- Strong knowledge of ISO 9001 and audit readiness
- Experience with battery product standards and regulatory frameworks
- NEBOSH or equivalent health & safety certification preferred
- Excellent communication and stakeholder management skills
This is an exciting opportunity to lead regulatory and compliance excellence within a cutting-edge manufacturing environment. If you have a strong background in health & safety and quality systems and want to make a real impact, we'd love to hear from you.
Apply now to join a team driving innovation in sustainable battery manufacturing.
Regulatory Compliance Manager
Posted 1 day ago
Job Viewed
Job Description
Our client is expanding their innovative anode material manufacturing through strategic partnerships and seeks a Regulatory Compliance Manager . This role will embed critical health & safety, product certification, and quality management systems knowledge into the business to ensure compliance and continuous improvement.
The Regulatory Compliance Manager will:
- Lead health & safety compliance in a chemical manufacturing environment li>Monitor and ensure adherence to current battery standards (UN, IEC, CE) and upcoming regulations (e.g. Battery Passport)
- Develop, maintain, and improve ISO 9001 quality management systems across manufacturing stages
- Liaise with certification bodies, regulators, and auditors, preparing necessary documentation
- Train staff on safety, compliance, and quality protocols
- Review and update compliance policies and SOPs regularly
The Regulatory Compliance Manager will have:
- li>Degree or HNC/HND in Chemistry, Chemical Engineering, or related discipline
- 3+ years' proven experience in regulatory, H&S, or QMS roles within chemical or battery manufacturing
- Strong knowledge of ISO 9001 and audit readiness
- Experience with battery product standards and regulatory frameworks
- NEBOSH or equivalent health & safety certification preferred
- Excellent communication and stakeholder management skills
This is an exciting opportunity to lead regulatory and compliance excellence within a cutting-edge manufacturing environment. If you have a strong background in health & safety and quality systems and want to make a real impact, we'd love to hear from you.
Apply now to join a team driving innovation in sustainable battery manufacturing.
Regulatory Compliance Manager
Posted today
Job Viewed
Job Description
About Us
Established in March 2018, Bybit is one of the fastest growing cryptocurrency derivatives exchanges, with more than 70 million registered users. We offer a professional platform where crypto traders can find an ultra-fast matching engine, excellent customer service and multilingual community support. We provide innovative online spot and derivatives trading services, mining and staking products, as well as API support, to retail and institutional clients around the world, and strive to be the most reliable exchange for the emerging digital asset class.
Our core values define us. We listen, care, and improve to create a faster, fairer, and more humane trading environment for our users. Our innovative, highly advanced, user-friendly platform has been designed from the ground-up using best-in-class infrastructure to provide our users with the industry's safest, fastest, fairest, and most transparent trading experience. Built on customer-centric values, we endeavour to provide a professional, 24/7 multi-language customer support to help in a timely manner.
As of today, Bybit is one of the most trusted, reliable, and transparent cryptocurrency derivatives platforms in the space.
Responsibilities:
- Interpret and analyze global regulations affecting company operations, products, and services.
- Draft, amend, and implement regulatory policies and internal compliance guides.
- Monitor regulatory developments across jurisdictions and provide actionable insights to business teams and senior management.
- Conduct global regulatory surveys and assist in preparing regulatory reports for internal and external stakeholders.
- Engage external legal counsel efficiently to clarify complex regulatory issues and advise on commercially viable solutions.
- Conduct risk assessments to identify compliance gaps and recommend mitigation strategies.
- Maintain and update regulatory trackers to reflect evolving legal requirements.
- Support internal training programs on regulatory compliance and awareness.
Requirements:
- Qualified lawyer called to the bar in SG, MY, UK, or HK.
- Minimum 4 years PQE in regulatory compliance, preferably in the crypto/web3 space across multiple jurisdictions.
- Strong analytical skills to interpret complex legal and regulatory texts.
- Proven experience in policy drafting, regulatory monitoring, and compliance audits.
- Excellent project management skills with the ability to handle multiple projects simultaneously.
- Detail-oriented, yet able to see strategic and operational implications.
- Adaptable to a fast-paced, start-up environment and culturally aware.
- Fluent in English, with strong written and verbal communication skills
Why Join Us
At Bybit, we are committed to fostering a supportive and enriching work environment.
Our benefits include:
- Study Growth Fund: We support your professional development and continuous learning.
- Internal Events: Participate in regular team-building activities, workshops, and events designed to promote collaboration and innovation.
- Global Collaboration: Be part of a diverse, international team, working alongside colleagues from around the world.
- Career Advancement: Access opportunities for growth and advancement within a rapidly expanding global company.
- Internal Mobility: Grow with us- Your long-term development is important to us. We offer internal job opportunities to help build your career path.
Regulatory Compliance Analyst
Posted 4 days ago
Job Viewed
Job Description
A career at Janus Henderson is more than a job, it's about investing in a brighter future together.
Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class service. We will do this by protecting and growing our core business, amplifying our strengths and diversifying where we have the right.
Our Values are key to driving our success, and are at the heart of everything we do:
Clients Come First - Always | Execution Supersedes Intention | Together We Win | Diversity Improves Results | Truth Builds Trust
If our mission, values, and purpose align with your own, we would love to hear from you!
Your opportunity
+ Oversee the day to day management and adherence to SMCR processes, for example ensuring new job descriptions are assessed as in/out of scope, working closely with HR business partners to draft Statements of Responsibility for Senior Managers, ensuring annual and out of cycle F&P assessments are conducted
+ Managing the firm's CPD and rescreening processes under Mifid II, AML and SMCR regulations
+ Work closely with the Company Secretariat team to ensure that the Management Responsibilities Map (MRM) is accurate and up to date
+ Manage all SMCR data and the SMCR information system, Accord
+ Support Corporate Compliance with SMCR regulatory filings
+ Work closely with the People Department, Risk and Compliance and Legal on the assessment and implementation of SMCR regulatory requirements for example the allocation of SMFs and Prescribed Responsibilities across our UK entities
+ Responsible for the processes and governance documents for SMCR e.g. Rationale documents and Operating Handbook
+ Work closely with Senior Managers, Certified Persons and other stakeholders, ensuring that those employees coming in/out of scope of SMCR are adequately supported
+ Prepare SMCR Management Information ready to be presented to relevant Boards
+ Act as secretary for the Conduct & Governance Committee, including liaising with the People team on the assessment of Conduct Rule breaches
+ Carry out other duties as assigned
What to expect when you join our firm
+ Hybrid working and reasonable accommodations
+ Generous Holiday policies
+ Excellent Health and Wellbeing benefits including corporate membership to ClassPass
+ Paid volunteer time to step away from your desk and into the community
+ Support to grow through professional development courses, tuition/qualification reimbursement and more
+ Maternal/paternal leave benefits and family services
+ Complimentary subscription to Headspace - the mindfulness app
+ All employee events including networking opportunities and social activities
+ Lunch allowance for use within our subsidized onsite canteen
Must have skills
+ Understanding of and experience in EMEA regulatory developments, both the process of regulation and the application of regulation to the business
+ Familiarity with other global regulations which have people impacts
+ Understanding of the asset management business (front, middle, back office)
+ The ability to deal with colleagues at all levels of the organization and be able to influence decision making
+ A background in HR or Compliance
+ Strong attention to detail
+ Excellent communication skills, stakeholder management and presentation skills.
Nice to have skills
+ Strong project and change management skills.
+ Self-motivation and enthusiasm - able to work on their own initiative and focus on delivery.
+ Comfortable with using HR and/or Compliance systems - will be expected to be the "power user" for the SMCR system.
Supervisory responsibilities
+ No
Potential for growth
+ Mentoring
+ Leadership development programs
+ Regular training
+ Career development services
+ Continuing education courses
You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity requirements and JHI policies applicable for your role.
At Janus Henderson Investors we're committed to an inclusive and supportive environment. We believe diversity improves results and we welcome applications from candidates from all backgrounds. Don't worry if you don't think you tick every box, we still want to hear from you! We understand everyone has different commitments and while we can't accommodate every flexible working request we're happy to be asked about work flexibility and our hybrid working environment. If you need any reasonable accommodations during our recruitment process, please get in touch and let us know at
Janus Henderson (including its subsidiaries) will not maintain existing or sponsor new industry registrations or licenses where not supported by an employee's job functions (as determined by Janus Henderson at its sole discretion).
All applicants must be willing to comply with the provisions of Janus Henderson Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political contributions and political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position. Janus Henderson is an equal opportunity /Affirmative Action employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status. All applications are subject to background checks.
Regulatory Compliance Officer
Posted 17 days ago
Job Viewed
Job Description
The TP ICAP Group is a world leading provider of market infrastructure.
Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions.
Through our people and technology, we connect clients to superior liquidity and data solutions.
The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world’s leading provider of OTC data, and an award winning all-to-all trading platform.
The Group operates from more than 60 offices in 27 countries. We are 5,300 people strong. We work as one to achieve our vision of being the world’s most trusted, innovative, liquidity and data solutions specialist.
Role Overview
The Regulatory Compliance Officer will be responsible for identifying, interpreting and advising on regulatory requirements of TP ICAP’s EMEA businesses to ensure that TP ICAP pursues its strategic objectives in accordance with all applicable regulatory requirements. The successful candidate will directly advise senior stakeholders within corporate and broking divisions, and will support the EMEA Compliance function in its regular interactions with stakeholders on regulatory matters.
As a member of the EMEA Compliance Advisory team, you will report into the Senior Compliance Advisory Manager. As such, the role-holder will be a part of the EMEA Compliance function, based in TP ICAP’s London offices. The Regulatory Compliance Officer will work to create a compliance culture within the TP ICAP Group, with particular responsibility for the UK broking divisions.
Role Responsibilities
- Horizon-scanning to detect and track emerging regulatory requirements.
- Interpreting emerging regulatory requirements and advising stakeholders on their potential impact and associated control requirements.
- Developing and maintaining relationships with stakeholders across TP ICAP, including the EMEA COO, the EMEA Head of Venues and Market Infrastructure, and Legal.
- Interacting with trade associations, exchanges and regulators as required, including representing TP ICAP at industry or regulatory meetings.
- Representing EMEA Compliance in internal governance meetings, such as the Regulatory Change Oversight Meeting, and in subsequent regulatory implementation projects.
- Creating and delivering training materials on regulatory requirements.
- Reviewing and drafting policies and procedures to comply with relevant regulatory requirements.
- Performing ad-hoc reviews and investigations in to TP ICAP’s adherence to its regulatory requirements.
- Supporting applications for new/amended regulatory permissions as required.
- Review output from the Compliance Monitoring Programme and implement remedial actions.
- Project work as required from time to time.
- Fulfil additional / ad hoc duties as required to meet the needs of the business and the EMEA Compliance function.
Experience / Competences
- Good working knowledge of the applicable requirements of the UK and EU financial services regime, including the FCA Handbook and key regulations e.g. MiFID II and SMCR etc.
- Previous experience analysing wholesale market regulations and assessing their impact.
- Excellent communication skills, both verbal and written.
- Able to build relationships and communicate effectively and efficiently to internal and external stakeholders.
- Able to work well with diverse groups and personalities.
- A bachelor’s degree or a period of work experience demonstrating equivalent ability.
- Prior experience at a regulator or government agency in drafting or reviewing financial services policy.
- Prior experience in a compliance role at another Financial Services firm.
- Knowledge of specific execution methodologies e.g. Name Give Up, Matched Principal, Exchange Give Up.
Concerned that you may not meet the criteria precisely? At TP ICAP, we wholeheartedly believe in fostering inclusivity and cultivating a work environment where everyone can flourish, regardless of your personal or professional background. If you are enthusiastic about this role but find that your experience doesn't align perfectly with every aspect of the job description, we strongly encourage you to apply. You may be the ideal candidate for this position or another opportunity within our organisation. Our dedicated Talent Acquisition team is here to assist you in recognising how your unique skills and abilities can be a valuable contribution. Don't hesitate to take the leap and explore the possibilities. Your potential is what truly matters to us.
Company Statement
We know that the best innovation happens when diverse people with different perspectives and skills work together in an inclusive atmosphere. That's why we're building a culture where everyone plays a part in making people feel welcome, ready and willing to contribute. TP ICAP Accord - our Employee Network - is a central to this. As well as representing specific groups, TP ICAP Accord helps increase awareness, collaboration, shares best practice, and holds our firm to account for driving continuous cultural improvement.
Location
UK - 135 Bishopsgate - London
Regulatory Compliance Manager,Amazon Payments UK (Compliance)
Posted 25 days ago
Job Viewed
Job Description
We are looking for an experienced compliance professional to join the Amazon Payments UK (APUK) team to support compliance operations of the firm. The Compliance Manager will be responsible for supporting regulatory compliance of the payments propositions within the UK.
The Compliance Manager will be part of the 2nd line Compliance Office and responsible for providing regulatory oversight and approval for new programs, providing expert advice to stakeholders and supporting strategy design with regulatory input.
This opportunity requires a subject matter expert to contribute within a fast-paced, growing team. You will champion customer outcomes and use your knowledge of the industry and regulatory horizon to ensure sustainable, compliant solutions are formed. You will comfortably handle ambiguity, and provide pragmatic challenge to colleagues, peers and leadership and you are not afraid to roll up your sleeves and dive into the details. You think outside of the box, coming up with solutions in times of ambiguity.
Key job responsibilities
Assist in ensuring APUKu2019s payment activities operate in accordance with all legal and regulatory requirements by monitoring the compliance of business activity
Applying working knowledge of FCA regulations such as Consumer Duty Regulations and Payment Services Regulations and Policies to articulate customer/control impact and drive alignment across teams.
Assist with the development, documentation and maintenance of policies and procedures
Provide compliance awareness and training to the business
Prepare reporting to internal governance committees
Review, challenge and approve risk records, policy breaches and matters for escalation
Work with business leads to identify and collate relevant information to respond to requests for information from auditors and regulators (ad hoc and regulatory returns).
Maintain up to date knowledge of relevant regulations by monitor regulatory change and emerging risk from regulatory sources, to proactively communicate key developments to internal stakeholders and support the implementation of regulatory change.
Basic Qualifications
- Minimum of four years compliance experience in financial services working in risk and compliance, or within a financial regulatory body or consultancy practice
- A good understanding and previous experience of working with Payment Services Regulations 2017 and FCA regulations, in areas such as complaint handling, safeguarding, operational resilience and consumer duty.
- Excellent team player with the ability to work closely with others to deliver results, identify and resolve issues; shares information and keeps team members and management informed
- Excellent organisational skills with the ability to prioritise workload and manage various tasks simultaneously.
- The ability and willingness to learn new skills and upskill quickly to be an SME on new requirements
- Strong and demonstrable influencing, stakeholder management, presentation and communication skills.
- Resilient and able to thrive and lead in a fast paced, entrepreneurial environment
- Strong judgment and analytical thinking
- Strong ownership and delivery orientated, to perform independently with minimal supervision
Preferred Qualifications
- Experience within the payments sector and/or fin-tech environment
- Experience of relationship management with regulatory bodies
- Demonstrated experience working with FCA regulations and compliance requirements such as Payment Services Regulations (2017), Electronic Money Regulations (2011), Consumer Duty and other applicable FCA regulations and policies
Amazon is an equal opportunities employer. We believe passionately that employing a diverse workforce is central to our success. We make recruiting decisions based on your experience and skills. We value your passion to discover, invent, simplify and build. Protecting your privacy and the security of your data is a longstanding top priority for Amazon. Please consult our Privacy Notice ( ) to know more about how we collect, use and transfer the personal data of our candidates.
Amazon is an equal opportunity employer and does not discriminate on the basis of protected veteran status, disability, or other legally protected status.
Our inclusive culture empowers Amazonians to deliver the best results for our customers. If you have a disability and need a workplace accommodation or adjustment during the application and hiring process, including support for the interview or onboarding process, please visit for more information. If the country/region youu2019re applying in isnu2019t listed, please contact your Recruiting Partner.
Regulatory Compliance Manager,Amazon Payments UK (Compliance)
Posted 25 days ago
Job Viewed
Job Description
We are looking for an experienced compliance professional to join the Amazon Payments UK (APUK) team to support compliance operations of the firm. The Compliance Manager will be responsible for supporting regulatory compliance of the payments propositions within the UK.
The Compliance Manager will be part of the 2nd line Compliance Office and responsible for providing regulatory oversight and approval for new programs, providing expert advice to stakeholders and supporting strategy design with regulatory input.
This opportunity requires a subject matter expert to contribute within a fast-paced, growing team. You will champion customer outcomes and use your knowledge of the industry and regulatory horizon to ensure sustainable, compliant solutions are formed. You will comfortably handle ambiguity, and provide pragmatic challenge to colleagues, peers and leadership and you are not afraid to roll up your sleeves and dive into the details. You think outside of the box, coming up with solutions in times of ambiguity.
Key job responsibilities
Assist in ensuring APUKu2019s payment activities operate in accordance with all legal and regulatory requirements by monitoring the compliance of business activity
Applying working knowledge of FCA regulations such as Consumer Duty Regulations and Payment Services Regulations and Policies to articulate customer/control impact and drive alignment across teams.
Assist with the development, documentation and maintenance of policies and procedures
Provide compliance awareness and training to the business
Prepare reporting to internal governance committees
Review, challenge and approve risk records, policy breaches and matters for escalation
Work with business leads to identify and collate relevant information to respond to requests for information from auditors and regulators (ad hoc and regulatory returns).
Maintain up to date knowledge of relevant regulations by monitor regulatory change and emerging risk from regulatory sources, to proactively communicate key developments to internal stakeholders and support the implementation of regulatory change.
Basic Qualifications
- Minimum of four years compliance experience in financial services working in risk and compliance, or within a financial regulatory body or consultancy practice
- A good understanding and previous experience of working with Payment Services Regulations 2017 and FCA regulations, in areas such as complaint handling, safeguarding, operational resilience and consumer duty.
- Excellent team player with the ability to work closely with others to deliver results, identify and resolve issues; shares information and keeps team members and management informed
- Excellent organisational skills with the ability to prioritise workload and manage various tasks simultaneously.
- The ability and willingness to learn new skills and upskill quickly to be an SME on new requirements
- Strong and demonstrable influencing, stakeholder management, presentation and communication skills.
- Resilient and able to thrive and lead in a fast paced, entrepreneurial environment
- Strong judgment and analytical thinking
- Strong ownership and delivery orientated, to perform independently with minimal supervision
Preferred Qualifications
- Experience within the payments sector and/or fin-tech environment
- Experience of relationship management with regulatory bodies
- Demonstrated experience working with FCA regulations and compliance requirements such as Payment Services Regulations (2017), Electronic Money Regulations (2011), Consumer Duty and other applicable FCA regulations and policies
Amazon is an equal opportunities employer. We believe passionately that employing a diverse workforce is central to our success. We make recruiting decisions based on your experience and skills. We value your passion to discover, invent, simplify and build. Protecting your privacy and the security of your data is a longstanding top priority for Amazon. Please consult our Privacy Notice ( ) to know more about how we collect, use and transfer the personal data of our candidates.
Amazon is an equal opportunity employer and does not discriminate on the basis of protected veteran status, disability, or other legally protected status.
Our inclusive culture empowers Amazonians to deliver the best results for our customers. If you have a disability and need a workplace accommodation or adjustment during the application and hiring process, including support for the interview or onboarding process, please visit for more information. If the country/region youu2019re applying in isnu2019t listed, please contact your Recruiting Partner.
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Regulatory Compliance Manager- Payments
Posted today
Job Viewed
Job Description
Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions. This role specifically is within a team who provide support to clients in UK Payment Services.
Key responsibilities of the Manager;
- Provide timely and consultative support to clients on the legislations and regulatory requirements around UK Payment Services, including support with license applications, conducting regulatory gap analysis and the implementation of compliance frameworks, policies and procedures;
- Maintaining knowledge of regulations such as PSD2, Payment Services Regulations 2017 and the Electronic Money Regulations 2017;
- Attending industry events, sharing thought pieces and creation of content to drive the firm's brand and presence forward;
- Support with management, coaching and development of more junior team members to maintain a high standard of regulatory expertise ;
- Becoming a trusted advisor to clients to maintain relationships;
- Maintaining an ability to adapt to new offerings and services to clients, supporting the Partner for the practice in these.
Experience required of the Manager;
- Relevant regulatory experience in another consultancy, Payments firm or EMI with strong existing knowledge of Payments Services Regulations and Electronic Money Regulations. Please note, this role does not require a strong background in Financial Crime or AML;
- Ability to interpret and analyse data thoroughly, conduct gap analyses, external assessments and audits for clients and being able to communicate all findings clearly and effectively;
- Recent and relevant experience in a similar role developing and leading people and teams;
- Have a strong attention to detail ensuring projects are completed in a timely manner;
- Commercial acumen to understand business objectives and the alignment with the services this team provides;
- Capable of working simultaneously on different projects, both independently and as part of a wider team.
This an excellent opportunity to join an award-winning specialist compliance consultancy with exciting growth plans. Our client offers a supportive and collaborative culture, training and development, and the opportunity to gain exposure to supporting various financial services clients. For further information, please get in touch with
As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.
Regulatory Compliance Manager- Payments
Posted today
Job Viewed
Job Description
Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions. This role specifically is within a team who provide support to clients in UK Payment Services.
Key responsibilities of the Manager;
- Provide timely and consultative support to clients on the legislations and regulatory requirements around UK Payment Services, including support with license applications, conducting regulatory gap analysis and the implementation of compliance frameworks, policies and procedures;
- Maintaining knowledge of regulations such as PSD2, Payment Services Regulations 2017 and the Electronic Money Regulations 2017;
- Attending industry events, sharing thought pieces and creation of content to drive the firm's brand and presence forward;
- Support with management, coaching and development of more junior team members to maintain a high standard of regulatory expertise ;
- Becoming a trusted advisor to clients to maintain relationships;
- Maintaining an ability to adapt to new offerings and services to clients, supporting the Partner for the practice in these.
Experience required of the Manager;
- Relevant regulatory experience in another consultancy, Payments firm or EMI with strong existing knowledge of Payments Services Regulations and Electronic Money Regulations. Please note, this role does not require a strong background in Financial Crime or AML;
- Ability to interpret and analyse data thoroughly, conduct gap analyses, external assessments and audits for clients and being able to communicate all findings clearly and effectively;
- Recent and relevant experience in a similar role developing and leading people and teams;
- Have a strong attention to detail ensuring projects are completed in a timely manner;
- Commercial acumen to understand business objectives and the alignment with the services this team provides;
- Capable of working simultaneously on different projects, both independently and as part of a wider team.
This an excellent opportunity to join an award-winning specialist compliance consultancy with exciting growth plans. Our client offers a supportive and collaborative culture, training and development, and the opportunity to gain exposure to supporting various financial services clients. For further information, please get in touch with
As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.
Senior Regulatory Compliance Officer
Posted 4 days ago
Job Viewed
Job Description
Senior Regulatory Compliance Officer (Payments)
Location: Bevis Marks, London, office based role Mon to Fri 9-5pm.
Are you ready to make a significant impact in the world of digital payments with one of Europe’s most innovative payments companies?
Join viva.com as a Senior Regulatory Compliance Officer, where you will have the opportunity to accelerate your career to become the Deputy Risk and Regulatory Compliance Officer. Your expertise will drive innovation and strengthen our risk management framework. This opportunity will enable you to work in a dynamic environment, collaborating with top-tier professionals, and contributing to a sustainable cashless economy. Apply now to become a pivotal part of our team and help shape the future of payments.
Why should I apply:
- Career development role to help develop processes within a high growth organization;
- Benefit from an environment where your achievements and success will be recognized and rewarded.
Why viva.com?
Viva.com is Europe’s first acquirer powering merchant payments acceptance across 24 countries and over 1,215 devices. In the UK, Viva.com operates as an E-Money Institution authorised by the Financial Conduct Authority (FCA), offering an omnichannel payments platform that empowers businesses of all sizes to accept and manage payments — in-store, online, or on the go.
Viva.com leads in Tap on Any Device technology, offers a high-conversion Smart Checkout for online payments, and provides a robust marketplace solution, enabling flexible, scalable, and future-proof payment journeys tailored to every business model. All technology is built in-house on Microsoft Azure, ensuring speed, security, and innovation at scale.
Through its direct connections to local payment schemes and alternative payment methods, Viva.com supports 40+ payment options. Key features include Real-Time Settlement, Offline Payments, acceptance fees as low as 0% with the use of Viva.com’s business debit card, and Merchant Advance.
With a growing ecosystem of 450+ tech partner-innovators, Viva.com is leading the shift to All-in-One business solutions, empowering merchants to adopt cutting-edge technology seamlessly and scale their business with ease.
What you will do:
Reporting to the UK Head of Regulatory Compliance.
We are looking for an experienced Senior Compliance Officer in Payments, to support and help further develop Viva Wallet’s UK interna risk and control framework and to focus on compliance with relevant legislative / regulatory requirements for Viva Wallet UK as an e-money firm. He/ she will assist Viva Wallet’s UK Head of Compliance in ensuring the risks facing the business are efficiently / effectively mitigated, and also assist with the execution of the Compliance Monitoring Plan demonstrating that Viva Wallet UK is compliant with all FCA regulations for its payments business.
Key Responsibilities:
More specifically, as a Senior Compliance Officer you will:
- Ensure compliance with all regulations applicable to Viva Wallet UK and other legislative/regulatory requirements, including best practices of corporate governance;
- Ensure the operation of Viva Wallet’s UK Risk Committees in accordance with their Terms of Reference (Board and Risk & Compliance Committees), as well as the applicable legal and regulatory framework;
- Help to oversee and manage the regulatory risks that face the UK business – including enhancing policies and processes and ensuring that risks are maintained with Risk Appetite;
- Maintain effective relationships with internal and external stakeholders of all levels in order to provide them with appropriate governance advice and services;
- Assist the Head of Compliance with actioning the Compliance Monitoring Plan to cover all aspects of Compliance for the UK (outsourcing / safeguarding / Consumer Duty etc);
- Ad-hoc duties in the production of agenda items for the UK Risk Committee;
- Participate in the regular review of governance processes including analysing existing processes, recommending and implementing changes, documenting new processes and procedures to support compliance, continuous improvement and adoption of innovative governance practices;
- Deal with ad-hoc queries as requested by the Head of Compliance.
Requirements
- Minimum of five (5) years of overall previous experience in the financial services sector in Europe, of which at least two (2) in a risk and compliance role for a regulated financial services institution or consulting organisation (payments experience is an advantage);
- Experience of risk and compliance frameworks, policies or principles;
- Can do attitude and hands on approach to ensuring effective delivery of complex and technical tasks;
- Ability to coach and mentor more junior staff to ensure their development and delivery of workloads;
- Excellent organizational & project management skills, proven analytical, planning, problem-solving and decision-making skills;
- Ability to work well both independently and in a team environment, including senior management, in an intense, fast-paced environment and successfully manage multiple projects within deadlines;
- Excellent presentation and interpersonal skills;
- Fluency in English (written and spoken).
Benefits
- Opportunity to step up to Deptuy Regulatory Compliance Officer;
- Competitive salary;
- Annual personal performance bonus;
- Pension;
- 25 Days holiday rising to 30 with service (plus 8 Bank Holidays);
- New Mothers Maternity Scheme - 20 weeks of full pay maternity leave;
- Working closely with a highly motivated team in a dynamic and fast- paced multinational environment.