16 Financial Advisor jobs in London

If you are an experienced Financial Advisor seeking a more supported role then this could be the opportunity for you!

This is a fantastic opportunity that will suit any experienced Financial Adviser, whether you come from an independent or a banking background who is frustrated in finding new clients and completing all the admin tasks that come with being a successful Financial Adviser.

As a leading financial services business, Quilter Financial Planning are offering an excellent opportunity for a Financial Advisor to work on both an Employed and Self-Employed basis. As a business we operate a strong network of advisors based across the UK, these office and field-based roles are open to financial advisers who are looking to develop and grow.

The Benefits:

• All leads are professionally introduced through a robust lead generation process
• Attractive remuneration terms
• Full paraplanning and admin support
• Market focused training provided
• Business and personal development
• An infrastructure to fully support all Advisers delivering a first-class service to clients and therefore enhancing your income
• National coverage.
• Many great opportunities for Advisers to really maximise their earning potential.

The Role:

• Your goal will be to ensure clients make wise and profitable decisions to meet their financial Goals
• Prepare sound financial plans to ensure clients meet their targets
• Advise clients on current financial issues and make recommendations
• Generate new business and build introducer relationships
• Customise financial plans according to clients’ changing needs
• Build strong relationships to retain existing clients
• Maintain and update knowledge of regulations, practices, and financial products

About You:

• Proven experience as a financial planner
• Ability to analyse financial information and comply with regulations
• Proficiency in MS Office and CRM systems
• Attention to detail and strong math skills
• Strong ethics, with a customer-oriented attitude
• Outstanding communication skills, with the ability to foster long-term relationships
• Diploma in Financial Services

Qualifications:

• Diploma in Financial Advice
• Industry Sales experience
• Strong understanding of investment and pension business
• Excellent interpersonal skills goals.
• Ambition and Hunger

Director of Wealth & Investment Management

Location:  City, London

Package: Competitive salary + Bonus + Benefits

Director of Wealth & Investment Management - Company Overview:
My client is a leading wealth management firm, delivering personalised financial advice and comprehensive services in wealth planning, investment management, and lending. Their approach to Wealth & Investment Management is centred on long-term client relationships, preserving and growing wealth, and providing highly tailored solutions. With decades of expertise in Wealth & Investment Management, my client has earned the trust of high-net-worth individuals seeking both security and opportunity.

Director of Wealth & Investment Management - Role Overview:
My client is seeking a Director of Wealth & Investment Management to lead and expand their private banking and investment services. This is a senior appointment with responsibility for strategic leadership, business development, and the delivery of a seamless, client-first experience across all Wealth & Investment Management activities.

Director of Wealth & Investment Management - Key Responsibilities:

• Lead the Wealth & Investment Management teams, driving growth and ensuring exceptional client service.
li>Build and maintain strong relationships with high-net-worth clients, delivering bespoke solutions in Wealth & Investment Management.
• Oversee investment, lending, and wealth planning services to align with clients’ objectives.
< i>Develop business strategies to grow assets under management and strengthen my client’s Wealth & Investment Management offering. < i>Work closely with internal teams to ensure seamless delivery of Wealth & Investment Management services.
• Mentor senior relationship managers, promoting a high-performance, client-first culture within Wealth & Investment Management.
• Ensure compliance with all regulatory requirements in the delivery of Wealth & Investment Management solutions.

Director of Wealth & Investment Management - Candidate Requirements:

• Significant experience in Wealth & Investment Management or private banking, with a track record in client acquisition and portfolio growth.
• Strong leadership skills with experience managing high-performing teams in Wealth & Investment Management.
• Excellent communication and relationship-building abilities.
• Broad knowledge of investment strategies, lending, and wealth planning for high-net-worth clients.

Why Join My Client:

• A senior leadership role in a respected wealth management business focused on bespoke Wealth & Investment Management services.
• A culture that values integrity, growth, and long-term client relationships.
• Competitive remuneration and benefits aligned with seniority and performance.

Director of Wealth & Investment Management

Director of Wealth & Investment Management

Location:  City, London

Package: Competitive salary + Bonus + Benefits

Director of Wealth & Investment Management - Company Overview:
My client is a leading wealth management firm, delivering personalised financial advice and comprehensive services in wealth planning, investment management, and lending. Their approach to Wealth & Investment Management is centred on long-term client relationships, preserving and growing wealth, and providing highly tailored solutions. With decades of expertise in Wealth & Investment Management, my client has earned the trust of high-net-worth individuals seeking both security and opportunity.

Director of Wealth & Investment Management - Role Overview:
My client is seeking a Director of Wealth & Investment Management to lead and expand their private banking and investment services. This is a senior appointment with responsibility for strategic leadership, business development, and the delivery of a seamless, client-first experience across all Wealth & Investment Management activities.

Director of Wealth & Investment Management - Key Responsibilities:

• Lead the Wealth & Investment Management teams, driving growth and ensuring exceptional client service.
li>Build and maintain strong relationships with high-net-worth clients, delivering bespoke solutions in Wealth & Investment Management.
• Oversee investment, lending, and wealth planning services to align with clients’ objectives.
< i>Develop business strategies to grow assets under management and strengthen my client’s Wealth & Investment Management offering. < i>Work closely with internal teams to ensure seamless delivery of Wealth & Investment Management services.
• Mentor senior relationship managers, promoting a high-performance, client-first culture within Wealth & Investment Management.
• Ensure compliance with all regulatory requirements in the delivery of Wealth & Investment Management solutions.

Director of Wealth & Investment Management - Candidate Requirements:

• Significant experience in Wealth & Investment Management or private banking, with a track record in client acquisition and portfolio growth.
• Strong leadership skills with experience managing high-performing teams in Wealth & Investment Management.
• Excellent communication and relationship-building abilities.
• Broad knowledge of investment strategies, lending, and wealth planning for high-net-worth clients.

Why Join My Client:

• A senior leadership role in a respected wealth management business focused on bespoke Wealth & Investment Management services.
• A culture that values integrity, growth, and long-term client relationships.
• Competitive remuneration and benefits aligned with seniority and performance.

Director of Wealth & Investment Management

Ryder Reid Legal is currently recruiting for an exciting opportunity - our top law firm client is seeking Document Reviewer Lawyers to join an already established team working on a document review project within Investment Management.

The team requires immediate support so previous experience within Investment Management is preferred.

This role has an immediate start date and will be on an ongoing basis, until at least the end of October.

Details and Benefits:

Based in beautiful London City offices Hybrid policy of 3 days in the office and 2 days from home Hourly PAYE rate on offer of £35 per hour Holiday pay (accrued by the hour)And more!

If you are available immediately and have the relevant experience, please apply!

Due to the high volume of applications, we are not able to respond to all enquiries. If you have not received a response within 72 hours, please assume you have not been shortlisted at this stage, however thank you for taking the time to apply.

Ryder Reid Legal is currently recruiting for an exciting opportunity - our top law firm client is seeking Document Reviewer Lawyers to join an already established team working on a document review project within Investment Management.

The team requires immediate support so previous experience within Investment Management is preferred.

This role has an immediate start date and will be on an ongoing basis, until at least the end of October.

Details and Benefits:

Based in beautiful London City offices Hybrid policy of 3 days in the office and 2 days from home Hourly PAYE rate on offer of £35 per hour Holiday pay (accrued by the hour)And more!

If you are available immediately and have the relevant experience, please apply!

Due to the high volume of applications, we are not able to respond to all enquiries. If you have not received a response within 72 hours, please assume you have not been shortlisted at this stage, however thank you for taking the time to apply.

The Compliance Manager will oversee and strengthen compliance processes within the financial services industry, ensuring adherence to regulatory frameworks.

Client Details

Mid-sized investment management firm.

Description

• To provide a proactive and technical service to the business on the interpretation and guidance of the FCA's rules (and any other relevant regulatory or legal issues that may apply);
• To provide impact assessment and gap analysis for any new FCA initiatives;
• Contribute to and take the lead in regulatory change and business change projects as required;
• 'Local' Consumer Duty and Product Governance Champion/SME for Compliance and Compliance lead for Vulnerable Customers;
• Compliance lead for SMCR and TC;
• Maintenance and improvement of Compliance policies in line with best practice and engagement with the business to ensure the embedding of said policies;
• Coordinate and deliver Compliance training, including induction training.

Profile

A successful Compliance Manager should have:

• Ability to interpret complex regulations and relay them practically to the business.
• Experience in interpretation and implementation of regulatory change within a business environment.

Job Offer

• Circa 75,000 equivalent salary, dependant on experience.
• Opportunity to work within a structured and professional environment in London.
• Chance to advance your career in the financial services industry.

If you are an experienced Compliance Manager looking to make an impact, we encourage you to apply for this exciting opportunity in London.

• Advise business areas on recommended control improvement actions.
• Provide investment risk and compliance consultancy to key stakeholders
• Lead on second line engagement change initiatives.
• Support the Head of Risk and Compliance in the development and delivery of the Compliance Plan.
• Review daily risk measurement checks (e.g. Derivative exposures; fund compliance with VaR limits, VaR back-testing overshoots and Liquidity thresholds)
• Act as the risk and compliance contact for error and breach identification, resolution, trend analysis and escalation.
• Liaise with the Depositary to complete regulatory and best practice obligations.

Senior Data Analyst Front Office Investment Management (Python). ThisisadeeplytechnicalrolewhichcombinesbothstrongtechnicaldataanalysisskillsinPython,aswellasastrongunderstandingofinvestmentbusinesses,theirdatasets,andthefront,middleandback-officefunctions.Youwillworkacrossallassetclassesandproductlinesandbeabletotalkwiththebusinessandtakeanydeliverableortaskandquicklyproducediscoveriesandoutput.

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This Financial Planning Manager job provides opportunity to join a national independent financial planning firm, that is continuing to grow through organic growth and acquiring IFA client banks.

You will be responsible for a team of Financial Advisors, providing support to them to ensure they achieve and exceed their targets. Your role will consist of both management and T&C responsibilities.

You sh
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