600 Financial Conduct Authority jobs in the United Kingdom

Fram Search is working with a financial services business based in Kent that is continuing to grow and evolve its compliance function. As part of this, the firm is looking to engage with an experienced financial crime and AML professional to play a key role in strengthening its framework and supporting the wider business in meeting its regulatory obligations. This is a broad and hands-on role, offering meaningful input into policy, process, and advisory work.

The position covers a wide range of responsibilities, from advising on AML and KYC matters to enhancing internal procedures, delivering training, and contributing to the identification of emerging risks through horizon scanning. The successful individual would also be involved in project work and will have the opportunity to take ownership of specific initiatives that contribute to the overall control environment. The role is varied and collaborative, and would suit someone who enjoys influencing change and working across departments.

This opportunity may appeal to a compliance or AML professional with experience gained in a regulated financial services environment. A background in onboarding, financial crime monitoring, or KYC would be particularly relevant. The business is fast-moving and would suit someone confident in navigating ambiguity, communicating clearly, and taking a proactive approach to solving problems. It’s an environment where ideas are welcomed, and where individuals are encouraged to contribute beyond a narrowly defined remit.

We are keen to speak with individuals who take ownership of their work, enjoy shaping process and policy, and want to continue developing professionally within a growing and collaborative firm.

Applicants must have the right to work in the UK.

• Develop, implement, and oversee the firm's comprehensive global compliance strategy and policies.
• Ensure adherence to all relevant financial regulations, including but not limited to AML, KYC, GDPR, MiFID II, and local regulatory requirements.
• Design and manage the firm's compliance risk assessment framework, identifying and mitigating potential regulatory risks.
• Develop and deliver effective compliance training programs for all employees across different levels and functions.
• Oversee internal investigations related to compliance breaches and manage regulatory reporting.
• Act as the primary point of contact for regulatory bodies, auditors, and external counsel on compliance matters.
• Lead and mentor the global compliance team, fostering a high-performance culture.
• Stay informed of changes in the regulatory environment and proactively adapt compliance programs.
• Develop and manage the compliance department budget.
• Advise senior management and the Board of Directors on compliance risks and strategies.
• Promote a strong ethical culture and ensure adherence to the firm's Code of Conduct.
• Oversee the implementation and effectiveness of compliance monitoring and surveillance programs.

• Law degree, MBA, or equivalent advanced degree in a relevant field.
• 10+ years of progressive experience in compliance, legal, or risk management roles within the financial services industry.
• In-depth knowledge of global financial regulations, including AML, KYC, sanctions, and securities laws.
• Proven experience in developing and implementing enterprise-wide compliance programs.
• Strong leadership and team management skills, with experience managing remote teams.
• Excellent analytical, problem-solving, and decision-making abilities.
• Exceptional written and verbal communication skills, with the ability to effectively communicate complex regulatory issues to diverse audiences.
• Experience interacting with regulatory authorities and managing regulatory examinations.
• Professional certifications such as CAMS, CRCM, or equivalent are highly desirable.
• Unquestionable integrity and ethical standards.

• Develop, implement, and maintain the firm's compliance program in line with current regulatory requirements (e.g., FCA, PRA).
• Conduct regular compliance monitoring and testing to identify and assess potential risks.
• Draft, review, and update compliance policies, procedures, and training materials.
• Manage regulatory reporting requirements and ensure timely and accurate submissions.
• Act as a key liaison with regulatory authorities, responding to inquiries and managing inspections.
• Investigate potential compliance breaches and recommend corrective actions.
• Provide expert advice and guidance to business units on regulatory requirements and best practices.
• Develop and deliver comprehensive compliance training programs for staff.
• Stay informed about emerging regulatory trends and changes impacting the financial services industry.
• Contribute to the firm's risk management framework and compliance strategy.
• Oversee the implementation of new regulatory initiatives and projects.
• Maintain accurate compliance records and documentation.

• University degree in Law, Finance, Business, or a related field.
• A minimum of 6 years of experience in a compliance role within the financial services sector.
• In-depth knowledge of UK financial services regulations (e.g., MiFID II, GDPR, AML/CTF).
• Proven experience in developing and implementing compliance programs.
• Strong analytical and problem-solving skills with meticulous attention to detail.
• Excellent communication, interpersonal, and presentation skills.
• Experience in conducting internal investigations and audits.
• Ability to work independently and manage multiple priorities effectively in a remote environment.
• Relevant professional qualifications (e.g., ICA Diploma) are highly desirable.
• Demonstrated ability to build relationships with regulators and internal stakeholders.

• Develop, implement, and maintain comprehensive compliance programs.
• Interpret and apply relevant financial services regulations (FCA, PRA, etc.).
• Conduct compliance risk assessments and develop mitigation strategies.
• Oversee internal audits and investigations to ensure adherence to policies.
• Manage regulatory reporting requirements and submissions.
• Liaise with regulatory authorities and respond to inquiries.
• Provide expert compliance advice and guidance to business units.
• Develop and deliver compliance training programs to staff.
• Monitor regulatory changes and update policies and procedures accordingly.
• Ensure the firm's operations are compliant with all applicable laws and standards.

• Bachelor's degree in Law, Finance, Business, or a related field.
• Minimum of 5-7 years of experience in a compliance role within the financial services industry.
• In-depth knowledge of UK financial regulations (e.g., FCA handbook, AML, GDPR).
• Proven experience in risk assessment, policy development, and regulatory reporting.
• Excellent analytical, problem-solving, and investigative skills.
• Strong communication, influencing, and presentation abilities.
• Ability to work independently and manage multiple priorities effectively.
• Integrity, discretion, and a strong ethical compass.
• Professional certifications (e.g., ICA Diploma) are advantageous.

Fram Search is working with a financial services business based in Kent that is continuing to grow and evolve its compliance function. As part of this, the firm is looking to engage with an experienced financial crime and AML professional to play a key role in strengthening its framework and supporting the wider business in meeting its regulatory obligations. This is a broad and hands-on role, offering meaningful input into policy, process, and advisory work.

The position covers a wide range of responsibilities, from advising on AML and KYC matters to enhancing internal procedures, delivering training, and contributing to the identification of emerging risks through horizon scanning. The successful individual would also be involved in project work and will have the opportunity to take ownership of specific initiatives that contribute to the overall control environment. The role is varied and collaborative, and would suit someone who enjoys influencing change and working across departments.

This opportunity may appeal to a compliance or AML professional with experience gained in a regulated financial services environment. A background in onboarding, financial crime monitoring, or KYC would be particularly relevant. The business is fast-moving and would suit someone confident in navigating ambiguity, communicating clearly, and taking a proactive approach to solving problems. It’s an environment where ideas are welcomed, and where individuals are encouraged to contribute beyond a narrowly defined remit.

We are keen to speak with individuals who take ownership of their work, enjoy shaping process and policy, and want to continue developing professionally within a growing and collaborative firm.

Applicants must have the right to work in the UK.

• Develop, implement, and maintain comprehensive compliance policies and procedures in line with regulatory requirements (e.g., FCA, AML, KYC).
• Conduct regular compliance risk assessments and audits to identify potential areas of non-compliance.
• Monitor regulatory changes and industry best practices, ensuring the company remains informed and compliant.
• Provide expert advice and training to business units on compliance matters.
• Investigate potential compliance breaches and recommend appropriate remedial actions.
• Prepare and submit regulatory reports to relevant authorities.
• Liaise with external regulators and auditors as required.
• Develop and manage the company's anti-money laundering (AML) and know your customer (KYC) programs.
• Oversee the monitoring of financial transactions for suspicious activity.
• Contribute to the development and implementation of compliance-related technology solutions.
• Foster a strong compliance culture throughout the organization.

Role: Paralegal

Location: Belfast

Experience: Experienced Paralegal (minimum 6 months experience in any practice area)

Salary: Lucrative Salary + Exceptional Benefits

The Role

An exciting opportunity has arisen for a Paralegal to join a leading Financial Services department at a team within a UK Top 50 firm in Belfast.

In this role, you’ll take on a high level of responsibility and autonomy, handling end-to-end legal work across mortgage litigation, lender sales and other related Financial Services matters.

Working closely with a highly experienced team, you’ll play a key role in delivering exceptional client service and ensuring operational excellence across a variety of complex cases.

The Work

• Manage your own caseload from instruction to completion, including some complex, high-value matters.
• Prepare documentation, liaise with clients and third parties, and progress matters efficiently
• Draft correspondence, review incoming communications, and maintain full control of case timelines.
• Play an active role in process improvement, supporting the senior management team and helping to refine operational systems.
• Act as a subject matter expert, supporting colleagues and contributing to a positive, high-performance culture.

Your Experience

• At least 6 months of experience as a Paralegal in any practice area.
• Able to communicate with internal and external stakeholders.
• A keen eye for detail and accuracy, with excellent organisational ability.
• A proactive, adaptable mindset and the ability to work effectively in a fast-paced, high-volume environment.

Why This Role?

• A blend of hands-on case management, strategic responsibility and clear career progression within a forward-thinking, supportive firm
• Join a firm that champions collaboration, professional growth and innovation, offering access to top-tier training and development resources
• Lucrative salary
• Flexible working is supported by modern technology systems
• Collaborative, down-to-earth team culture that values contribution and initiative
• Exposure to major financial institutions and high-profile cases across the UK

If you’d like to explore this opportunity further, please contact Tilly Scott at / for a confidential discussion.

Role: Paralegal

Location: Glasgow

Experience: Experienced Paralegal (minimum 6 months experience in any practice area)

Salary: Lucrative Salary + Exceptional Benefits

The Role

An exciting opportunity has arisen for a Paralegal to join a leading Financial Services department at a team within a UK Top 50 firm in Glasgow.

In this role, you’ll take on a high level of responsibility and autonomy, handling end-to-end legal work across mortgage litigation, lender sales and other related Financial Services matters.

Working closely with a highly experienced team, you’ll play a key role in delivering exceptional client service and ensuring operational excellence across a variety of complex cases.

The Work

• Manage your own caseload from instruction to completion, including some complex, high-value matters.
• Prepare documentation, liaise with clients and third parties, and progress matters efficiently
• Draft correspondence, review incoming communications, and maintain full control of case timelines.
• Play an active role in process improvement, supporting the senior management team and helping to refine operational systems.
• Act as a subject matter expert, supporting colleagues and contributing to a positive, high-performance culture.

Your Experience

• At least 6 months of experience as a Paralegal in any practice area.
• Able to communicate with internal and external stakeholders.
• A keen eye for detail and accuracy, with excellent organisational ability.
• A proactive, adaptable mindset and the ability to work effectively in a fast-paced, high-volume environment.

Why This Role?

• A blend of hands-on case management, strategic responsibility and clear career progression within a forward-thinking, supportive firm
• Join a firm that champions collaboration, professional growth and innovation, offering access to top-tier training and development resources
• Lucrative salary
• Flexible working is supported by modern technology systems
• Collaborative, down-to-earth team culture that values contribution and initiative
• Exposure to major financial institutions and high-profile cases across the UK

If you’d like to explore this opportunity further, please contact Tilly Scott at / for a confidential discussion.