485 Manager Overseeing Regulatory Compliance jobs in the United Kingdom

Legal Compliance Manager - Media sector

£70,000 - £80,000 dependent upon experience

London, 2 days a week in the office

Audit & Risk Recruitment are delighted to be partnering with a very well known group in the media sector. Our client is a large, highly complex organisation with a challenging Risk profile. This role reports to the Head of Risk Management and will be responsible for managing risks associated with Compliance across the whole business, as well as preparing quality, timely reports for a selection of governance committees.

Key tasks include:

• Taking accountability for compliance risk deliverables and outputs, including the preparation of compliance reports
• Work with stakeholders to identify compliance risk areas and vulnerability. Monitor compliance and assurance activity, and create remediation plans as necessary.
• Draft Executive-level summaries for senior stakeholders detailing compliance issues, findings and outcomes
• Provide insight and analysis to Board-level executives
• Drive a culture of compliance and integrity across the organisation.
• Become an expert in compliance-related risks and activities for the organisation, including staying on top of developments and trends and adapting to business strategy

You will be a legal compliance expert with plenty of in-house experience, preferably gained from the commercial or industrial sectors. You must have a detailed understanding of compliance risk management programmes and what 'good' looks like. You will need excellent written and oral communication skills.

Legal Compliance Manager – Northamptonshire

About the Firm

Venn Group are partnered with a leading legal 500 firm in Northamptonshire with over 100 professionals, serving both private clients and regional businesses across the Midlands. They pride themselves on being modern, progressive, with good employee feedback.

The Role

We are seeking a dedicated and experienced Legal Compliance Manager to join their Northampton office. You’ll play a pivotal role in ensuring the firm meets all regulatory, risk, and compliance obligations. This is a hands-on role with exposure to varied areas of governance, working closely with the COLP, COFA, leadership and staff at all levels. You would be conducting risk assessments, overseeing training, and managing your own workload.

What We’re Looking For

• Prior experience working in a compliance role, ideally within a legal setting
• Strong knowledge of legal practice regulation: SRA rules, AML, GDPR/data protection
• Exceptional attention to detail, methodical working style, ability to meet strict deadlines
• Excellent interpersonal & communication skills, to train and advise staff at all levels
• Ability to prioritise, remain calm under pressure, and manage a demanding workload

What We Offer

• Competitive salary up to £75,000 per annum
• Flexible hybrid working set up
• Being a part of a supportive, encouraging team
• Various discounts and additional benefits

How to Apply

If you meet the criteria and want to advance your career in legal compliance, please send your CV, cover letter, and salary expectations to

I am working with a reputable LEXCEL accredited firm who have impressive growth over the last 5 years. As part of further growth plans, they seek a compliance specialist to join a growing business support team. This role will see you working closely with the COLP and Practice Manager where you will have responsibility on the day to day and annual compliance matters. To be considered you will ideally have experience in both compliance and understanding of the legal profession. The firm have multiple offices and you will develop a presence at all offices to support the firm and staff in understanding how they can work in a risk free and compliant manner. You will be a strong and effective communicator who has compliance experience in the following areas:

SRA, Lexcel, GDPR, Health & Safety, Anti-Money Laundering

Review and drafting policy

Auditing and reporting and regulatory risk assessments

Updating the library and maintaining registers

Reporting on risk and recommendations

Training

Claims and complaints handling

This firm offer highly competitive and superb benefits and you will also have the opportunity for some hybrid working. This newly created role can be considered on both full time or part time hours and all applications will be treated in the strictest of confidence.

Applications to: Kingsley / / /

Legal Compliance Manager – Northamptonshire

About the Firm

Venn Group are partnered with a leading legal 500 firm in Northamptonshire with over 100 professionals, serving both private clients and regional businesses across the Midlands. They pride themselves on being modern, progressive, with good employee feedback.

The Role

We are seeking a dedicated and experienced Legal Compliance Manager to join their Northampton office. You’ll play a pivotal role in ensuring the firm meets all regulatory, risk, and compliance obligations. This is a hands-on role with exposure to varied areas of governance, working closely with the COLP, COFA, leadership and staff at all levels. You would be conducting risk assessments, overseeing training, and managing your own workload.

What We’re Looking For

• Prior experience working in a compliance role, ideally within a legal setting
• Strong knowledge of legal practice regulation: SRA rules, AML, GDPR/data protection
• Exceptional attention to detail, methodical working style, ability to meet strict deadlines
• Excellent interpersonal & communication skills, to train and advise staff at all levels
• Ability to prioritise, remain calm under pressure, and manage a demanding workload

What We Offer

• Competitive salary up to £75,000 per annum
• Flexible hybrid working set up
• Being a part of a supportive, encouraging team
• Various discounts and additional benefits

How to Apply

If you meet the criteria and want to advance your career in legal compliance, please send your CV, cover letter, and salary expectations to

I am working with a reputable LEXCEL accredited firm who have impressive growth over the last 5 years. As part of further growth plans, they seek a compliance specialist to join a growing business support team. This role will see you working closely with the COLP and Practice Manager where you will have responsibility on the day to day and annual compliance matters. To be considered you will ideally have experience in both compliance and understanding of the legal profession. The firm have multiple offices and you will develop a presence at all offices to support the firm and staff in understanding how they can work in a risk free and compliant manner. You will be a strong and effective communicator who has compliance experience in the following areas:

SRA, Lexcel, GDPR, Health & Safety, Anti-Money Laundering

Review and drafting policy

Auditing and reporting and regulatory risk assessments

Updating the library and maintaining registers

Reporting on risk and recommendations

Training

Claims and complaints handling

This firm offer highly competitive and superb benefits and you will also have the opportunity for some hybrid working. This newly created role can be considered on both full time or part time hours and all applications will be treated in the strictest of confidence.

Applications to: Kingsley / / /

Legal Compliance Manager - Media sector

£70,000 - £80,000 dependent upon experience

London, 2 days a week in the office

Audit & Risk Recruitment are delighted to be partnering with a very well known group in the media sector. Our client is a large, highly complex organisation with a challenging Risk profile. This role reports to the Head of Risk Management and will be responsible for managing risks associated with Compliance across the whole business, as well as preparing quality, timely reports for a selection of governance committees.

Key tasks include:

• Taking accountability for compliance risk deliverables and outputs, including the preparation of compliance reports
• Work with stakeholders to identify compliance risk areas and vulnerability. Monitor compliance and assurance activity, and create remediation plans as necessary.
• Draft Executive-level summaries for senior stakeholders detailing compliance issues, findings and outcomes
• Provide insight and analysis to Board-level executives
• Drive a culture of compliance and integrity across the organisation.
• Become an expert in compliance-related risks and activities for the organisation, including staying on top of developments and trends and adapting to business strategy

You will be a legal compliance expert with plenty of in-house experience, preferably gained from the commercial or industrial sectors. You must have a detailed understanding of compliance risk management programmes and what 'good' looks like. You will need excellent written and oral communication skills.

Legal Compliance Manager - Media sector

£70,000 - £80,000 dependent upon experience

London, 2 days a week in the office

Audit & Risk Recruitment are delighted to be partnering with a very well known group in the media sector. Our client is a large, highly complex organisation with a challenging Risk profile. This role reports to the Head of Risk Management and will be responsible for managing risks associated with Compliance across the whole business, as well as preparing quality, timely reports for a selection of governance committees.

Key tasks include:

• Taking accountability for compliance risk deliverables and outputs, including the preparation of compliance reports
• Work with stakeholders to identify compliance risk areas and vulnerability. Monitor compliance and assurance activity, and create remediation plans as necessary.
• Draft Executive-level summaries for senior stakeholders detailing compliance issues, findings and outcomes
• Provide insight and analysis to Board-level executives
• Drive a culture of compliance and integrity across the organisation.
• Become an expert in compliance-related risks and activities for the organisation, including staying on top of developments and trends and adapting to business strategy

You will be a legal compliance expert with plenty of in-house experience, preferably gained from the commercial or industrial sectors. You must have a detailed understanding of compliance risk management programmes and what 'good' looks like. You will need excellent written and oral communication skills.

• Develop, implement, and maintain the company's compliance program.
• Conduct regular risk assessments and identify areas of potential non-compliance.
• Monitor changes in relevant laws and regulations and update policies accordingly.
• Investigate compliance breaches and recommend appropriate actions.
• Develop and deliver compliance training to employees.
• Prepare compliance reports for senior management and regulatory bodies.
• Ensure adherence to data protection regulations (e.g., GDPR).
• Liaise with external auditors and regulatory agencies.
• Promote a strong culture of compliance and ethical conduct.
• Advise business units on compliance-related matters.

• Law degree or equivalent professional qualification in a relevant field.
• Minimum of 5 years of experience in legal compliance, risk management, or a related role.
• In-depth knowledge of relevant legal and regulatory frameworks.
• Experience with compliance audit procedures and investigations.
• Strong analytical, problem-solving, and decision-making skills.
• Excellent written and verbal communication and presentation skills.
• Proficiency in compliance management software and tools.
• Ability to work independently and manage multiple priorities in a remote setting.
• Professional certifications (e.g., CIPP, ACAMS) are a plus.

• Develop, implement, and manage comprehensive compliance programs.
• Identify and assess compliance risks and vulnerabilities across the organisation.
• Develop and implement strategies to mitigate compliance risks.
• Conduct internal audits and monitor adherence to policies and procedures.
• Stay updated on relevant laws, regulations, and industry best practices.
• Advise business units on regulatory requirements and compliance matters.
• Draft, review, and revise compliance policies, procedures, and training materials.
• Deliver compliance training to employees at all levels.
• Manage and conduct investigations into potential compliance breaches.
• Support corporate governance initiatives and regulatory filings.
• Assist with due diligence reviews for potential business relationships.
• Liaise with external regulators and legal advisors as needed.
• Promote a culture of compliance and ethical conduct throughout the company.
• Prepare regular reports on compliance activities and program effectiveness.

• Law degree and admission to the bar (England and Wales or equivalent).
• Substantial experience (minimum 6 years) in a legal or compliance role, with a focus on regulatory affairs.
• In-depth knowledge of relevant regulatory frameworks and compliance best practices.
• Proven ability to develop and implement effective compliance programs.
• Strong analytical and problem-solving skills.
• Excellent written and verbal communication skills.
• Experience in conducting internal investigations.
• Ability to work independently, manage priorities, and meet deadlines in a remote environment.
• Strong interpersonal skills and the ability to influence stakeholders.
• High level of integrity and attention to detail.