18 Regulatory Reporting Analyst jobs in the United Kingdom
Senior Regulatory Reporting Analyst
Posted 29 days ago
Job Viewed
Job Description
LMAX Group is expanding its Treasury Risk & ALM team to support the efficient management of capital and liquidity across the Group’s legal entities.
This includes the development of a regulatory reporting role to address the increasing complexity of liquidity management, Treasury risk and regulatory requirements. The role also involves developing analytics for governance committees across the Group and supporting the ICARA process.
Responsibilities:
Regulatory Reporting and Requirements :
- Ensure compliance with all applicable regulatory requirements, including K-factors, and prepare regulatory reports for internal and external stakeholders.
- Stay up to date with regulatory guidance.
- Assist in the preparation of annual disclosures.
- Assist in the preparation of ICARA assessments and related policies / frameworks, including business model analysis, risk assessments, capital & liquidity adequacy, and recovery and wind-down planning.
Liquidity management:
- Oversee daily short-term cash flows and ensure sufficient liquidity to meet obligations.
- Monitor risk appetite and limits.
- Manage large exposures.
Capital planning:
- Collaborate with Financial Planning to develop medium-term capital plans for the Group and legal entities.
RMC (Risk Management Committee) and Board meeting:
- Prepare management information for internal committees and the Boards of entities within the Group.
ALM framework:
- Support the Treasury Risk & ALM team lead on various ongoing and ad hoc projects, including
- Optimising cash, collateral, liquidity position, market risk, and balance sheet impact.
- Development of daily Treasury risk monitoring metrics.
- Enhancing the Treasury risk Management Framework.
- Engage in business partnering and assess the impact of new products and processes.
Stress Testing & Scenario Analysis:
- Assist in developing and executing stress tests on interest rates, liquidity crises, and capital adequacy to ensure regulated entities can withstand adverse scenarios.
Requirements
Essential Skills / Experience:
- Solid experience in capital and liquidity regulatory reporting, treasury, or finance, ideally within an SME, broker, or consultancy environment.
- Proven ability to interpret regulatory requirements. Good knowledge in balance sheet management, capital, and liquidity risk management.
- Good understanding of the Treasury ALM framework.
- Working knowledge of financial services industry, particularly capital markets
- Advanced proficiency in Excel is essential, with basic understanding of Power BI. Comfortable working with large volumes of data.
- Excellent communication skills, with the ability to engage effectively with stakeholders at all levels.
Desirable Skills / Experience:
- Experience in SME and Broker environments is ideal.
- Degree in Finance, Mathematics, Business, or Law preferred.
- Relevant accounting or financial qualification (ACT, ACCA and CFA); part-qualified candidates will be considered.
- Knowledge of, or interest in, financial products traded by the firm.
Benefits
- 25 days of holiday
- Bonus
- Pension contribution
- Private medical, dental, and vision coverage
- Life assurance
- Critical illness cover
- Wellness contribution program with access to ClassPass
- Plumm Platform
- Five volunteering days
- Give as You Earn initiative
- Learning and development programs
- Electric Vehicle Scheme
- Cycle to Work Scheme
- Season Ticket Loan
Regulatory Reporting Business Analyst
Posted 11 days ago
Job Viewed
Job Description
An exciting opportunity has arisen for a Business Analyst to join a leading financial institution's Regulatory Operations team in Belfast. This contract role focuses on MiFIR Trade & Transaction Reporting, ensuring the accuracy, completeness, and timeliness of regulatory submissions across multiple jurisdictions. The successful candidate will play a key role in maintaining robust governance and control frameworks, working closely with cross-functional teams including Compliance, Technology, and Internal Audit.
Key Responsibilities
- Oversee and monitor exception management processes related to MiFIR/D trade and transaction reporting.
- Analyse and remediate data validation and reconciliation exceptions submitted to National Competent Authorities (e.g., FCA, CBI, BaFin).
- Collaborate with Operations, Technology, and Compliance to ensure strong governance and proactive issue resolution.
- Support UAT and implementation of enhancements to reporting systems and controls.
- Partner with Change Management and QA teams to ensure thorough documentation, testing, and resolution of issues.
- Liaise extensively with internal stakeholders to ensure alignment and transparency across reporting processes.
Essential Criteria
- Proven experience in regulatory reporting, risk and control, or exception-based processing within financial services.
- Strong analytical skills with the ability to interpret large data sets using tools such as Excel and SQL.
- Familiarity with JIRA and experience in a control or audit-focused environment.
- Excellent communication skills, both written and verbal, with the ability to clearly articulate complex issues.
- Highly organised, detail-oriented, and capable of working under pressure in a fast-paced environment.
- Demonstrated ability to build relationships and collaborate effectively across departments.
Although this role is for a contract there is a high possibility it will extend past that. This role would be required to be in the office at least 3 days per week in Belfast. If you're interested in this role, please forward an up-to-date copy of your CV
If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.
Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at (url removed)
Regulatory Reporting Operations Analyst
Posted 1 day ago
Job Viewed
Job Description
Chester, United Kingdom
**To proceed with your application, you must be at least 18 years of age.**
Acknowledge
Refer a friend
**To proceed with your application, you must be at least 18 years of age.**
Acknowledge ( Description:**
Chester - UK
Location: EMEA
**Job Title:** Regulatory Reporting Operations Analyst
**Corporate Title:** Officer
**Location:** Chester
**Company Overview:**
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day.
Being a Great Place to Work is core to how we drive Responsible Growth. This includes our commitment to being an inclusive workplace, attracting and developing exceptional talent, supporting our teammates' physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an impact in the communities we serve.
Bank of America is committed to an in-office culture with specific requirements for office-based attendance and which allows for an appropriate level of flexibility for our teammates and businesses based on role-specific considerations.
At Bank of America, you can build a successful career with opportunities to learn, grow, and make an impact. Join us!
**Location Overview:**
Find us in the city of Chester, a destination renowned for its culture, history, and beauty. Working at Bank of America Chester offers a far-reaching global career for a world-renowned organisation, whilst being ideally situated against the backdrop of the rolling North Wales hills and the banks of the serene River Dee.
**Role Description:**
This job is responsible for providing standard research, reporting and analytical support for the delivery of regulatory reporting. Key responsibilities include end-to-end reporting support for cross border payments, electronic transactions, sales, trading and underwriting business for securities, foreign exchange, fixed income, exchange traded derivatives and over-the-counter derivatives across multiple lines of business. Job expectations include following the established procedures under general supervision and oversight, and assisting less experienced teammates.
**Responsibilities:**
+ Delivers standard regulatory reports to regulatory agencies in line with expectations on completeness, accuracy, and timeliness
+ Executes control practices, including compliance with all regulatory and policy requirements, including data quality standards
+ Identifies, tracks, and remediates errors and breaches, data issues and control enhancements that impact the respective reports
+ Partners with upstream process owners and data providers to improve data quality of regulatory reports
**What we are looking for:**
+ Good computer skills including Microsoft Office Applications
+ Excellent verbal and written communication skills
+ Ability to work effectively with multiple teams
+ Able to work independently and within a team structure
+ Ability to handle multiple tasks in a face paced environment and meet deadlines
+ Exceptional analytical and problem resolution skills
Bank of America and its affiliates consider for employment and hire qualified candidates without regard to race, religious creed, religion, color, sex, sexual orientation, genetic information, gender, gender identity, gender expression, age, national origin, ancestry, citizenship, protected veteran or disability status or any factor prohibited by law, and as such affirms in policy and practice to support and promote the concept of equal employment opportunity, in accordance with all applicable federal, state, provincial and municipal laws. The company also prohibits discrimination on other bases such as medical condition, marital status or any other factor that is irrelevant to the performance of our teammates.
To view the "Know your Rights" poster, CLICK HERE ( .
View the LA County Fair Chance Ordinance ( .
Bank of America aims to create a workplace free from the dangers and resulting consequences of illegal and illicit drug use and alcohol abuse. Our Drug-Free Workplace and Alcohol Policy ("Policy") establishes requirements to prevent the presence or use of illegal or illicit drugs or unauthorized alcohol on Bank of America premises and to provide a safe work environment.
Bank of America is committed to an in-office culture with specific requirements for office-based attendance and which allows for an appropriate level of flexibility for our teammates and businesses based on role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will provide you with information on the in-office expectations associated with your role. These expectations are subject to change at any time and at the sole discretion of the Company. To the extent you have a disability or sincerely held religious belief for which you believe you need a reasonable accommodation from this requirement, you must seek an accommodation through the Bank's required accommodation request process before your first day of work.
This communication provides information about certain Bank of America benefits. Receipt of this document does not automatically entitle you to benefits offered by Bank of America. Every effort has been made to ensure the accuracy of this communication. However, if there are discrepancies between this communication and the official plan documents, the plan documents will always govern. Bank of America retains the discretion to interpret the terms or language used in any of its communications according to the provisions contained in the plan documents. Bank of America also reserves the right to amend or terminate any benefit plan in its sole discretion at any time for any reason.
Regulatory Reporting Business Analyst
Posted 11 days ago
Job Viewed
Job Description
An exciting opportunity has arisen for a Business Analyst to join a leading financial institution's Regulatory Operations team in Belfast. This contract role focuses on MiFIR Trade & Transaction Reporting, ensuring the accuracy, completeness, and timeliness of regulatory submissions across multiple jurisdictions. The successful candidate will play a key role in maintaining robust governance and co.
WHJS1_UKTJ
Financial Risk Regulatory reporting Business Analyst lead
Posted 1 day ago
Job Viewed
Job Description
Financial Risk Regulatory reporting Prudential Regulatory Reporting Business Analyst lead
This is a new and exclusive opportunity for a Financial Risk Regulatory reporting Prudential Regulatory Reporting Business Analyst lead to take the lead on Financial Risk focus Basel/CRR/SRB as the Regulatory & Compliance Technical Senior BA
You will join a thriving bank, which is a highly invested area which enjoys key focus and interesting projects
Role details
- Title: Financial Risk Regulatory reporting lead
- Permanent role: Salary 85,000- 130,000 dependent on experience
- Location: London City- 2/3 days and home working hybrid
- Role requirements: experience in Prudential Regulatory Reporting (Financial Risk focus Basel/CRR/SRB). Well versed in Transformation and Change as a team leader
This role is for an experience Transformation and Change as a team leader across business analysis or project management who is confident across regulatory reporting Basel/CRR/SRB
This role is to:
- Lead analysis, design, and delivery of individual solutions into the Financial Risk Regulatory (FinReg) Reporting function across SMBC offices in EMEA.
- Supporting the Reg Tech IT Platforms lead with developing and evolving the FinReg IT Platforms delivery strategy, responding to change, regulatory and internal/external audit requests.
- Oversee and locally line manage the Fin Reg IT team.
This is a great role, in a thriving area and you genuinely will have some interesting projects here.
Role requirements
- experience in Prudential Regulatory Reporting (Financial Risk focus so Basel/CRR/SRB)
- Technologist in the field with a clear understanding of Data Mgt
- Well versed in Transformation and Change as a team leader
For more information, and the chance to be considered, please do send through a CV- Good luck
To find out more about Huxley, please visit (url removed)
Huxley, a trading division of SThree Partnership LLP is acting as an Employment Business in relation to this vacancy | Registered office | 8 Bishopsgate, London, EC2N 4BQ, United Kingdom | Partnership Number | OC(phone number removed) England and Wales
Financial Risk Regulatory reporting Business Analyst lead
Posted 1 day ago
Job Viewed
Job Description
Financial Risk Regulatory reporting Prudential Regulatory Reporting Business Analyst lead
This is a new and exclusive opportunity for a Financial Risk Regulatory reporting Prudential Regulatory Reporting Business Analyst lead to take the lead on Financial Risk focus Basel/CRR/SRB as the Regulatory & Compliance Technical Senior BA
You will join a thriving bank, which is a highly invested area which enjoys key focus and interesting projects
Role details
- Title: Financial Risk Regulatory reporting lead
- Permanent role: Salary 85,000- 130,000 dependent on experience
- Location: London City- 2/3 days and home working hybrid
- Role requirements: experience in Prudential Regulatory Reporting (Financial Risk focus Basel/CRR/SRB). Well versed in Transformation and Change as a team leader
This role is for an experience Transformation and Change as a team leader across business analysis or project management who is confident across regulatory reporting Basel/CRR/SRB
This role is to:
- Lead analysis, design, and delivery of individual solutions into the Financial Risk Regulatory (FinReg) Reporting function across SMBC offices in EMEA.
- Supporting the Reg Tech IT Platforms lead with developing and evolving the FinReg IT Platforms delivery strategy, responding to change, regulatory and internal/external audit requests.
- Oversee and locally line manage the Fin Reg IT team.
This is a great role, in a thriving area and you genuinely will have some interesting projects here.
Role requirements
- experience in Prudential Regulatory Reporting (Financial Risk focus so Basel/CRR/SRB)
- Technologist in the field with a clear understanding of Data Mgt
- Well versed in Transformation and Change as a team leader
For more information, and the chance to be considered, please do send through a CV- Good luck
To find out more about Huxley, please visit (url removed)
Huxley, a trading division of SThree Partnership LLP is acting as an Employment Business in relation to this vacancy | Registered office | 8 Bishopsgate, London, EC2N 4BQ, United Kingdom | Partnership Number | OC(phone number removed) England and Wales
Regulatory Reporting Specialist
Posted 2 days ago
Job Viewed
Job Description
Rev & Regs are currently recruiting for a 6-month contract Regulatory Reporting Specialist on behalf of a well-established and dynamic broker based in the City of London.
This role offers an excellent opportunity to work within a respected organisation and contribute to critical regulatory reporting functions. If you are available for contract work and have relevant expertise, I would be happy to share further details.
Responsibilities:
- Responsible for the daily operational support for regulatory transaction reporting for EMIR, and MiFID.
- Providing day to day Client Report production, quality control and delivery support.
- Identifying and delivering necessary BAU reporting processes to maintain compliance with an evolving regulatory reporting and business change environment.
- MIFID SME point for regulatory reporting issues with an aim to identify areas of synergy, scale and efficiencies.
- Shaping the BAU process for MIFID reporting and reviewing the existing reporting processes and control framework to identify enhancements, as well as maintaining and renewing policies and procedures to comply with reporting obligations.
- Carrying out remediation work as required when issues are identified across processes and reporting.
Experience:
- Extensive Regulatory Reporting experience working for a broker.
- MIFID / EMIR Regulatory Reporting.
- Preferably you will have knowledge of equity swaps or listed derivatives products.
- Team player, ability to work flexibly and tenacity.
Pay - £550 - £650 per day
Duration - 6 months (strong possibility of extension)
Location – City of London (4-5 days per week in office)
Be The First To Know
About the latest Regulatory reporting analyst Jobs in United Kingdom !
Regulatory Reporting VP (contract)
Posted 3 days ago
Job Viewed
Job Description
The Regulatory Reporting VP will oversee the preparation and submission of regulatory reports, ensuring compliance with relevant guidelines and standards. This temporary role is ideal for professionals in the financial services industry with expertise in accounting and finance.
Client Details
The hiring company is a reputable organisation within the financial services industry, known for its structured approach and commitment to excellence. This medium-sized company offers a professional environment focused on achieving high-quality results.
Description
- Manage the preparation and submission of regulatory reports in line with applicable standards (basel iii, crd iv, corep - capital; and liquidity - nsfr, lcr).
- Ensure compliance with all relevant regulatory requirements and guidelines - notably some horizon scanning (Cr3 to what is next).
- Collaborate with internal teams to gather and verify data accuracy for reporting purposes.
- Provide insights and recommendations to improve reporting processes.
- Monitor regulatory updates and assess their impact on reporting obligations.
- Support the accounting and finance department with ad hoc reporting tasks as needed.
- Act as a point of contact for regulatory bodies regarding reporting matters.
- Maintain thorough documentation of all reporting processes and submissions.
Profile
A successful Regulatory Reporting VP should have:
- A strong background in accounting, finance, and regulatory reporting within banks.
- Accounting Qualified : ACA, ACCA, CIMA, CPA / equiv.
- Proven experience in regulatory reporting within the business services industry.
- Excellent knowledge of regulatory guidelines and compliance standards.
- Strong analytical skills and attention to detail.
- Proficiency in relevant software and reporting tools.
- Effective communication and collaboration abilities.
Job Offer
- Competitive daily rate of approximately 450 to 550.
- Opportunity to work in a professional and structured environment.
- Temporary role offering flexibility and valuable industry experience.
- Exposure to key aspects of regulatory reporting and compliance.
This is an excellent opportunity for a seasoned professional in accounting and finance to contribute to a respected organisation in the financial services industry. Apply now to take the next step in your career!
Regulatory Reporting VP (contract)
Posted 4 days ago
Job Viewed
Job Description
The Regulatory Reporting VP will oversee the preparation and submission of regulatory reports, ensuring compliance with relevant guidelines and standards. This temporary role is ideal for professionals in the financial services industry with expertise in accounting and finance.
Client Details
The hiring company is a reputable organisation within the financial services industry, known for its structured approach and commitment to excellence. This medium-sized company offers a professional environment focused on achieving high-quality results.
Description
- Manage the preparation and submission of regulatory reports in line with applicable standards (basel iii, crd iv, corep - capital; and liquidity - nsfr, lcr).
- Ensure compliance with all relevant regulatory requirements and guidelines - notably some horizon scanning (Cr3 to what is next).
- Collaborate with internal teams to gather and verify data accuracy for reporting purposes.
- Provide insights and recommendations to improve reporting processes.
- Monitor regulatory updates and assess their impact on reporting obligations.
- Support the accounting and finance department with ad hoc reporting tasks as needed.
- Act as a point of contact for regulatory bodies regarding reporting matters.
- Maintain thorough documentation of all reporting processes and submissions.
Profile
A successful Regulatory Reporting VP should have:
- A strong background in accounting, finance, and regulatory reporting within banks.
- Accounting Qualified : ACA, ACCA, CIMA, CPA / equiv.
- Proven experience in regulatory reporting within the business services industry.
- Excellent knowledge of regulatory guidelines and compliance standards.
- Strong analytical skills and attention to detail.
- Proficiency in relevant software and reporting tools.
- Effective communication and collaboration abilities.
Job Offer
- Competitive daily rate of approximately 450 to 550.
- Opportunity to work in a professional and structured environment.
- Temporary role offering flexibility and valuable industry experience.
- Exposure to key aspects of regulatory reporting and compliance.
This is an excellent opportunity for a seasoned professional in accounting and finance to contribute to a respected organisation in the financial services industry. Apply now to take the next step in your career!
Senior Accountant, Regulatory Reporting
Posted today
Job Viewed
Job Description
As a Senior Accountant working as part of the Regulatory Reporting team, you will play a vital role in ensuring that we meet all financial regulatory requirements for our European entities.
As a key member of the Regulatory Reporting Team, you will manage all aspects of financial regulatory reporting for a portfolio of European markets. This includes ensuring the timely and accurate completion of r.