311 Regulatory Reporting jobs in the United Kingdom

An exciting opportunity has arisen for a Business Analyst to join a leading financial institution's Regulatory Operations team in Belfast. This contract role focuses on MiFIR Trade & Transaction Reporting, ensuring the accuracy, completeness, and timeliness of regulatory submissions across multiple jurisdictions. The successful candidate will play a key role in maintaining robust governance and control frameworks, working closely with cross-functional teams including Compliance, Technology, and Internal Audit.

Key Responsibilities

• Oversee and monitor exception management processes related to MiFIR/D trade and transaction reporting.
• Analyse and remediate data validation and reconciliation exceptions submitted to National Competent Authorities (e.g., FCA, CBI, BaFin).
• Collaborate with Operations, Technology, and Compliance to ensure strong governance and proactive issue resolution.
• Support UAT and implementation of enhancements to reporting systems and controls.
• Partner with Change Management and QA teams to ensure thorough documentation, testing, and resolution of issues.
• Liaise extensively with internal stakeholders to ensure alignment and transparency across reporting processes.

Essential Criteria

• Proven experience in regulatory reporting, risk and control, or exception-based processing within financial services.
• Strong analytical skills with the ability to interpret large data sets using tools such as Excel and SQL.
• Familiarity with JIRA and experience in a control or audit-focused environment.
• Excellent communication skills, both written and verbal, with the ability to clearly articulate complex issues.
• Highly organised, detail-oriented, and capable of working under pressure in a fast-paced environment.
• Demonstrated ability to build relationships and collaborate effectively across departments.

Although this role is for a contract there is a high possibility it will extend past that. This role would be required to be in the office at least 3 days per week in Belfast. If you're interested in this role, please forward an up-to-date copy of your CV
If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.

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Attribution Search are partnering with a leading Hedge Fund that's looking to add a strong Regulatory Reporting Operations professional to their team on an initial 12 month fixed term contract.

The role based in the firms London office, plays a key part in ensuring the firm meets its global reporting obligations — including short sale and long position reporting, Takeover Panel filings, and more. You'll be involved in end-to-end processes: managing controls, resolving exceptions, supporting regulatory change, and partnering closely with Legal, Compliance, and other stakeholders.

To be considered applicants must have over five years Reg Reporting/Compliance experience within an Investment

Attribution Search are partnering with a leading Hedge Fund that's looking to add a strong Regulatory Reporting Operations professional to their team on an initial 12 month fixed term contract.

The role based in the firms London office, plays a key part in ensuring the firm meets its global reporting obligations — including short sale and long position reporting, Takeover Panel filings, and more. You'll be involved in end-to-end processes: managing controls, resolving exceptions, supporting regulatory change, and partnering closely with Legal, Compliance, and other stakeholders.

To be considered applicants must have over five years Reg Reporting/Compliance experience within an Investment

An exciting opportunity has arisen for a Business Analyst to join a leading financial institution's Regulatory Operations team in Belfast. This contract role focuses on MiFIR Trade & Transaction Reporting, ensuring the accuracy, completeness, and timeliness of regulatory submissions across multiple jurisdictions. The successful candidate will play a key role in maintaining robust governance and co.

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Suade’s success is built on grit, determination, and our proven ability to develop cutting edge technology to create the next generation of RegTech. The Regulatory Product team is at the core of our product and is key on achieving the continuous growth of our business.

As part of the Regulatory Product team, you will use your experience in regulatory reporting to assist our clients to implement Suade software.

Responsibilities:

As one of our key team members you will work closely with our Project Managers and Engineering Team and you will build upon your past-experience to:

• Lead a portfolio of client-facing implementation projects, defining business requirements (new products, new regulations etc) and supporting clients with data mapping to the FIRE data schema
• Be the subject matter expert in one family of regulatory reports and stay updated on regulatory changes liaising with clients and other experts in the industry.
• Provide subject matter expertise in the construction and update of a family of regulatory returns in partnership with our Lead Engineers.
• Supporting the Customer Success team by providing specialist input to client queries under BAU conditions
• Develop and enhance documentation and training materials for clients and internal stakeholders.
• Mentor and educate junior Implementation Specialists and Engineers with your regulatory knowledge.
• Elevate Suade’s presence in the regulatory space and work with our Sales and Marketing teams in presentations and events where regulatory knowledge is required.

This role can be based anywhere in the UK.

Requirements

• An ability to understand, interpret and communicate complex regulatory rules (e.g. CRR / IFR in Europe) with experience in at least one of the main reporting areas: capital, liquidity, leverage, balance sheet, credit risk, market risk etc.
• At least 3 years of experience in regulatory reporting at a regulated firm or as a consultant
• Deep banking product understanding (Loans, Securities, Derivatives, etc.)
• High proficiency in Excel (lookups, pivot tables, etc.)
• Good experience working with financial data, data mapping and analysis.
• Previous experience in a client-facing role – can be either external or internal stakeholders.
• Excellent stakeholder management with an ability to challenge and influence more senior stakeholders
• Excellent English verbal/listening and written communication skills with demonstrated ability to communicate effectively with various levels of management by distilling complex ideas.
• Strong interpersonal and team working skills.
• Flexibility to work under pressure to meet changing work requirements and strict deadlines.
• Self-motivated, detailed-oriented, and able to work with minimal supervision.

Preferred Requirements:

• Experience working with software solutions in the regulatory space.
• Previous experience working with engineering teams, writing business requirements.
• Previous experience working for a competitor in a similar position (Business Analyst).

Benefits

• 25 days holiday +

LMAX Group is expanding its Treasury Risk & ALM team to support the efficient management of capital and liquidity across the Group’s legal entities.

This includes the development of a regulatory reporting role to address the increasing complexity of liquidity management, Treasury risk and regulatory requirements. The role also involves developing analytics for governance committees across the Group and supporting the ICARA process.

Responsibilities:

Regulatory Reporting and Requirements :

• Ensure compliance with all applicable regulatory requirements, including K-factors, and prepare regulatory reports for internal and external stakeholders.
• Stay up to date with regulatory guidance.
• Assist in the preparation of annual disclosures.
• Assist in the preparation of ICARA assessments and related policies / frameworks, including business model analysis, risk assessments, capital & liquidity adequacy, and recovery and wind-down planning. 

Liquidity management:

• Oversee daily short-term cash flows and ensure sufficient liquidity to meet obligations.
• Monitor risk appetite and limits.
• Manage large exposures.

Capital planning:

• Collaborate with Financial Planning to develop medium-term capital plans for the Group and legal entities.

RMC (Risk Management Committee) and Board meeting:

• Prepare management information for internal committees and the Boards of entities within the Group.

ALM framework:

• Support the Treasury Risk & ALM team lead on various ongoing and ad hoc projects, including

- Optimising cash, collateral, liquidity position, market risk, and balance sheet impact.

- Development of daily Treasury risk monitoring metrics.

- Enhancing the Treasury risk Management Framework.

• Engage in business partnering and assess the impact of new products and processes.

Stress Testing & Scenario Analysis:

• Assist in developing and executing stress tests on interest rates, liquidity crises, and capital adequacy to ensure regulated entities can withstand adverse scenarios.

Requirements

Essential Skills / Experience:

• Solid experience in capital and liquidity regulatory reporting, treasury, or finance, ideally within an SME, broker, or consultancy environment.
• Proven ability to interpret regulatory requirements. Good knowledge in balance sheet management, capital, and liquidity risk management.
• Good understanding of the Treasury ALM framework.
• Working knowledge of financial services industry, particularly capital markets
• Advanced proficiency in Excel is essential, with basic understanding of Power BI. Comfortable working with large volumes of data.
• Excellent communication skills, with the ability to engage effectively with stakeholders at all levels.

Desirable Skills / Experience:

• Experience in SME and Broker environments is ideal.
• Degree in Finance, Mathematics, Business, or Law preferred.
• Relevant accounting or financial qualification (ACT, ACCA and CFA); part-qualified candidates will be considered.
• Knowledge of, or interest in, financial products traded by the firm.

Benefits

• 25 days of holiday 
• Bonus 
• Pension contribution 
• Private medical, dental, and vision coverage 
• Life assurance 
• Critical illness cover 
• Wellness contribution program with access to ClassPass 
• Plumm Platform 
• Five volunteering days 
• Give as You Earn initiative 
• Learning and development programs 
• Electric Vehicle Scheme 
• Cycle to Work Scheme 
• Season Ticket Loan