75 Investments jobs in London

Temp to perm Compliance Officer vacancy, within the retail arm of an investment management firm.

Client Details

Global investment management firm. Role is hybrid and based in London.

Description

• Conduct compliance reviews and sign-offs.
• Support as compliance liaison for any projects undertaken by the business.
• Provide advice to the business on all aspects of the regulatory framework applicable to UCITS managers.
• Design and deliver training on compliance and regulatory topics to be delivered at all levels of the business from new joiners through to senior management.
• Ad-hoc project work.

Profile

A successful Compliance Officer should have:

• Previous experience in a compliance role within the Retail Investment Management space.
• A strong understanding of regulatory frameworks and compliance standards.
• Bachelor's degree with an outstanding academic record from a reputable university.
• Self-starter with high standards, resilience, stamina, determination and perseverance.

Job Offer

• Competitive daily rate of approximately 500+, depending on experience.
• Opportunity to work with a respected organisation in the financial services industry.
• Temporary role offering flexibility and hybrid working.

At Plum , we're on a mission to maximise wealth for all. We’re making saving money effortless and turning investing into something everyone can do. Our journey began back in 2017, when we became one of the first to use artificial intelligence and automation to simplify personal finance. Fast forward to today, and we've already helped people save £2 billion across 10 European markets.

Named the UK's fastest-growing fintech in the Deloitte Technology Fast 50, our success is down to the passion and dedication of our diverse team. Based in our London, Athens and Nicosia offices, 170 talented people work together to empower people to do more with their money. And now, the team is growing!

The Role

We’re looking for a strategic and hands-on leader to join as Head of Investment Operations , responsible for building and scaling our investment operations function. This role will play a critical part in launching and managing our investments proposition (ISA/GIA/SIPP), owning everything from post-trade operations and client money management to regulatory compliance and team leadership. You will have the opportunity to define and execute the operational vision for investment products, ensuring we deliver a seamless, scalable, and compliant experience for our customers.

As the most senior leader in this space, you’ll work cross-functionally with Product, Compliance, Legal, Engineering, and external partners to establish the processes, systems, and controls needed to support a high-growth business.

You Will

• Define and lead the strategic direction of the Investment Operations function, ensuring alignment with Plum’s mission and growth objectives.
• Take full ownership of building the Stocks and Shares investment proposition from the ground up—including setting up operational infrastructure, systems, processes, and team capabilities to support long-term scalability and regulatory compliance.
• Serve as the senior-most leader overseeing all aspects of trading operations, with responsibility for post-trade execution, client money handling, and operational preparedness across investment products.
• Build and manage robust, end-to-end operational workflows for complex financial products and tax wrappers (ISA/GIA/SIPP), including reconciliations, funding flows and reporting.
• Leverage deep expertise in investment products, including Stocks and Shares ISAs, to establish compliant, scalable, and efficient operational frameworks.
• Lead operational risk assessments and due diligence for new product launches, particularly those with complex or structured characteristics.
• Work closely with Product, Compliance, Legal, Engineering, and external providers to ensure processes, systems, and controls are built for scale, efficiency, and regulatory compliance.
• Drive the implementation of key infrastructure with Engineering to embed automation and operational excellence in the processes.
• Own the investment product lifecycle from an operations point of view lens from, ensuring propositions are well-supported, aligned with customer needs and scalable
• Monitor the market to identify opportunities for product and process optimisation.
• Develop and maintain strong partnerships with custodians and third-party providers, to ensure operational support and operational efficiency.
• Inspire and grow a high-performing team, fostering a culture of ownership, innovation, and continuous development.
• Strengthen internal documentation, governance, and control frameworks to ensure ongoing audit readiness and regulatory compliance.

What you need to have

• Experience 5+ years in a senior investment operations or trading/brokerage operations role within a regulated fintech, brokerage, or wealth management firm.
• Deep knowledge of Stocks and Shares ISAs and other investment products, with the ability to apply this expertise to build scalable, compliant operations.
• Strong understanding of post-trade processes, client money and asset handling (CASS), reconciliations, and corporate actions.
• Comfortable working in a fast-paced, dynamic environment with evolving priorities and high levels of ownership.

Plum's Perks

• Own part of the company you're helping grow through stock options
• Private health insurance
• Annual training budget
• Plum Premium for free
• Competitive referral scheme
• Flexible approach to remote working: we encourage at least 2 days a week in one of our beautiful offices in London, Athens or Cyprus
• Team breakfasts and team lunches
• 25 days holiday + bank holidays
• 45 work-from-anywhere days to give you flexibility to work your way
• 2 weeks sabbatical after 4 years to take the break you deserve
• Enhanced parental leave
• 1 paid volunteering day annually
• Annual team trip to a surprise destination!
• A fun, inclusive company culture (think 

Head of Compliance (Retail Pensions & Investments)

Pensions & Investments FinTech

Location: London (Hybrid – 2 days office, 3 days WFH per week)

Salary: To £120k + shares + benefits

Want to work for an Investment FinTech with an amazing reputation – both for the service it provides and the way it treats its staff?

This company has a Glassdoor score of 4.8 – that’s virtually unheard of in the UK. And here’s a snapshot of what staff have had to say about them.

“Amazing place to work with supportive and motivated people”

“Dream company and work culture”

“Great place to learn and be heard”

This innovative FinTech has made headlines for all the right reasons over the last 7 years. It’s been a really exciting journey so far and they’ve got an even more exciting future ahead. This is your chance to help shape that future.

Reporting into the Compliance Director (SMF16), you’ll lead a small, high-performing team (6 FTE) responsible for Compliance Advice and 2nd line Assurance with regards to all products regulated by the FCA (ETFs, ISAs, Pensions etc.).

You’ll take responsibility for all aspects of Compliance activity, managing, overseeing and supporting the team to plan and deliver assurance activities, provide pragmatic advice at pace, and carry out broader Compliance activities including horizon scanning, regulatory reporting, training etc

You’ll be a highly experienced Compliance professional experienced at operating at this level, with a proven track record of managing and developing Compliance teams.

You’ll have strong experience of working in a Retail Investments and/or Pensions environment and will be very familiar with the regulatory requirements impacting the distribution of investment products such as ETFs, ISAs, Pensions etc.

Previous experience of working with product development teams would be advantageous as would any experience of working within FinTech firms.

Interested?

Click apply.

Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on for an informal chat or email me at We’ll pick it up from there.

Investment Associate, Clean Energy Investments

Location: London or Madrid

About Capital Dynamics:

Capital Dynamics is an independent global asset management firm focusing on private assets, including Private equity (primaries, secondaries, and direct investments) and Clean Energy.

Established in 1988, the Firm has extensive knowledge and experience developing solutions tailored to meet the exacting needs of a diverse and global client base of institutional and private wealth investors. Capital Dynamics oversees more than USD 15 billion in assets under management and advisement and employs approximately 150 professionals globally across 13 offices in Europe, North America, and Asia.

Capital Dynamics is a recognized industry leader in responsible investment, receiving top marks (Five Stars) from PRI across all categories and investment strategies, as well as achieving strong results in GRESB benchmarking for its clean energy strategy.

Department Overview:

The Capital Dynamics Clean Energy (CE) team makes direct equity investments in carbon-reducing renewable energy power generation from late-stage development to commercial operations.

Capital Dynamics is one of the largest managers of U.K. onshore wind assets and subsidy-free solar PV in Europe and has a growing footprint in the U.S. The team strives to achieve enhanced value by de-risking projects from the end of their development phases and optimizing performance and capital structure into commercial operations.

Role Purpose:

Capital Dynamics seeks to hire a first-year Investment Associate to join our Clean Energy Investment team in London or Madrid.

The Associate will be a core Clean Energy investment team member, focused on acquiring and divesting assets, building financial models, conducting due diligence on new opportunities, and liaising with all stakeholders relevant to the funds (including consultants, advisors, investment committees, etc).

You will support work streams on transactions during the due diligence phase of a deal, while also supporting ongoing valuations, reporting to investors, capital raising, and ongoing asset management of the current portfolio.

Key tasks and responsibilities:

• Lead the preparation of automated financial models and conduct financial sensitivity.
• Assist in the drafting of investment committee memorandums.
• Provide support through the due diligence process during acquisitions or the execution process during divestitures.
• Provide support in the financing activities of investments.
• Conduct market analysis and research to support the Team’s investment decisions.
• Work with the Asset Management team to monitor and optimize investment performance post-acquisition.
• Perform sensitivity Analysis to appraise projects and provide information on the performance of the project under different scenarios.

Key competencies:

• A demonstrable track record working on clean energy infrastructure or renewable energy investment deals in Europe.
• Exceptional financial modelling experience, including a strong understanding of project and debt financing.
• An understanding of the legal and tax framework and documentation typical of a direct / infrastructure investment.
• Working knowledge of financial analysis ratios such as yield, IRRs, and NPVs.
• Good understanding of accounting, finance, company valuation, and, ideally, asset management.
• Good understanding of financial methodologies, such as leveraged buyout, forecasting analysis, financial statement analysis, and discounted cash flow analysis.

Skills and Qualifications:

• A minimum bachelor's degree from a top-tier university.
• A maximum of 2 to 4 years relevant experience working in investment banking, asset management, Big-4 Corporate Finance / Consultancy - with a specific focus on renewables, energy M&A, clean energy infrastructure, or power generating consultancy.
• Project experience related to onshore wind, solar PV infrastructure, BESS related investments.
• Good working knowledge of the support frameworks for renewable investments.
• Sound investment judgment with a keen awareness of risk, return, and exposure management.
• Exceptional proficiency in MS Excel, MS PowerPoint, and MS Word.

Language skills:

• Must be fluent in English and Spanish (for Madrid candidates), and display superior verbal and written communication skills.
• Additional language skills, such as Italian, German, Japanese, South Korean, Swedish, and Finnish, are desirable.

Further notice:

• This is an office-based role, working out of our London or Madrid office 4 days per week.
• Candidate must be able to travel to our London or Madrid offices for in-person interviews, including a technical assessment.

Diversity & Inclusion:

Capital Dynamics is an Equal Opportunity Employer and is committed to creating a globally diverse workforce. We are a global company with 23 nationalities represented across our staff in 13 offices, spanning North America, Europe, the Middle East, and Asia. We believe diversity and inclusion (“D&I”) are key to being better at what we do, and our initiatives are designed to attract, develop, and advance talented individuals, regardless of race, sexual orientation, religion, age, gender, disability status or any other dimension of diversity. We welcome and strongly encourage suitably qualified applicants from a wide range of backgrounds to apply to join Capital Dynamics.

About SS&C Technologies

SS&C is a global provider of investment, financial services and software for the financial services and healthcare industries. Named to Fortune 1000 list as top U.S. company based on revenue, SS&C is headquartered in Windsor, Connecticut and has 20,000+ employees in over 90 offices in 35 countries.

Some 18,000 financial services and healthcare organizations, from the world's largest institutions to local firms, manage and account for their investments using SS&C's products and services.

Job Description

SS&C Intralinks

A growth-oriented business unit of SS&C, Intralinks is a technology leader in M&A, Alternative Investments and Banking & Securities markets. Our solutions facilitate 1/3 of the world’s global M&A deal flow and 50% of the private equity raised globally.

About the Role

We are looking for a proactive and experienced individual with a solid track record of managing customer relationships in the B2B SaaS space ideally within the Alternative Investments or Financial Services markets.

Your Responsibilities

• Serve as the main point of contact for a portfolio of strategic customers, ensuring their needs are met and value is continuously delivered.
• Acting as customer advocate develop and maintain strong, trusted relationships with customers, ensuring high engagement and satisfaction. Includes the ability to identify and effectively engage new stakeholders at the executive level.
• Lead strategic discussions with sales, SAMs and relationship managers, alongside customers to mutually identify opportunities for expansion and deepening of the engagement.
• Identify at risk accounts and develop strategies to mitigate churn, ensuring customer retention.
• Maintain regular, proactive communication with customers, providing updates, addressing concerns and gathering feedback to provide insights to product and leadership teams to enhance our offerings.
• Track and report on key customer success metrics, including customer health, satisfaction, and retention; using data to deliver a seamless experience across the customer journey.
• Master the Intralinks platform to help customers maximize efficiency and value. Regularly promote, demo, and provide insights on upcoming features and product enhancements.
• Own and execute the renewal process for your renewal portfolio, ensuring forecast accuracy, early risk identification, and alignment with client expectations to drive long-term value.
• Collaborate with Sales, Legal and Finance on contract terms, packaging changes, pricing and approvals.

Your Experience

• At least 4 years of experience in a B2B SaaS enablement role (Customer Success or Account Management) with a proven track record of driving retention and managing a successful expansion pipeline.
• At least 2 years of experience in the Alternative Investments space with knowledge of common industry actors & practices.
• Proven success leading customers through change management.
• Comprehensive experience with Customer Success best practices.
• Strong follow up skills, ensuring that customer needs and expectations are consistently met.
• Excellent communication and presentation skills, with the ability to clearly articulate complex concepts to stakeholders at all levels.
• Demonstrated ability to analyze customer data, develop strategic plans, and implement solutions that drive business outcomes.
• A relentless focus on customer success, always seeking to provide value and optimize customer experiences.
• Ability and willingness to travel for customer meetings and industry events, representing Intralinks with professionalism and enthusiasm

EEO Statement / Non-agency Disclosure

We encourage applications from people of all backgrounds and particularly welcome applications from under-represented groups, to enable us to bring a diversity of perspectives to our thinking and conversation. It's important to us that we strive to have a workforce that is diverse in the widest sense.

Unless explicitly requested or approached by SS&C Technologies, Inc. or any of its affiliated companies, the company will not accept unsolicited resumes from headhunters, recruitment agencies, or fee-based recruitment services.

Background Checks

All offers of employment at SS&C are subject to background verification checks, including 5-year employment history, proof of eligibility to work in hiring location, proof of address, credit check and criminal record check (where permitted by local law). The accuracy of all information you submit as part of your application is vital and may be used as part of the background checking process should you be successful.