Regulatory Sales Analyst

London, London IBAM Consulting ★ A Sunday Times 100 Best Small Company

Posted today

Job Viewed

Tap Again To Close

Job Description

Regulatory Sales Analyst - London A leading Regulatory Reporting technology firm is looking for a Sales Analyst with a hunter mindset to drive growth across financial services. This role blends sales analytics with proactive business development – building pipeline, engaging decision-makers, and supporting deals in regulatory reporting technology and services. The role is London based (hybrid working) and comes with exposure to global clients. You will also have the opportunity to grow in regtech and regulatory reporting, working with leading investment banks and asset managers. My client helps global investment banks, brokers, retail banks, hedge funds, asset managers, and energy firms meet obligations under EMIR, MiFIR, SFTR, REMIT, CFTC, MAS, ASIC, HKMA, JFSA and more. This is a fantastic opportunity so please apply today for immediate consideration
This advertiser has chosen not to accept applicants from your region.

Regulatory Compliance Analyst

London, London fs talent

Posted today

Job Viewed

Tap Again To Close

Job Description

Regulatory Compliance Associate

London (2 days in office)

FX / Payments (Experience in payments is highly desirable)


The Role

Join a growing compliance team, focusing on regulatory analysis and financial crime prevention. You’ll help interpret complex regulations, update policies, and ensure the business remains compliant across multiple markets.


Key Responsibilities

  • Analyse and interpret financial crime regulations, advising internal teams.
  • Monitor regulatory changes and update policies/procedures.
  • Support control testing frameworks and compliance reviews.
  • Assess potential regulatory breaches and manage SAR processes.
  • Assist with audits, due diligence, and regulator/partner queries.
  • Work cross-functionally to embed compliance into new products.


About You

  • 3-5 years’ experience in financial crime or regulatory compliance.
  • Strong knowledge of UK regulations (FCA).
  • Analytical, detail-oriented, and comfortable handling complex issues.
  • Experience with SARs, monitoring, and policy development.
  • Professional certifications (e.g., ICA, ACAMS) a plus.


Why Apply?

  • Hands-on role with ownership and exposure to senior stakeholders.
  • Opportunity to shape compliance processes and frameworks.
  • Career growth in a fast-paced, innovative environment.
This advertiser has chosen not to accept applicants from your region.

Regulatory Sales Analyst

London, London IBAM Consulting ★ A Sunday Times 100 Best Small Company

Posted 7 days ago

Job Viewed

Tap Again To Close

Job Description

Regulatory Sales Analyst - London


A leading Regulatory Reporting technology firm is looking for a Sales Analyst with a hunter mindset to drive growth across financial services. This role blends sales analytics with proactive business development – building pipeline, engaging decision-makers, and supporting deals in regulatory reporting technology and services.


The role is London based (hybrid working) and comes with exposure to global clients. You will also have the opportunity to grow in regtech and regulatory reporting, working with leading investment banks and asset managers.


My client helps global investment banks, brokers, retail banks, hedge funds, asset managers, and energy firms meet obligations under EMIR, MiFIR, SFTR, REMIT, CFTC, MAS, ASIC, HKMA, JFSA and more.


This is a fantastic opportunity so please apply today for immediate consideration

This advertiser has chosen not to accept applicants from your region.

Regulatory Sales Analyst

London, London IBAM Consulting ★ A Sunday Times 100 Best Small Company

Posted today

Job Viewed

Tap Again To Close

Job Description

Job Description

Regulatory Sales Analyst - London


A leading Regulatory Reporting technology firm is looking for a Sales Analyst with a hunter mindset to drive growth across financial services. This role blends sales analytics with proactive business development – building pipeline, engaging decision-makers, and supporting deals in regulatory reporting technology and services.


The role is London based (hybrid working) and comes with exposure to global clients. You will also have the opportunity to grow in regtech and regulatory reporting, working with leading investment banks and asset managers.


My client helps global investment banks, brokers, retail banks, hedge funds, asset managers, and energy firms meet obligations under EMIR, MiFIR, SFTR, REMIT, CFTC, MAS, ASIC, HKMA, JFSA and more.


This is a fantastic opportunity so please apply today for immediate consideration

This advertiser has chosen not to accept applicants from your region.

Regulatory Compliance Analyst

London, London fs talent

Posted today

Job Viewed

Tap Again To Close

Job Description

Job Description

Regulatory Compliance Associate

London (2 days in office)

FX / Payments (Experience in payments is highly desirable)


The Role

Join a growing compliance team, focusing on regulatory analysis and financial crime prevention. You’ll help interpret complex regulations, update policies, and ensure the business remains compliant across multiple markets.


Key Responsibilities

  • Analyse and interpret financial crime regulations, advising internal teams.
  • Monitor regulatory changes and update policies/procedures.
  • Support control testing frameworks and compliance reviews.
  • Assess potential regulatory breaches and manage SAR processes.
  • Assist with audits, due diligence, and regulator/partner queries.
  • Work cross-functionally to embed compliance into new products.


About You

  • 3-5 years’ experience in financial crime or regulatory compliance.
  • Strong knowledge of UK regulations (FCA).
  • Analytical, detail-oriented, and comfortable handling complex issues.
  • Experience with SARs, monitoring, and policy development.
  • Professional certifications (e.g., ICA, ACAMS) a plus.


Why Apply?

  • Hands-on role with ownership and exposure to senior stakeholders.
  • Opportunity to shape compliance processes and frameworks.
  • Career growth in a fast-paced, innovative environment.

This advertiser has chosen not to accept applicants from your region.

Regulatory Compliance Analyst

EC1A Islington, London PaymentGenes

Posted 20 days ago

Job Viewed

Tap Again To Close

Job Description

Permanent
About the Role

We are looking for a motivated and detail-oriented Regulatory Compliance Analyst to join a growing Financial Crime team. This is an excellent opportunity for a graduate or early-career professional to build a career in regulatory compliance within financial services, with a focus on payment services, electronic money regulations, and FCA/PRA obligations.

The successful candidate will provide essential support in regulatory reporting, data submissions, and compliance documentation, while gaining hands-on experience and training in the sector.

Key Responsibilities

Monitor regulatory developments related to payment services, electronic money, PSD2, FCA/PRA rules, and other applicable regulations.

Prepare and submit regulatory reports, returns, and notifications (e.g., EMR/PSR obligations, transaction reporting).

Maintain and update compliance policies, procedures, and documentation in line with regulatory changes.

Support regulatory projects, including product launch compliance requirements.

Conduct research on regulatory obligations and compile data for compliance purposes.

Ensure documentation is audit-ready and supports regulatory inspections.

Provide administrative and analytical support to senior compliance team members.

Requirements

Graduate-level education in finance, business, law, economics, or a related field.

1–2 years’ experience in financial services (compliance, risk, operations, or related areas preferred).

Strong attention to detail, organisation, and accuracy.

Analytical mindset and ability to work with regulatory data.

Proactive, eager to learn, and able to take ownership of tasks.

Excellent written and verbal communication skills.

Genuine interest in regulatory compliance, payment services, and financial regulations.

Benefits

Hands-on training and mentoring in regulatory compliance and reporting.

Exposure to regulatory frameworks, senior stakeholders, and operational compliance processes.

Support for professional certifications (e.g., ICA or equivalent).

Competitive salary and benefits package.

Hybrid working: 3 days in our London office, 2 days remote.

This advertiser has chosen not to accept applicants from your region.

REGULATORY REPORTING BUSINESS ANALYST - LONDON - London

London, London Capgemini

Posted today

Job Viewed

Tap Again To Close

Job Description

REGULATORY REPORTING BUSINESS ANALYST - LONDON - London Reference Code: -en_GBContract Type: PermanentProfessional Communities: Business Analysis

Shape the Future with Capgemini

At Capgemini, we empower you to shape your career your way. Join a global community where collaboration, innovation, and purpose come together to reimagine what’s possible. Be part of a team that helps the world’s leading organizations unlock the power of technology to build a more sustainable and inclusive future.

Job Title: Senior Techno-Functional Business Analyst

We are seeking a highly experienced Senior Techno-Functional Business Analyst with deep expertise in Capital Markets , particularly Debt Capital Markets (DCM) and Corporate & Investment Banking . The ideal candidate will combine strong business acumen with technical proficiency to bridge the gap between business needs and technology solutions, driving strategic initiatives and ensuring successful project delivery.

Key Responsibilities

  • Requirements Gathering & Analysis: Lead workshops and discussions with stakeholders across front, middle, and back office to capture detailed functional and non-functional requirements.
  • Domain Expertise: Apply in-depth knowledge of DCM (bond origination, syndication, issuance, trading workflows, regulatory aspects) and Corporate & Investment Banking (corporate lending, trade finance, M&A advisory, capital raising, treasury services).
  • Solution Design: Translate business requirements into functional specifications, user stories, process flows, and data models.
  • Stakeholder Management: Act as the primary liaison between business teams and technical developers, ensuring alignment throughout the SDLC.
  • Data Analysis: Perform data mapping and analysis to support system integration and migration.
  • Testing & UAT: Collaborate with QA teams on test strategies, review test cases, and support UAT.
  • Change Management: Assist in training and adoption of new systems and processes.
  • Regulatory Awareness: Stay updated on market trends and regulatory changes impacting DCM and CIB.

Required Skills & Experience

  • 8+ years as a Business Analyst in Capital Markets with strong exposure to DCM and Corporate/Investment Banking .
  • Strong understanding of front-to-back trade lifecycle , regulatory frameworks, and financial products.
  • Experience in Agile and SDLC methodologies .
  • Proficiency in data analysis tools (SQL, Excel) and ability to work with technical teams.
  • Excellent communication, stakeholder management, and problem-solving skills.
Preferred Skills
  • Knowledge of DCM platforms and investment banking systems .
  • Familiarity with regulatory reporting and compliance requirements.
  • Technical background or ability to understand APIs, data models, and integration points.

About Capgemini

Capgemini is a global leader in business and technology transformation. With 340,000 team members in over 50 countries, we help organizations accelerate their digital and sustainable transitions. Backed by over 55 years of experience, we deliver end-to-end solutions powered by AI, cloud, and data, and supported by deep industry expertise. In 2023, Capgemini reported global revenues of €22.5 billion.Get the future you want

This advertiser has chosen not to accept applicants from your region.
Be The First To Know

About the latest Regulatory analyst Jobs in London !

Senior Regulatory Business Analyst - Commodities & Energy Trading House | £110,000 + Bonus + Bene...

London, London VirtueTech Recruitment Group

Posted today

Job Viewed

Tap Again To Close

Job Description

Job Description

Senior Regulatory Business Analyst – Commodities & Energy Trading House | £110,000 + Bonus + Benefits | 3 days office, LDN


Regulatory Reporting Business Analyst required for a world-renowned Commodities & Energy Trading House currently undergoing a major technology transformation. This is an opportunity to play a pivotal role in modernizing and enhancing regulatory reporting frameworks across a diverse range of global trading desks. With a strong presence in power, gas, LNG, and oil, and an exciting new metals desk, is a chance to work at the cutting edge of the commodities markets.


This Regulatory Reporting Business Analyst role will be focused on improving and changing the Regulatory Reporting processes that make up the Trading House systems landscape. You will work with users from across the business and cover functionality across the end-to-end trade lifecycle for physical commodities and energy products. As a Regulatory Reporting Business analyst working in a Commodities & Energy trading firm, you will gain full deal lifecycle exposure, from pre-trade, Trade capture, risk, regs, clearing & trade settlement. Therefore, significant exposure to the Front-to-Back trade lifecycle, with demonstrable knowledge of traded derivative products for ETD and OTC is required, with specific knowledge around REMIT, EMIR, Dodd-Frank, MiFID II, and other relevant energy trading regulations. Responsibilities of this Regulatory Reporting Business Analyst include working exceptionally closely with the business and IT as the conduit between, making sure business processes are aligned with IT delivery.


This Regulatory Reporting Business Analyst can pay up to £10,000 per annum


3 days per week in the office


Based in Great Portland Street


Requirements:


⦁ Understand how UTIs are generated, allocated, and shared between counterparties to ensure consistent EMIR reporting.

⦁ Explain how EMIR aims to increase transparency, enhance market stability, and reduce systemic risk through trade reporting, clearing, and risk mitigation.

⦁ Explain the key EMIR reporting fields (e.g., UTI, counterparty LEIs, product identifiers, valuation, collateral) and how they are sourced from the trade lifecycle.

⦁ Understand where EMIR and MiFID II reporting obligations intersect, and how the same trade may need to be reported under both regimes for different regulatory purposes.

⦁ How EMIR Refit aligns certain data fields with MiFIR, and be able to identify potential gaps or conflicts that impact reporting processes.

⦁ Distinguish between an LEI (Legal Entity Identifier), which identifies counterparties, and a UTI (Unique Trade Identifier), which uniquely identifies each transaction.



If you would like to apply, please send your latest CV to this post or directly to



Senior Regulatory Business Analyst – Commodities & Energy Trading House | £110,000 + Bon + Benefits | 3 days office, LDN

This advertiser has chosen not to accept applicants from your region.

Senior Regulatory Business Analyst – Commodities & Energy Trading House | £110,000 Bonus Benefi...

London, London VirtueTech Recruitment Group

Posted today

Job Viewed

Tap Again To Close

Job Description

Senior Regulatory Business Analyst – Commodities & Energy Trading House | £110,000 Bonus Benefits | 3 days office, LDN Regulatory Reporting Business Analyst required for a world-renowned Commodities & Energy Trading House currently undergoing a major technology transformation. This is an opportunity to play a pivotal role in modernizing and enhancing regulatory reporting frameworks across a diverse range of global trading desks. With a strong presence in power, gas, LNG, and oil, and an exciting new metals desk, is a chance to work at the cutting edge of the commodities markets. This Regulatory Reporting Business Analyst role will be focused on improving and changing the Regulatory Reporting processes that make up the Trading House systems landscape. You will work with users from across the business and cover functionality across the end-to-end trade lifecycle for physical commodities and energy products. As a Regulatory Reporting Business analyst working in a Commodities & Energy trading firm, you will gain full deal lifecycle exposure, from pre-trade, Trade capture, risk, regs, clearing & trade settlement. Therefore, significant exposure to the Front-to-Back trade lifecycle, with demonstrable knowledge of traded derivative products for ETD and OTC is required, with specific knowledge around REMIT, EMIR, Dodd-Frank, MiFID II, and other relevant energy trading regulations. Responsibilities of this Regulatory Reporting Business Analyst include working exceptionally closely with the business and IT as the conduit between, making sure business processes are aligned with IT delivery. This Regulatory Reporting Business Analyst can pay up to £10,000 per annum 3 days per week in the office Based in Great Portland Street Requirements: ⦁ Understand how UTIs are generated, allocated, and shared between counterparties to ensure consistent EMIR reporting. ⦁ Explain how EMIR aims to increase transparency, enhance market stability, and reduce systemic risk through trade reporting, clearing, and risk mitigation. ⦁ Explain the key EMIR reporting fields (e.g., UTI, counterparty LEIs, product identifiers, valuation, collateral) and how they are sourced from the trade lifecycle. ⦁ Understand where EMIR and MiFID II reporting obligations intersect, and how the same trade may need to be reported under both regimes for different regulatory purposes. ⦁ How EMIR Refit aligns certain data fields with MiFIR, and be able to identify potential gaps or conflicts that impact reporting processes. ⦁ Distinguish between an LEI (Legal Entity Identifier), which identifies counterparties, and a UTI (Unique Trade Identifier), which uniquely identifies each transaction. If you would like to apply, please send your latest CV to this post or directly to Senior Regulatory Business Analyst – Commodities & Energy Trading House | £110,000 Bonu Benefits | 3 days office, LDN
This advertiser has chosen not to accept applicants from your region.

Senior Regulatory Business Analyst – Commodities & Energy Trading House | £110,000 Bonus Benefi...

London, London VirtueTech Recruitment Group

Posted today

Job Viewed

Tap Again To Close

Job Description

Senior Regulatory Business Analyst – Commodities & Energy Trading House | £110,000 Bonus Benefits | 3 days office, LDN Regulatory Reporting Business Analyst required for a world-renowned Commodities & Energy Trading House currently undergoing a major technology transformation. This is an opportunity to play a pivotal role in modernizing and enhancing regulatory reporting frameworks across a diverse range of global trading desks. With a strong presence in power, gas, LNG, and oil, and an exciting new metals desk, is a chance to work at the cutting edge of the commodities markets. This Regulatory Reporting Business Analyst role will be focused on improving and changing the Regulatory Reporting processes that make up the Trading House systems landscape. You will work with users from across the business and cover functionality across the end-to-end trade lifecycle for physical commodities and energy products. As a Regulatory Reporting Business analyst working in a Commodities & Energy trading firm, you will gain full deal lifecycle exposure, from pre-trade, Trade capture, risk, regs, clearing & trade settlement. Therefore, significant exposure to the Front-to-Back trade lifecycle, with demonstrable knowledge of traded derivative products for ETD and OTC is required, with specific knowledge around REMIT, EMIR, Dodd-Frank, MiFID II, and other relevant energy trading regulations. Responsibilities of this Regulatory Reporting Business Analyst include working exceptionally closely with the business and IT as the conduit between, making sure business processes are aligned with IT delivery. This Regulatory Reporting Business Analyst can pay up to £10,000 per annum 3 days per week in the office Based in Great Portland Street Requirements: ⦁ Understand how UTIs are generated, allocated, and shared between counterparties to ensure consistent EMIR reporting. ⦁ Explain how EMIR aims to increase transparency, enhance market stability, and reduce systemic risk through trade reporting, clearing, and risk mitigation. ⦁ Explain the key EMIR reporting fields (e.g., UTI, counterparty LEIs, product identifiers, valuation, collateral) and how they are sourced from the trade lifecycle. ⦁ Understand where EMIR and MiFID II reporting obligations intersect, and how the same trade may need to be reported under both regimes for different regulatory purposes. ⦁ How EMIR Refit aligns certain data fields with MiFIR, and be able to identify potential gaps or conflicts that impact reporting processes. ⦁ Distinguish between an LEI (Legal Entity Identifier), which identifies counterparties, and a UTI (Unique Trade Identifier), which uniquely identifies each transaction. If you would like to apply, please send your latest CV to this post or directly to Senior Regulatory Business Analyst – Commodities & Energy Trading House | £110,000 Bonu Benefits | 3 days office, LDN
This advertiser has chosen not to accept applicants from your region.
 

Nearby Locations

Other Jobs Near Me

Industry

  1. request_quote Accounting
  2. work Administrative
  3. eco Agriculture Forestry
  4. smart_toy AI & Emerging Technologies
  5. school Apprenticeships & Trainee
  6. apartment Architecture
  7. palette Arts & Entertainment
  8. directions_car Automotive
  9. flight_takeoff Aviation
  10. account_balance Banking & Finance
  11. local_florist Beauty & Wellness
  12. restaurant Catering
  13. volunteer_activism Charity & Voluntary
  14. science Chemical Engineering
  15. child_friendly Childcare
  16. foundation Civil Engineering
  17. clean_hands Cleaning & Sanitation
  18. diversity_3 Community & Social Care
  19. construction Construction
  20. brush Creative & Digital
  21. currency_bitcoin Crypto & Blockchain
  22. support_agent Customer Service & Helpdesk
  23. medical_services Dental
  24. medical_services Driving & Transport
  25. medical_services E Commerce & Social Media
  26. school Education & Teaching
  27. electrical_services Electrical Engineering
  28. bolt Energy
  29. local_mall Fmcg
  30. gavel Government & Non Profit
  31. emoji_events Graduate
  32. health_and_safety Healthcare
  33. beach_access Hospitality & Tourism
  34. groups Human Resources
  35. precision_manufacturing Industrial Engineering
  36. security Information Security
  37. handyman Installation & Maintenance
  38. policy Insurance
  39. code IT & Software
  40. gavel Legal
  41. sports_soccer Leisure & Sports
  42. inventory_2 Logistics & Warehousing
  43. supervisor_account Management
  44. supervisor_account Management Consultancy
  45. supervisor_account Manufacturing & Production
  46. campaign Marketing
  47. build Mechanical Engineering
  48. perm_media Media & PR
  49. local_hospital Medical
  50. local_hospital Military & Public Safety
  51. local_hospital Mining
  52. medical_services Nursing
  53. local_gas_station Oil & Gas
  54. biotech Pharmaceutical
  55. checklist_rtl Project Management
  56. shopping_bag Purchasing
  57. home_work Real Estate
  58. person_search Recruitment Consultancy
  59. store Retail
  60. point_of_sale Sales
  61. science Scientific Research & Development
  62. wifi Telecoms
  63. psychology Therapy
  64. pets Veterinary
View All Regulatory Analyst Jobs View All Jobs in London