370 Compliance jobs in London

Job Title : Legal and Compliance Associate

Summary of Role:

The Legal and Compliance Associate will support the Legal & Compliance function and must be capable of handling multiple legal and compliance-related assignments. The role is critical to ensuring legal risk mitigation and supporting the business in making compliant and commercially sound decisions.

Essential Functions:

1. Contracts:

• Review and negotiate a wide range of commercial agreements including Master Services Agreements, Statements of Work (SoWs), Vendor Contracts, NDAs, MoUs, Letters of Intent, Terms of Engagement, Consultant Agreements, and various internal company documents.

• Ensure legal risks are identified and mitigated while balancing business needs and objectives.

• Negotiate within defined contracting standards, while facilitating deal-specific exceptions and customizations.

• Collaborate proactively with business teams to find creative solutions to legal and commercial challenges.

• Provide general legal advisory support and handle legal-related queries as required.

2. Compliance:

• Support the team in ensuring compliance with internal policies and applicable legal and regulatory requirements.

• Stay updated on regulatory developments and best practices across jurisdictions.

• Assist in the development and implementation of compliance programs and monitoring frameworks.

• Monitor key business processes and identify areas of potential non-compliance or risk exposure.

• Assist in preparing for audits and support internal investigations as needed.

• Educate employees on compliance matters and support awareness initiatives.

3. Ownership & Projects:

• Take full ownership of assigned projects and deliverables.

• Support special projects as needed, aligned with strategic business growth while maintaining acceptable risk thresholds.

• Continuously enhance processes to reduce friction points and improve alignment between legal, compliance, and business teams.

4. Training & Awareness:

• Assist in conducting training and awareness sessions on upcoming legal and compliance topics.

• Identify gaps and contribute towards building a robust compliance culture within the organization.

Required Skills & Qualifications:

1. Exceptional attention to detail.

2. Strong communication skills — both written and verbal.

3. Ability to deliver under tight deadlines with quick turnaround times.

4. Experience working with senior stakeholders.

5. Excellent contract drafting, redlining, and negotiation skills.

WSR are recruiting for a Regulatory Compliance Officer for our reputable client based in London.

Job Title: Regulatory Compliance Officer
Role Type: Permanent Part Time – Around 18 hours per week.
Salary: £43k – £5k pro rata for part time hours + ,(Apply online only) location allowance + excellent benefits
Location: Central London base with flexible hybrid working

Are you someone who thrives on solving complex problems, guiding others through tricky regulations, and making sure sensitive data is handled the right way? If that sounds like you, this role could be the perfect next step in your career.

We're looking for a Regulatory Compliance Officer  to join a team that deals with some of the most interesting – and sometimes challenging – data protection and information rights issues out there. You’ll play a key role in helping colleagues and stakeholders navigate legislation like FOI, GDPR , and the Data Protection Act , all in an environment where security and precision really matter.

Regulatory Compliance Officer  Role Overview:

You’ll be the go-to expert for all things compliance and information rights. That means offering practical advice on things like how to respond to FOI requests, handle ICO complaints, or interpret new guidance or case law. No two days will be the same, and every situation will need a careful, thoughtful approach – but that’s what makes this work so rewarding.

You’ll use your knowledge and judgment to make sure colleagues get clear, accurate advice tailored to the situation at hand. And because this is a space that changes quickly, you’ll help keep the wider team up to speed on legal updates and emerging issues.

Regulatory Compliance Officer Experience, Qualifications and Attributes:

• Strong experience with information rights legislation – and ideally, a practitioner-level certificate in data protection or information governance.
• People skills - You’ll need to explain complex rules in a way that makes sense, and know how to build trust with stakeholders from all kinds of backgrounds
• An interest in central government or public sector work would be beneficial but most of all, we’re after someone who’s confident, adaptable, and cares about getting things right.

Regulatory Compliance Officer  Benefits:

• You’ll be part of a supportive, down-to-earth team that shares knowledge, celebrates wins, and helps each other grow.
• London location allowance
• Civil Service Pension
• Generous annual leave
• Access to training and development
• Hybrid working options for better work/life balance
• You'll be part of a workplace that genuinely values diversity, inclusion , and wellbeing – because when you’re supported, you can do your best work!

 
A quick note on security

Because of the nature of the work, everyone in this role needs to go through Developed Vetting (DV) . If you don’t already hold that level of clearance, our client will guide you through the process once your application is successful.

Please click ‘APPLY NOW’, or call the WSR Team at for more info. We appreciate the time and effort invested in your application.

While we strive to respond to all applicants promptly, we kindly ask for your understanding in case of delays. If you do not hear from us within 10 days of submitting your application, please assume that, unfortunately, you have not been successful this time.

We will however keep your CV on file and review your suitability against any other vacancies we may have available.

WSR are recruiting for a Regulatory Compliance Officer for our reputable client based in London.

Job Title: Regulatory Compliance Officer
Role Type: Permanent Part Time – Around 18 hours per week.
Salary: £43k – £5k pro rata for part time hours + ,(Apply online only) location allowance + excellent benefits
Location: Central London base with flexible hybrid working

Are you someone who thrives on solving complex problems, guiding others through tricky regulations, and making sure sensitive data is handled the right way? If that sounds like you, this role could be the perfect next step in your career.

We're looking for a Regulatory Compliance Officer  to join a team that deals with some of the most interesting – and sometimes challenging – data protection and information rights issues out there. You’ll play a key role in helping colleagues and stakeholders navigate legislation like FOI, GDPR , and the Data Protection Act , all in an environment where security and precision really matter.

Regulatory Compliance Officer  Role Overview:

You’ll be the go-to expert for all things compliance and information rights. That means offering practical advice on things like how to respond to FOI requests, handle ICO complaints, or interpret new guidance or case law. No two days will be the same, and every situation will need a careful, thoughtful approach – but that’s what makes this work so rewarding.

You’ll use your knowledge and judgment to make sure colleagues get clear, accurate advice tailored to the situation at hand. And because this is a space that changes quickly, you’ll help keep the wider team up to speed on legal updates and emerging issues.

Regulatory Compliance Officer Experience, Qualifications and Attributes:

• Strong experience with information rights legislation – and ideally, a practitioner-level certificate in data protection or information governance.
• People skills - You’ll need to explain complex rules in a way that makes sense, and know how to build trust with stakeholders from all kinds of backgrounds
• An interest in central government or public sector work would be beneficial but most of all, we’re after someone who’s confident, adaptable, and cares about getting things right.

Regulatory Compliance Officer  Benefits:

• You’ll be part of a supportive, down-to-earth team that shares knowledge, celebrates wins, and helps each other grow.
• London location allowance
• Civil Service Pension
• Generous annual leave
• Access to training and development
• Hybrid working options for better work/life balance
• You'll be part of a workplace that genuinely values diversity, inclusion , and wellbeing – because when you’re supported, you can do your best work!

 
A quick note on security

Because of the nature of the work, everyone in this role needs to go through Developed Vetting (DV) . If you don’t already hold that level of clearance, our client will guide you through the process once your application is successful.

Please click ‘APPLY NOW’, or call the WSR Team at for more info. We appreciate the time and effort invested in your application.

While we strive to respond to all applicants promptly, we kindly ask for your understanding in case of delays. If you do not hear from us within 10 days of submitting your application, please assume that, unfortunately, you have not been successful this time.

We will however keep your CV on file and review your suitability against any other vacancies we may have available.

My client, a London based insurance company who are looking to strengthen their compliance team with the addition of 2 compliance professionals.

The broad remit of the role is to provide compliance oversight across the business by testing the effectiveness of regulatory controls, risk management and governance processes.

This is a highly visible role within the organisation and as such we seek someone career minded who can join the team with a determination to succeed and impress.

The key responsibilities include:

• Simultaneously managing multiple assessment projects across all lifecycle stages (planning, testing, reporting, follow-up) using project and time management methods, ensuring timely delivery and quality with minimal supervision.
• Independently identifying and assessing risk, Identifying key controls within a process, designing internal controls and repeatable test plans.
• Conducting independent testing and validation of key controls to ensure they are well-designed and working effectively to reduce risks and provide good customer.

The successful applicant will have a thorough and detailed understanding of risk and controls. They will have robust report writing skills as well as exemplary time management as reports are submitted on a quarterly basis and without delay and so commitment to the timings are important.

The role would suit someone who has worked as an internal auditor or internal controls professional within financial services, who is keen to move to a second line role.

Relationship management is a critical part of the role and so previous experience in leading and managing stakeholders previously is imperative.

The team work in a hybrid manner with 2-3 days in the City of London offices.

c£65-70k base + benefits and bonus potential.

For more information, please email your CV to

Please note that this client will not offer sponsorship. Applicants must have full right to work in the UK.

• Horizon-scanning to detect and track emerging regulatory requirements.
• Interpreting emerging regulatory requirements and advising stakeholders on their potential impact and associated control requirements.
• Developing and maintaining relationships with stakeholders across TP ICAP, including the EMEA COO, the EMEA Head of Venues and Market Infrastructure, and Legal.
• Interacting with trade associations, exchanges and regulators as required, including representing TP ICAP at industry or regulatory meetings.
• Representing EMEA Compliance in internal governance meetings, such as the Regulatory Change Oversight Meeting, and in subsequent regulatory implementation projects.
• Creating and delivering training materials on regulatory requirements.
• Reviewing and drafting policies and procedures to comply with relevant regulatory requirements.
• Performing ad-hoc reviews and investigations in to TP ICAP’s adherence to its regulatory requirements.
• Supporting applications for new/amended regulatory permissions as required.
• Review output from the Compliance Monitoring Programme and implement remedial actions.
• Project work as required from time to time.
• Fulfil additional / ad hoc duties as required to meet the needs of the business and the EMEA Compliance function.
  
  

• Good working knowledge of the applicable requirements of the UK and EU financial services regime, including the FCA Handbook and key regulations e.g. MiFID II and SMCR etc.
• Previous experience analysing wholesale market regulations and assessing their impact.
• Excellent communication skills, both verbal and written.
• Able to build relationships and communicate effectively and efficiently to internal and external stakeholders.
• Able to work well with diverse groups and personalities.
• A bachelor’s degree or a period of work experience demonstrating equivalent ability.
  
  

• Prior experience at a regulator or government agency in drafting or reviewing financial services policy.
• Prior experience in a compliance role at another Financial Services firm.
• Knowledge of specific execution methodologies e.g. Name Give Up, Matched Principal, Exchange Give Up.
  
  

• Ensuring business policies and processes are effectively communicated and implemented within the contract
  
  Aide in the development and maintenance of the training strategy including project delivery where required
  
  Ensure the achievement of agreed functional standards and service level agreement by working in collaboration with account leadership team peers
  
  Compile and maintain reporting and performance monitoring, analysis, and review against established metrics to coach and educate account-based staff
  
  Support effective business communication through advice, review, leadership, and direct contribution to management
  
  Assist as necessary with reviews of existing Policies, Procedures, Risk Assessments and Safe Systems of Work
  
  Proactively involved in the client management of SHEP's (Safety, Health & Environment Process) to ensure relevant management processes are in place and being adhered to
  
  Experience Required:
  
  A good basic education is essential, with good written and spoken English and basic mathematical skills
  
  Experience in managing compliance aspects of a FM contract
• Organised self-motivated individual
  
  Flexibility to adapt to fast changing site Desirable
• Ideally experience of CBRE systems due to time scales involved
  
  IOSH Managing Safety
  
  Management in a critical environment i.e Pharmaceuticals, Healthcare, Manufacturing, Oil & Gas arenas
  
  Experience of setting up new sites