382 Risk Compliance jobs in the United Kingdom

Risk & Compliance Officer

Up To £45,000pa + Benefits + Hybrid Working

London (3 Days In The Office)

Global Law Firm

Permanent Opportunity

My client, a globally recognised law firm, is actively recruiting for an experienced Legal Risk & Compliance professional to join them on a permanent basis in their London office - working as their new Risk & Compliance Officer.

With offices across Americas, Europe, the Middle East, Asia and Australia - this firm specialises in Construction, Aviation and Shipping law! The Risk & Compliance department is led by the London-based Partner and includes:

- Legal Risk Team

- Business Acceptance Team

- Conflicts Team

- Compliance Systems

As the successful Risk & Compliance Officer, you'll be responsible for:

- Assisting with on-boarding new clients and matters

- Conducting CDD

- Reviewing KYC documentation

- Undertaking AML and Sanctions searches on clients

- Conducting Risk Assessments

- Compliance reporting and assisting in the production of spreadsheets

- Assisting Risk Lawyers with internal file audits

+ much more.

To be considered for this opportunity, you'll need to have/be the following:

- Have a minimum of 2 years' experience in Legal Risk & Compliance (AML, Conflicts)

- Be educated to degree level

- Be able to commute to the London office 3 days a week

For more information on this position and to review a full job-description, get in touch as soon as possible!

Risk & Compliance Officer

Join a highly successful Risk & Compliance team at a prestigious global law firm, where your commitment to quality and detail will be key to thriving in your new role!

• Salary to £45,000 + excellent employee benefits, including GymFlex, private medical insurance and GP services, and more!
• 9:30am – 5:30pm (Monday-Friday)
• Hybrid Working (3 days office / 2 days remote)
• Fantastic office location and stunning offices

You will act as a key member of the team, providing support to global offices on all aspects of risk, regulatory compliance, and conflicts.

Risk & Compliance Officer Key Responsibilities:

• Assisting in on-boarding new clients and matters and ensuring that all details are correct in accordance with regulatory standards and firm policy
• Conducting client due diligence, reviewing KYC documentation, and undertaking AML and sanctions searches on clients as appropriate and escalating any issues to the MLRO
• Assisting the firm in maintaining a uniform application of engagement terms as well as reviewing, advising on and recording client-imposed term
• Reviewing any changes to the client which may have an impact on client or matter risk and dealing with these in accordance with regulatory requirements
• Compliance reporting, assisting in the production of spreadsheets to monitor client and matter inception process status
• Undertaking research and other projects as needed to improve matter inception, policy, and process
• Assisting Risk Lawyers in preparation of annual internal file audits

Risk & Compliance Officer Skills & Requirements:

• Must have at least 2 years’ experience in a compliance function, with AML experience, within a law firm
• The capability, after training, if necessary, to identify conflicts and risk within a law firm
• Demonstrated ability to work within a framework of regulatory compliance
• Law Degree or GDL qualification

Risk & Compliance Associate (Senior Analyst/Officer Level)

Top Tier UK Law Firm

Salary Up To £70,000pa + Benefits

Permanent, London Based

My client, a top tier UK law firm, is actively recruiting for an experienced Risk & Compliance professional to join them on a permanent basis in their London office - working as their new Risk & Compliance Associate (Senior Analyst/Officer Level).

This firm specialises in providing legal services to both private and commercial clients - best known for their Family and Private Client work!

As the successful Risk & Compliance Associate, you'll be responsible for (but not limited to) the following:

- Assisting with client due diligence

- Assisting with responses to Data Subject Access Requests (DSAR)

- Dealing with sanctions issues

- Assisting with responses to complaints

- Assisting with responses to SRA enquiries and investigations

- Drafting and maintaining policies and procedures

- Managing file audits

- Delivering and developing training (including for new joiners)

+ much more.

To be considered for this opportunity, you'll need to have/be the following:

- Have a minimum of 5+ years' experience within Legal Risk & Compliance (from a top-500 law firm)

- Be knowledgeable on AML, CTF, Data Protection and Sanctions

- Be able to commute to the London office on a regular basis (5 days a week to be trained/settled into the role, dropping to 3 days in the office)

For more information on this position and to review an in-depth job description, get in touch as soon as possible!

The Firm

Our client, a leading UK law firm with is looking for a Risk & Compliance Associate on a permanent basis.

The firm is well known for its family and private client work. It is widely regarded as one of the best firms in the UK to provide these specialised services at the highest level. The firm also has an excellent reputation in many other areas of law and is rated in both Chambers and Legal 500.

The Opportunity

This is a newly created role within the firms Risk & Compliance team and will be serve as a junior to the Risk & Compliance Manager. The team is currently made up of four and the role offers scope for this individual to shape and strengthen the firms risk & compliance frameworks.

• Assist with responses to complaints, Data Subject Access Requests, and SRA enquiries and investigations
• Assist with suspicious activity reports and client due diligence
• Develop and delivering training, including induction training for new joiners
• Manage file audits
• Create and implement project plans
• Draft and maintain policies and retainer documents
• Prepare reports and assessments
• Deal with sanctions issues
• Attend and present at meetings on all Risk & Compliance related information

The Individual

• The ideal candidate will likely have 5 or more years of experience in a Risk and Compliance role at a top-500 law firm
• They should be a team player who can engage effectively with people at every level
• The candidate should have good knowledge of anti-money laundering, counter-terrorist financing, data protection, sanctions, and the SRA Standards and Regulations

Personal skills

• Self-motivated, highly organized, and with good IT skills
• Flexible, dedicated, and ambitious
• Proactive and reactive, with the ability to work under pressure
• Strong drafting and verbal communication skills, with great attention to detail
• The ability to grasp complex issues quickly
• A practical, commercial approach

Remuneration Package

Salary : £60,000 - £70,000 per annum

Benefits :

• 4x Life Assurance and Permanent Health Insurance
• Medical Insurance
• Medicash Cashplan
• BUPA Health Assessment are provided after the successful completion of a probation period
• Auto enrolment in the firm’s Group Personal Pension Scheme
• Interest-free season ticket loan after 3 months
• Cycle to Work Scheme

Annual Leave : 25 days plus bank holidays

The Firm

Our client, a leading UK law firm with is looking for a Risk & Compliance Associate on a permanent basis.

The firm is well known for its family and private client work. It is widely regarded as one of the best firms in the UK to provide these specialised services at the highest level. The firm also has an excellent reputation in many other areas of law and is rated in both Chambers and Legal 500.

The Opportunity

This is a newly created role within the firms Risk & Compliance team and will be serve as a junior to the Risk & Compliance Manager. The team is currently made up of four and the role offers scope for this individual to shape and strengthen the firms risk & compliance frameworks.

• Assist with responses to complaints, Data Subject Access Requests, and SRA enquiries and investigations
• Assist with suspicious activity reports and client due diligence
• Develop and delivering training, including induction training for new joiners
• Manage file audits
• Create and implement project plans
• Draft and maintain policies and retainer documents
• Prepare reports and assessments
• Deal with sanctions issues
• Attend and present at meetings on all Risk & Compliance related information

The Individual

• The ideal candidate will likely have 5 or more years of experience in a Risk and Compliance role at a top-500 law firm
• They should be a team player who can engage effectively with people at every level
• The candidate should have good knowledge of anti-money laundering, counter-terrorist financing, data protection, sanctions, and the SRA Standards and Regulations

Personal skills

• Self-motivated, highly organized, and with good IT skills
• Flexible, dedicated, and ambitious
• Proactive and reactive, with the ability to work under pressure
• Strong drafting and verbal communication skills, with great attention to detail
• The ability to grasp complex issues quickly
• A practical, commercial approach

Remuneration Package

Salary : £60,000 - £70,000 per annum

Benefits :

• 4x Life Assurance and Permanent Health Insurance
• Medical Insurance
• Medicash Cashplan
• BUPA Health Assessment are provided after the successful completion of a probation period
• Auto enrolment in the firm’s Group Personal Pension Scheme
• Interest-free season ticket loan after 3 months
• Cycle to Work Scheme

Annual Leave : 25 days plus bank holidays

Risk & Compliance Associate (Senior Analyst/Officer Level)

Top Tier UK Law Firm

Salary Up To £70,000pa + Benefits

Permanent, London Based

My client, a top tier UK law firm, is actively recruiting for an experienced Risk & Compliance professional to join them on a permanent basis in their London office - working as their new Risk & Compliance Associate (Senior Analyst/Officer Level).

This firm specialises in providing legal services to both private and commercial clients - best known for their Family and Private Client work!

As the successful Risk & Compliance Associate, you'll be responsible for (but not limited to) the following:

- Assisting with client due diligence

- Assisting with responses to Data Subject Access Requests (DSAR)

- Dealing with sanctions issues

- Assisting with responses to complaints

- Assisting with responses to SRA enquiries and investigations

- Drafting and maintaining policies and procedures

- Managing file audits

- Delivering and developing training (including for new joiners)

+ much more.

To be considered for this opportunity, you'll need to have/be the following:

- Have a minimum of 5+ years' experience within Legal Risk & Compliance (from a top-500 law firm)

- Be knowledgeable on AML, CTF, Data Protection and Sanctions

- Be able to commute to the London office on a regular basis (5 days a week to be trained/settled into the role, dropping to 3 days in the office)

For more information on this position and to review an in-depth job description, get in touch as soon as possible!

• Advise clients on risk and regulatory matters across the sector.
• Analyse upcoming regulatory developments and assess impact on clients.
• Design and implement effective risk and control frameworks.
• Contribute to thought leadership, market propositions, and industry forums.
• Support business development and help grow the practice.

• Proven experience in risk, compliance, or regulatory advisory within Investment Management or Wealth/ Platform (consulting, in-house, or regulatory).
• Strong understanding of UK and/or EU financial regulations relevant to investment firms, fund managers, or wealth managers.
• Practical experience designing and implementing risk frameworks.
• Excellent communication and stakeholder management skills.
• Entrepreneurial mindset with a focus on delivering quality and creating value.

Risk & Compliance Manager - Hampshire

Salary: Competitive | Hybrid Working | Clear Progression Path

A prestigious Legal 500 firm in Hampshire is seeking an experienced Risk & Compliance Manager to lead its compliance and regulatory function. This is an exciting opportunity to play a key role in ensuring best practice across the firm, with clear progression prospects, hybrid working, and a competitive salary on offer.

The Role

You will take responsibility for overseeing the firm's compliance framework, including:

• Managing all regulatory and risk management policies and procedures
• Ensuring compliance with SRA Standards and Regulations
• Overseeing AML, data protection, and client onboarding processes
• Conducting internal audits and risk assessments
• Delivering compliance training to staff at all levels
• Advising senior management on regulatory developments and best practice

What's on Offer

• Competitive salary and benefits package
• Hybrid and flexible working arrangements
• Genuine career progression opportunities within a Legal 500 firm
• Opportunity to lead and develop the compliance function
• Supportive and collaborative working environment
• Ongoing training and professional development

About You

• Previous experience in a risk and compliance role within a law firm is essential
• Strong knowledge of SRA, AML, and data protection regulations
• Excellent organisational and analytical skills
• Strong communication skills with the ability to influence at all levels
• Proactive, detail-focused, and able to work independently

Austen Lloyd Limited is a Specialist Legal Recruitment Agency operating nationally. Please Note: our advertisements may use PQE/salary levels purely as a guide. The role; Ref CW 59417 Risk & Compliance Manager - Hampshire

For more information send your CV or get in touch with Charlotte at Austen Lloyd as soon as possible - Ref CW 59417 Risk & Compliance Manager - Hampshire

Senior Risk & Compliance Lawyer

Location: London (City)

Salary: £150,000, with exceptional bonus and benefits

International Law Firm

Why this law firm stands out:

• Built-in flexibility: Flexibility isn’t just a policy; it’s part of how people work every day.
• Inclusion and diversity: A genuine, long-term commitment—happy to share more details if you’d like.
• Valued contribution: Your work will be noticed and appreciated—you won’t just be a number.
• Ambition: The firm is quietly ambitious and confident in who they are.

Most appealing part of the role:

• Opportunity to influence and shape compliance strategy at a globally respected law firm.

If you work in this space, you’ll likely know what the role entails, but here’s some insight: this is a wide-ranging and influential position. You will assess and manage legal, financial, and operational risks, develop and enforce risk management procedures, investigate risk incidents and recommend corrective actions, and advise partners and teams on risk-related decisions. You will work closely with global colleagues and senior stakeholders across the business.

We’re keen to engage qualified lawyers only , with significant experience in risk and compliance, ideally within an international law firm or professional services environment.

How to Apply

If you’re interested in this opportunity, please apply—even if your CV isn’t ready yet, we can manage that later. For a confidential discussion, please contact