Explore opportunities as a Chief Compliance Officer (CCO) and lead organizational integrity. These senior-level positions demand expertise in regulatory frameworks, 422 Chief Compliance Officer jobs in the United Kingdom
Chief Compliance Officer
Posted 1 day ago
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Job Description
We are currently supporting a leading crypto company in the search for a Chief Compliance Officer. This is a senior leadership role within a fast-growing and dynamic organisation focused on building robust compliance frameworks and navigating the evolving regulatory landscape for digital assets.
The successful candidate will lead the compliance function and act as a strategic advisor to the business on a wide range of regulatory matters with the FCA & AMF, with a particular focus on global compliance strategy, regulatory engagement, and risk management.
- Lead and oversee the compliance team, ensuring effective execution of regulatory requirements and initiatives
- Develop and maintain compliance policies, procedures, and controls tailored to the crypto and digital assets industry
- Monitor global regulatory developments and ensure proactive compliance with applicable laws and standards
- Build and manage a regulatory compliance roadmap aligned with business growth and industry best practices
- Oversee external regulatory reporting obligations and manage relationships with regulatory bodies
- Collaborate with Legal, Risk, and Operations teams to align compliance strategies with business objectives
- Provide compliance guidance on new products, services, and initiatives within the crypto ecosystem
- Lead regulatory audits, examinations, and inquiries, ensuring timely and accurate responses
- Foster a strong compliance culture through training programs, awareness initiatives, and best practices
- Prepare and present compliance updates to Boards and senior stakeholders
- 15+ years of experience in compliance, regulatory affairs, or risk management within financial services, fintech, or crypto industries
- Strong expertise in regulatory frameworks relevant to digital assets, crypto, and blockchain technologies
- Proven experience working with financial regulators globally, especially in EMEA, the UK, or France
- Demonstrated success in developing and implementing compliance programs in fast-paced, evolving environments
- Deep understanding of the crypto and digital assets industry
- Strategic thinker with strong analytical and problem-solving skills
- Excellent leadership and team management capabilities
- Strong research, writing, and verbal communication skills
- Ability to thrive in a high-pressure, fast-moving environment
- Professional proficiency in English; additional languages are a plus
Chief Compliance Officer
Posted today
Job Viewed
Job Description
Lunu Pay is a leading provider of innovative cryptocurrency payment solutions, bridging the gap between digital assets and traditional finance. We empower businesses worldwide to accept and process crypto transactions seamlessly, ensuring compliance with global regulatory frameworks.
Role Overview
As the Head of Compliance, you will be responsible for developing, implementing, and maintaining Lunu Pay's compliance framework, ensuring adherence to all applicable regulations, industry standards, and internal policies. You will play a critical role in safeguarding the company's operations, mitigating risks, and fostering a strong culture of compliance across all business functions.
Key Responsibilities
- Develop and oversee Lunu Pay's global compliance strategy, ensuring adherence to AML, KYC, GDPR, FCA, and other relevant regulations.
- Act as the primary liaison with regulatory bodies, financial institutions, and legal advisors to maintain compliance with evolving crypto and financial regulations.
- Establish, monitor, and update internal policies, procedures, and controls to prevent financial crimes, fraud, and money laundering.
- Lead and manage compliance audits, risk assessments, and regulatory reporting requirements.
- Collaborate with product and engineering teams to integrate compliance measures into Lunu Pay's technology infrastructure.
- Conduct regular compliance training and awareness programs for employees to ensure best practices are followed.
- Manage relationships with banking partners and payment processors to maintain compliance with their regulatory requirements.
- Stay updated on international regulatory changes and assess their impact on Lunu Pay's operations, proactively implementing necessary adjustments.
- Handle customer and merchant due diligence processes, transaction monitoring, and suspicious activity reporting.
- Represent Lunu Pay in industry forums, regulatory discussions, and partnerships to influence policy and best practices.
Requirements
- 5+ years of experience in compliance, regulatory affairs, or legal roles within fintech, payments, or cryptocurrency industries, with a strong focus on UK regulations.
- In-depth knowledge of UK financial regulations, including FCA requirements, AML, KYC, CFT, GDPR.
- Proven experience in dealing with the UK Financial Conduct Authority (FCA) and compliance audits.
- Strong analytical, problem-solving, and risk management skills.
- Ability to work in a fast-paced, dynamic environment and adapt to regulatory changes.
- Excellent leadership, communication, and stakeholder management skills.
- Certified compliance professional (e.g., CAMS, ICA, CRCM) is a plus.
- Experience with blockchain and crypto-related compliance frameworks is highly desirable.
Why Join Lunu Pay?
- Work at the forefront of crypto payments innovation.
- Be part of a dynamic and fast-growing international company.
- Influence the regulatory direction of a leading fintech startup.
- Competitive salary and flexible work environment.
If you are a strategic thinker with a passion for compliance in the crypto and payments space, we'd love to hear from you Apply now to join Lunu Pay as we shape the future of digital payments.
Global Chief Compliance Officer
Posted 1 day ago
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Job Description
Job Title: Group Chief Compliance Officer
Location: Europe Headquarters (with Global Offices including Middle East)
Sector: Trading & Digital Asset Technology
About the Company:
Our client is a well-established global trading and digital asset technology firm with a strong presence across Europe, the Middle East, and other key markets. They are at the forefront of innovation in both traditional capital markets and emerging digital finance.
Role Overview:
The Group Chief Compliance Officer will lead and oversee the global compliance function, ensuring robust governance, regulatory adherence, and alignment with strategic business objectives. This is a senior leadership role that combines expertise in capital markets, multi-asset trading, and digital asset regulations.
Key Responsibilities:
- Lead and manage the global compliance function across multiple jurisdictions.
- Develop and implement regulatory strategy and policies for traditional and digital asset markets.
- Partner closely with executive leadership to align compliance with growth and business objectives.
- Build and maintain strong relationships with global regulators.
- Ensure robust governance frameworks and compliance monitoring programs.
- Provide guidance and oversight on emerging regulations, trends, and risks in digital finance.
Requirements:
- Minimum 12 years’ experience in Compliance within Capital Markets, Brokerage, or Trading.
- Strong understanding of multi-asset products, including Equities, FX, Derivatives, and Digital Assets.
- Proven experience engaging with global regulators.
- Passion for innovation, technology, and the evolving digital finance landscape.
- Excellent leadership, communication, and stakeholder management skills.
What We Offer:
- A strategic leadership role at a global, forward-thinking firm.
- Exposure to both traditional capital markets and cutting-edge digital asset technologies.
- Opportunity to shape compliance frameworks and influence the direction of the business globally.
Global Chief Compliance Officer
Posted 1 day ago
Job Viewed
Job Description
Job Title: Group Chief Compliance Officer
Location: Europe Headquarters (with Global Offices including Middle East)
Sector: Trading & Digital Asset Technology
About the Company:
Our client is a well-established global trading and digital asset technology firm with a strong presence across Europe, the Middle East, and other key markets. They are at the forefront of innovation in both traditional capital markets and emerging digital finance.
Role Overview:
The Group Chief Compliance Officer will lead and oversee the global compliance function, ensuring robust governance, regulatory adherence, and alignment with strategic business objectives. This is a senior leadership role that combines expertise in capital markets, multi-asset trading, and digital asset regulations.
Key Responsibilities:
- Lead and manage the global compliance function across multiple jurisdictions.
- Develop and implement regulatory strategy and policies for traditional and digital asset markets.
- Partner closely with executive leadership to align compliance with growth and business objectives.
- Build and maintain strong relationships with global regulators.
- Ensure robust governance frameworks and compliance monitoring programs.
- Provide guidance and oversight on emerging regulations, trends, and risks in digital finance.
Requirements:
- Minimum 12 years’ experience in Compliance within Capital Markets, Brokerage, or Trading.
- Strong understanding of multi-asset products, including Equities, FX, Derivatives, and Digital Assets.
- Proven experience engaging with global regulators.
- Passion for innovation, technology, and the evolving digital finance landscape.
- Excellent leadership, communication, and stakeholder management skills.
What We Offer:
- A strategic leadership role at a global, forward-thinking firm.
- Exposure to both traditional capital markets and cutting-edge digital asset technologies.
- Opportunity to shape compliance frameworks and influence the direction of the business globally.
Global Chief Compliance Officer
Posted today
Job Viewed
Job Description
Job Title: Group Chief Compliance Officer
Location: Europe Headquarters (with Global Offices including Middle East)
Sector: Trading & Digital Asset Technology
About the Company:
Our client is a well-established global trading and digital asset technology firm with a strong presence across Europe, the Middle East, and other key markets. They are at the forefront of innovation in both traditional capital markets and emerging digital finance.
Role Overview:
The Group Chief Compliance Officer will lead and oversee the global compliance function, ensuring robust governance, regulatory adherence, and alignment with strategic business objectives. This is a senior leadership role that combines expertise in capital markets, multi-asset trading, and digital asset regulations.
Key Responsibilities:
- Lead and manage the global compliance function across multiple jurisdictions.
- Develop and implement regulatory strategy and policies for traditional and digital asset markets.
- Partner closely with executive leadership to align compliance with growth and business objectives.
- Build and maintain strong relationships with global regulators.
- Ensure robust governance frameworks and compliance monitoring programs.
- Provide guidance and oversight on emerging regulations, trends, and risks in digital finance.
Requirements:
- Minimum 12 years’ experience in Compliance within Capital Markets, Brokerage, or Trading.
- Strong understanding of multi-asset products, including Equities, FX, Derivatives, and Digital Assets.
- Proven experience engaging with global regulators.
- Passion for innovation, technology, and the evolving digital finance landscape.
- Excellent leadership, communication, and stakeholder management skills.
What We Offer:
- A strategic leadership role at a global, forward-thinking firm.
- Exposure to both traditional capital markets and cutting-edge digital asset technologies.
- Opportunity to shape compliance frameworks and influence the direction of the business globally.
Global Chief Compliance Officer
Posted today
Job Viewed
Job Description
Job Title: Group Chief Compliance Officer
Location: Europe Headquarters (with Global Offices including Middle East)
Sector: Trading & Digital Asset Technology
About the Company:
Our client is a well-established global trading and digital asset technology firm with a strong presence across Europe, the Middle East, and other key markets. They are at the forefront of innovation in both traditional capital markets and emerging digital finance.
Role Overview:
The Group Chief Compliance Officer will lead and oversee the global compliance function, ensuring robust governance, regulatory adherence, and alignment with strategic business objectives. This is a senior leadership role that combines expertise in capital markets, multi-asset trading, and digital asset regulations.
Key Responsibilities:
- Lead and manage the global compliance function across multiple jurisdictions.
- Develop and implement regulatory strategy and policies for traditional and digital asset markets.
- Partner closely with executive leadership to align compliance with growth and business objectives.
- Build and maintain strong relationships with global regulators.
- Ensure robust governance frameworks and compliance monitoring programs.
- Provide guidance and oversight on emerging regulations, trends, and risks in digital finance.
Requirements:
- Minimum 12 years’ experience in Compliance within Capital Markets, Brokerage, or Trading.
- Strong understanding of multi-asset products, including Equities, FX, Derivatives, and Digital Assets.
- Proven experience engaging with global regulators.
- Passion for innovation, technology, and the evolving digital finance landscape.
- Excellent leadership, communication, and stakeholder management skills.
What We Offer:
- A strategic leadership role at a global, forward-thinking firm.
- Exposure to both traditional capital markets and cutting-edge digital asset technologies.
- Opportunity to shape compliance frameworks and influence the direction of the business globally.
Chief Compliance Officer (Financial Services)
Posted 6 days ago
Job Viewed
Job Description
Key Responsibilities:
- Develop, implement, and oversee the firm's comprehensive global compliance strategy and policies.
- Ensure adherence to all relevant financial regulations, including but not limited to AML, KYC, GDPR, MiFID II, and local regulatory requirements.
- Design and manage the firm's compliance risk assessment framework, identifying and mitigating potential regulatory risks.
- Develop and deliver effective compliance training programs for all employees across different levels and functions.
- Oversee internal investigations related to compliance breaches and manage regulatory reporting.
- Act as the primary point of contact for regulatory bodies, auditors, and external counsel on compliance matters.
- Lead and mentor the global compliance team, fostering a high-performance culture.
- Stay informed of changes in the regulatory environment and proactively adapt compliance programs.
- Develop and manage the compliance department budget.
- Advise senior management and the Board of Directors on compliance risks and strategies.
- Promote a strong ethical culture and ensure adherence to the firm's Code of Conduct.
- Oversee the implementation and effectiveness of compliance monitoring and surveillance programs.
Qualifications:
- Law degree, MBA, or equivalent advanced degree in a relevant field.
- 10+ years of progressive experience in compliance, legal, or risk management roles within the financial services industry.
- In-depth knowledge of global financial regulations, including AML, KYC, sanctions, and securities laws.
- Proven experience in developing and implementing enterprise-wide compliance programs.
- Strong leadership and team management skills, with experience managing remote teams.
- Excellent analytical, problem-solving, and decision-making abilities.
- Exceptional written and verbal communication skills, with the ability to effectively communicate complex regulatory issues to diverse audiences.
- Experience interacting with regulatory authorities and managing regulatory examinations.
- Professional certifications such as CAMS, CRCM, or equivalent are highly desirable.
- Unquestionable integrity and ethical standards.
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Chief Compliance Officer, Pharmaceutical Diagnostics (PDx)
Posted today
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Job Description
The Chief Compliance Officer (CCO) for GE HealthCare's Pharmaceutical Diagnostics (PDx) segment is a senior executive leadership role responsible for overseeing and advancing
the global compliance strategy across the PDx business. This includes ensuring adherence to applicable laws, regulations, and internal policies, while fostering a culture of
integrity, transparency, and ethical decision-making. The CCO will serve as a trusted advisor to the PDx Leadership Team, providing strategic guidance on compliance risks,
leading investigations, and driving proactive compliance initiatives across all geographies and functions. This role is critical to safeguarding the company's reputation and
enabling sustainable business growth in a highly regulated environment.
Responsable de la conformité, Diagnostic pharmaceutique (PDx)
Votre défi
Le responsable de la conformité (CCO) du segment Diagnostic pharmaceutique (PDx) de GE HealthCare est un poste de direction senior chargé de superviser et de faire progresser la stratégie de conformité mondiale dans l'ensemble de l'activité PDx. Cela implique de veiller au respect des lois, réglementations et politiques internes applicables, tout en favorisant une culture d'intégrité, de transparence et de prise de décision éthique. Le CCO sera le conseiller de confiance de l'équipe de direction de PDx, fournissant des conseils stratégiques sur les risques de conformité, menant des enquêtes et pilotant des initiatives de conformité proactives dans toutes les zones géographiques et toutes les fonctions. Ce poste est essentiel pour préserver la réputation de l'entreprise et permettre une croissance durable de l'activité dans un environnement hautement réglementé.
**Job Description**
**Your Responsibilities**
Strategic Compliance Leadership:
- Define and execute the global compliance strategy for PDx, aligned with GE HealthCare's enterprise-wide compliance framework.
- Serve as a key member of the PDx Leadership Team, contributing to business strategy with a compliance lens.
- Provide regular updates to the CEO of PDx and the GE HealthCare General Counsel on compliance risks, trends, and mitigation plans.
Policy, Risk & Governance:
- Oversee the development, implementation, and enforcement of compliance policies and procedures.
- Lead risk assessments and compliance audits across PDx operations, including manufacturing, R&D, commercial, and medical affairs.
- Ensure robust governance of third-party interactions, promotional practices, and data privacy.
Training, Culture & Engagement:
- Champion a culture of compliance and ethical behaviour through training, awareness campaigns, and leadership engagement.
- Partner with HR and Communications to embed compliance into onboarding, performance management, and recognition programmes.
Monitoring, Investigations & Reporting:
- Lead internal investigations into potential compliance violations, ensuring timely resolution and appropriate remediation.
- Maintain oversight of reporting mechanisms (e.g., Speak Up channels) and ensure issues are escalated appropriately.
Regulatory & External Engagement:
- Serve as the primary compliance liaison with regulatory authorities and external auditors for PDx.
- Monitor evolving global regulations and industry standards, advising the business on implications and readiness
**Your Experience**
- Proven track record (10+ years) in compliance leadership roles within the pharmaceutical, diagnostics, or healthcare sector.
- Deep understanding of global healthcare compliance frameworks (e.g., FCPA, UK Bribery Act, GDPR, industry codes).
- Experience managing compliance in complex, matrixed, and global organisations.
- Strong investigative skills and sound judgement in handling sensitive matters. - Excellent communication and influencing skills, with the ability to engage senior stakeholders and regulators.
- Legal background preferred but not required.
**Desired Characteristics**
- Strategic thinker with a pragmatic, solutions-oriented mindset.
- High integrity and discretion in handling confidential matters.
- Ability to lead through ambiguity and drive change across diverse cultures and geographies.
- Collaborative leadership style with a passion for mentoring and developing teams
**Vos responsabilités**
Leadership stratégique en matière de conformité :
- Définir et mettre en œuvre la stratégie mondiale de conformité pour PDx, en accord avec le cadre de conformité à l'échelle de l'entreprise de GE HealthCare.
- Être un membre clé de l'équipe de direction de PDx, en contribuant à la stratégie commerciale sous l'angle de la conformité.
- Fournir des mises à jour régulières au PDG de PDx et au directeur juridique de GE HealthCare sur les risques de conformité, les tendances et les plans d'atténuation.
Politique, risques et gouvernance :
- Superviser l'élaboration, la mise en œuvre et l'application des politiques et procédures de conformité.
- Diriger les évaluations des risques et les audits de conformité dans toutes les opérations de PDx, y compris la fabrication, la R&D, les affaires commerciales et médicales.
- Assurer une gouvernance solide des interactions avec les tiers, des pratiques promotionnelles et de la confidentialité des données.
Formation, culture et engagement :
- Promouvoir une culture de conformité et de comportement éthique par le biais de formations, de campagnes de sensibilisation et de l'engagement des dirigeants.
- Collaborer avec les ressources humaines et la communication pour intégrer la conformité dans les programmes d'intégration, de gestion des performances et de reconnaissance.
Surveillance, enquêtes et rapports :
- Diriger les enquêtes internes sur les violations potentielles de la conformité, en veillant à ce qu'elles soient résolues en temps opportun et à ce que des mesures correctives appropriées soient prises.
- Superviser les mécanismes de signalement (par exemple, les canaux Speak Up) et veiller à ce que les problèmes soient signalés de manière appropriée.
Engagement réglementaire et externe :
- Servir de principal intermédiaire en matière de conformité auprès des autorités réglementaires et des auditeurs externes pour PDx.
- Surveiller l'évolution des réglementations mondiales et des normes industrielles, et conseiller l'entreprise sur leurs implications et son état de préparation.
**Votre expérience Caractéristiques recherchées**
- Expérience avérée (10 ans ou plus) dans des postes de direction en matière de conformité dans le secteur pharmaceutique, diagnostique ou des soins de santé.
- Compréhension approfondie des cadres de conformité mondiaux en matière de soins de santé (par exemple, FCPA, UK Bribery Act, GDPR, codes industriels).
- Expérience dans la gestion de la conformité au sein d'organisations complexes, matricielles et mondiales.
- Solides compétences en matière d'enquête et bon jugement dans le traitement de questions sensibles.
- Excellentes compétences en communication et en influence, avec la capacité d'impliquer les parties prenantes de haut niveau et les régulateurs.
- Une formation juridique est préférable, mais n'est pas obligatoire.
**Caractéristiques souhaitées**
- Esprit stratégique avec une mentalité pragmatique et orientée vers les solutions.
- Grande intégrité et discrétion dans le traitement des questions confidentielles.
- Capacité à diriger dans un contexte ambigu et à conduire le changement dans des cultures et des zones géographiques diverses.
- Style de leadership collaboratif avec une passion pour le mentorat et le développement des équipes.
**Additional Information**
**Relocation Assistance Provided:** No
Legal Compliance Manager
Posted 1 day ago
Job Viewed
Job Description
Legal Compliance Manager - Media sector
£70,000 - £80,000 dependent upon experience
London, 2 days a week in the office
Audit & Risk Recruitment are delighted to be partnering with a very well known group in the media sector. Our client is a large, highly complex organisation with a challenging Risk profile. This role reports to the Head of Risk Management and will be responsible for managing risks associated with Compliance across the whole business, as well as preparing quality, timely reports for a selection of governance committees.
Key tasks include:
- Taking accountability for compliance risk deliverables and outputs, including the preparation of compliance reports
- Work with stakeholders to identify compliance risk areas and vulnerability. Monitor compliance and assurance activity, and create remediation plans as necessary.
- Draft Executive-level summaries for senior stakeholders detailing compliance issues, findings and outcomes
- Provide insight and analysis to Board-level executives
- Drive a culture of compliance and integrity across the organisation.
- Become an expert in compliance-related risks and activities for the organisation, including staying on top of developments and trends and adapting to business strategy
You will be a legal compliance expert with plenty of in-house experience, preferably gained from the commercial or industrial sectors. You must have a detailed understanding of compliance risk management programmes and what 'good' looks like. You will need excellent written and oral communication skills.
Legal Compliance Manager
Posted 1 day ago
Job Viewed
Job Description
Legal Compliance Manager - Media sector
£70,000 - £80,000 dependent upon experience
London, 2 days a week in the office
Audit & Risk Recruitment are delighted to be partnering with a very well known group in the media sector. Our client is a large, highly complex organisation with a challenging Risk profile. This role reports to the Head of Risk Management and will be responsible for managing risks associated with Compliance across the whole business, as well as preparing quality, timely reports for a selection of governance committees.
Key tasks include:
- Taking accountability for compliance risk deliverables and outputs, including the preparation of compliance reports
- Work with stakeholders to identify compliance risk areas and vulnerability. Monitor compliance and assurance activity, and create remediation plans as necessary.
- Draft Executive-level summaries for senior stakeholders detailing compliance issues, findings and outcomes
- Provide insight and analysis to Board-level executives
- Drive a culture of compliance and integrity across the organisation.
- Become an expert in compliance-related risks and activities for the organisation, including staying on top of developments and trends and adapting to business strategy
You will be a legal compliance expert with plenty of in-house experience, preferably gained from the commercial or industrial sectors. You must have a detailed understanding of compliance risk management programmes and what 'good' looks like. You will need excellent written and oral communication skills.