Explore opportunities in regulatory compliance, a field experiencing steady growth across various sectors. Professionals in this area are responsible for ensuring organizations adhere to relevant laws, regulations, and internal policies. This involves developing compliance programs, conducting audits, and providing training to employees. The demand for regulatory compliance experts spans industries including finance, healthcare, technology, and manufacturing.764 Regulatory Compliance jobs in the United Kingdom
Regulatory Compliance Officer
Posted 20 days ago
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Job Description
The TP ICAP Group is a world leading provider of market infrastructure.
Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions.
Through our people and technology, we connect clients to superior liquidity and data solutions.
The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world’s leading provider of OTC data, and an award winning all-to-all trading platform.
The Group operates from more than 60 offices in 27 countries. We are 5,300 people strong. We work as one to achieve our vision of being the world’s most trusted, innovative, liquidity and data solutions specialist.
Role Overview
The Regulatory Compliance Officer will be responsible for identifying, interpreting and advising on regulatory requirements of TP ICAP’s EMEA businesses to ensure that TP ICAP pursues its strategic objectives in accordance with all applicable regulatory requirements. The successful candidate will directly advise senior stakeholders within corporate and broking divisions, and will support the EMEA Compliance function in its regular interactions with stakeholders on regulatory matters.
As a member of the EMEA Compliance Advisory team, you will report into the Senior Compliance Advisory Manager. As such, the role-holder will be a part of the EMEA Compliance function, based in TP ICAP’s London offices. The Regulatory Compliance Officer will work to create a compliance culture within the TP ICAP Group, with particular responsibility for the UK broking divisions.
Role Responsibilities
- Horizon-scanning to detect and track emerging regulatory requirements.
- Interpreting emerging regulatory requirements and advising stakeholders on their potential impact and associated control requirements.
- Developing and maintaining relationships with stakeholders across TP ICAP, including the EMEA COO, the EMEA Head of Venues and Market Infrastructure, and Legal.
- Interacting with trade associations, exchanges and regulators as required, including representing TP ICAP at industry or regulatory meetings.
- Representing EMEA Compliance in internal governance meetings, such as the Regulatory Change Oversight Meeting, and in subsequent regulatory implementation projects.
- Creating and delivering training materials on regulatory requirements.
- Reviewing and drafting policies and procedures to comply with relevant regulatory requirements.
- Performing ad-hoc reviews and investigations in to TP ICAP’s adherence to its regulatory requirements.
- Supporting applications for new/amended regulatory permissions as required.
- Review output from the Compliance Monitoring Programme and implement remedial actions.
- Project work as required from time to time.
- Fulfil additional / ad hoc duties as required to meet the needs of the business and the EMEA Compliance function.
Experience / Competences
- Good working knowledge of the applicable requirements of the UK and EU financial services regime, including the FCA Handbook and key regulations e.g. MiFID II and SMCR etc.
- Previous experience analysing wholesale market regulations and assessing their impact.
- Excellent communication skills, both verbal and written.
- Able to build relationships and communicate effectively and efficiently to internal and external stakeholders.
- Able to work well with diverse groups and personalities.
- A bachelor’s degree or a period of work experience demonstrating equivalent ability.
- Prior experience at a regulator or government agency in drafting or reviewing financial services policy.
- Prior experience in a compliance role at another Financial Services firm.
- Knowledge of specific execution methodologies e.g. Name Give Up, Matched Principal, Exchange Give Up.
Concerned that you may not meet the criteria precisely? At TP ICAP, we wholeheartedly believe in fostering inclusivity and cultivating a work environment where everyone can flourish, regardless of your personal or professional background. If you are enthusiastic about this role but find that your experience doesn't align perfectly with every aspect of the job description, we strongly encourage you to apply. You may be the ideal candidate for this position or another opportunity within our organisation. Our dedicated Talent Acquisition team is here to assist you in recognising how your unique skills and abilities can be a valuable contribution. Don't hesitate to take the leap and explore the possibilities. Your potential is what truly matters to us.
Company Statement
We know that the best innovation happens when diverse people with different perspectives and skills work together in an inclusive atmosphere. That's why we're building a culture where everyone plays a part in making people feel welcome, ready and willing to contribute. TP ICAP Accord - our Employee Network - is a central to this. As well as representing specific groups, TP ICAP Accord helps increase awareness, collaboration, shares best practice, and holds our firm to account for driving continuous cultural improvement.
Location
UK - 135 Bishopsgate - London
Regulatory Compliance Analyst
Posted today
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Job Description
Regulatory Compliance Manager
Posted today
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Job Description
Regulatory Compliance Analyst
Posted 4 days ago
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Job Description
Regulatory Compliance Associate
London (2 days in office)
FX / Payments (Experience in payments is highly desirable)
The Role
Join a growing compliance team, focusing on regulatory analysis and financial crime prevention. You’ll help interpret complex regulations, update policies, and ensure the business remains compliant across multiple markets.
Key Responsibilities
- Analyse and interpret financial crime regulations, advising internal teams.
- Monitor regulatory changes and update policies/procedures.
- Support control testing frameworks and compliance reviews.
- Assess potential regulatory breaches and manage SAR processes.
- Assist with audits, due diligence, and regulator/partner queries.
- Work cross-functionally to embed compliance into new products.
About You
- 3-5 years’ experience in financial crime or regulatory compliance.
- Strong knowledge of UK regulations (FCA).
- Analytical, detail-oriented, and comfortable handling complex issues.
- Experience with SARs, monitoring, and policy development.
- Professional certifications (e.g., ICA, ACAMS) a plus.
Why Apply?
- Hands-on role with ownership and exposure to senior stakeholders.
- Opportunity to shape compliance processes and frameworks.
- Career growth in a fast-paced, innovative environment.
Regulatory Compliance Analyst
Posted 4 days ago
Job Viewed
Job Description
Regulatory Compliance Associate
London (2 days in office)
FX / Payments (Experience in payments is highly desirable)
The Role
Join a growing compliance team, focusing on regulatory analysis and financial crime prevention. You’ll help interpret complex regulations, update policies, and ensure the business remains compliant across multiple markets.
Key Responsibilities
- Analyse and interpret financial crime regulations, advising internal teams.
- Monitor regulatory changes and update policies/procedures.
- Support control testing frameworks and compliance reviews.
- Assess potential regulatory breaches and manage SAR processes.
- Assist with audits, due diligence, and regulator/partner queries.
- Work cross-functionally to embed compliance into new products.
About You
- 3-5 years’ experience in financial crime or regulatory compliance.
- Strong knowledge of UK regulations (FCA).
- Analytical, detail-oriented, and comfortable handling complex issues.
- Experience with SARs, monitoring, and policy development.
- Professional certifications (e.g., ICA, ACAMS) a plus.
Why Apply?
- Hands-on role with ownership and exposure to senior stakeholders.
- Opportunity to shape compliance processes and frameworks.
- Career growth in a fast-paced, innovative environment.
Regulatory Compliance Manager
Posted 4 days ago
Job Viewed
Job Description
About Us
Established in March 2018, Bybit is one of the fastest growing cryptocurrency derivatives exchanges, with more than 70 million registered users. We offer a professional platform where crypto traders can find an ultra-fast matching engine, excellent customer service and multilingual community support. We provide innovative online spot and derivatives trading services, mining and staking products, as well as API support, to retail and institutional clients around the world, and strive to be the most reliable exchange for the emerging digital asset class.
Our core values define us. We listen, care, and improve to create a faster, fairer, and more humane trading environment for our users. Our innovative, highly advanced, user-friendly platform has been designed from the ground-up using best-in-class infrastructure to provide our users with the industry's safest, fastest, fairest, and most transparent trading experience. Built on customer-centric values, we endeavour to provide a professional, 24/7 multi-language customer support to help in a timely manner.
As of today, Bybit is one of the most trusted, reliable, and transparent cryptocurrency derivatives platforms in the space.
Responsibilities:
- Interpret and analyze global regulations affecting company operations, products, and services.
- Draft, amend, and implement regulatory policies and internal compliance guides.
- Monitor regulatory developments across jurisdictions and provide actionable insights to business teams and senior management.
- Conduct global regulatory surveys and assist in preparing regulatory reports for internal and external stakeholders.
- Engage external legal counsel efficiently to clarify complex regulatory issues and advise on commercially viable solutions.
- Conduct risk assessments to identify compliance gaps and recommend mitigation strategies.
- Maintain and update regulatory trackers to reflect evolving legal requirements.
- Support internal training programs on regulatory compliance and awareness.
Requirements:
- Qualified lawyer called to the bar in SG, MY, UK, or HK.
- Minimum 4 years PQE in regulatory compliance, preferably in the crypto/web3 space across multiple jurisdictions.
- Strong analytical skills to interpret complex legal and regulatory texts.
- Proven experience in policy drafting, regulatory monitoring, and compliance audits.
- Excellent project management skills with the ability to handle multiple projects simultaneously.
- Detail-oriented, yet able to see strategic and operational implications.
- Adaptable to a fast-paced, start-up environment and culturally aware.
- Fluent in English, with strong written and verbal communication skills
Why Join Us
At Bybit, we are committed to fostering a supportive and enriching work environment.
Our benefits include:
- Study Growth Fund: We support your professional development and continuous learning.
- Internal Events: Participate in regular team-building activities, workshops, and events designed to promote collaboration and innovation.
- Global Collaboration: Be part of a diverse, international team, working alongside colleagues from around the world.
- Career Advancement: Access opportunities for growth and advancement within a rapidly expanding global company.
- Internal Mobility: Grow with us- Your long-term development is important to us. We offer internal job opportunities to help build your career path.
Regulatory Compliance Analyst
Posted today
Job Viewed
Job Description
Regulatory Compliance Associate
London (2 days in office)
FX / Payments (Experience in payments is highly desirable)
The Role
Join a growing compliance team, focusing on regulatory analysis and financial crime prevention. You’ll help interpret complex regulations, update policies, and ensure the business remains compliant across multiple markets.
Key Responsibilities
- Analyse and interpret financial crime regulations, advising internal teams.
- Monitor regulatory changes and update policies/procedures.
- Support control testing frameworks and compliance reviews.
- Assess potential regulatory breaches and manage SAR processes.
- Assist with audits, due diligence, and regulator/partner queries.
- Work cross-functionally to embed compliance into new products.
About You
- 3-5 years’ experience in financial crime or regulatory compliance.
- Strong knowledge of UK regulations (FCA).
- Analytical, detail-oriented, and comfortable handling complex issues.
- Experience with SARs, monitoring, and policy development.
- Professional certifications (e.g., ICA, ACAMS) a plus.
Why Apply?
- Hands-on role with ownership and exposure to senior stakeholders.
- Opportunity to shape compliance processes and frameworks.
- Career growth in a fast-paced, innovative environment.
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Regulatory Compliance Analyst
Posted today
Job Viewed
Job Description
Regulatory Compliance Associate
London (2 days in office)
FX / Payments (Experience in payments is highly desirable)
The Role
Join a growing compliance team, focusing on regulatory analysis and financial crime prevention. You’ll help interpret complex regulations, update policies, and ensure the business remains compliant across multiple markets.
Key Responsibilities
- Analyse and interpret financial crime regulations, advising internal teams.
- Monitor regulatory changes and update policies/procedures.
- Support control testing frameworks and compliance reviews.
- Assess potential regulatory breaches and manage SAR processes.
- Assist with audits, due diligence, and regulator/partner queries.
- Work cross-functionally to embed compliance into new products.
About You
- 3-5 years’ experience in financial crime or regulatory compliance.
- Strong knowledge of UK regulations (FCA).
- Analytical, detail-oriented, and comfortable handling complex issues.
- Experience with SARs, monitoring, and policy development.
- Professional certifications (e.g., ICA, ACAMS) a plus.
Why Apply?
- Hands-on role with ownership and exposure to senior stakeholders.
- Opportunity to shape compliance processes and frameworks.
- Career growth in a fast-paced, innovative environment.
Regulatory Compliance Analyst
Posted 17 days ago
Job Viewed
Job Description
We are looking for a motivated and detail-oriented Regulatory Compliance Analyst to join a growing Financial Crime team. This is an excellent opportunity for a graduate or early-career professional to build a career in regulatory compliance within financial services, with a focus on payment services, electronic money regulations, and FCA/PRA obligations.
The successful candidate will provide essential support in regulatory reporting, data submissions, and compliance documentation, while gaining hands-on experience and training in the sector.
Key ResponsibilitiesMonitor regulatory developments related to payment services, electronic money, PSD2, FCA/PRA rules, and other applicable regulations.
Prepare and submit regulatory reports, returns, and notifications (e.g., EMR/PSR obligations, transaction reporting).
Maintain and update compliance policies, procedures, and documentation in line with regulatory changes.
Support regulatory projects, including product launch compliance requirements.
Conduct research on regulatory obligations and compile data for compliance purposes.
Ensure documentation is audit-ready and supports regulatory inspections.
Provide administrative and analytical support to senior compliance team members.
RequirementsGraduate-level education in finance, business, law, economics, or a related field.
1–2 years’ experience in financial services (compliance, risk, operations, or related areas preferred).
Strong attention to detail, organisation, and accuracy.
Analytical mindset and ability to work with regulatory data.
Proactive, eager to learn, and able to take ownership of tasks.
Excellent written and verbal communication skills.
Genuine interest in regulatory compliance, payment services, and financial regulations.
BenefitsHands-on training and mentoring in regulatory compliance and reporting.
Exposure to regulatory frameworks, senior stakeholders, and operational compliance processes.
Support for professional certifications (e.g., ICA or equivalent).
Competitive salary and benefits package.
Hybrid working: 3 days in our London office, 2 days remote.
Senior Legal Counsel, Regulatory Compliance
Posted 11 days ago
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Job Description
In this pivotal role, you will be responsible for advising on regulatory requirements, interpreting complex legislation, and ensuring adherence to all applicable laws and standards. You will work closely with business units to identify potential compliance risks, develop mitigation strategies, and champion a culture of compliance throughout the organisation. Your expertise in areas such as data privacy, financial regulations, or industry-specific compliance frameworks will be essential. This role demands strong analytical skills, exceptional judgment, and the ability to communicate complex legal concepts clearly and persuasively to diverse audiences, all within a remote working model.
Key Responsibilities:
- Provide expert legal advice and guidance on all aspects of regulatory compliance relevant to the company's operations.
- Interpret and advise on the implications of new legislation, regulations, and legal developments.
- Develop, implement, and maintain comprehensive compliance policies, procedures, and controls.
- Conduct risk assessments to identify potential compliance vulnerabilities and recommend appropriate remedial actions.
- Oversee and manage internal investigations related to compliance matters.
- Collaborate with external regulators and government agencies, acting as a key point of contact.
- Train and educate employees on compliance obligations and best practices.
- Advise business teams on the compliance implications of new products, services, and business initiatives.
- Stay current with evolving regulatory requirements and industry best practices in compliance.
- Manage external counsel in regulatory matters and litigation.
- Admission to practice law in England and Wales (or equivalent jurisdiction) with a current practicing certificate.
- Minimum of 8 years of post-qualification experience, with a significant focus on regulatory compliance, gained in-house or at a top-tier law firm.
- Deep understanding of relevant regulatory frameworks (e.g., GDPR, financial services regulations, environmental law, etc. depending on industry).
- Proven experience in developing and implementing compliance programs.
- Excellent analytical, problem-solving, and strategic thinking skills.
- Exceptional communication, presentation, and interpersonal skills, with the ability to influence stakeholders at all levels.
- Demonstrated ability to work independently, manage multiple priorities, and thrive in a remote work environment.
- High ethical standards and a strong commitment to integrity.